0001209191-15-050827.txt : 20150605 0001209191-15-050827.hdr.sgml : 20150605 20150605200813 ACCESSION NUMBER: 0001209191-15-050827 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150603 FILED AS OF DATE: 20150605 DATE AS OF CHANGE: 20150605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workday, Inc. CENTRAL INDEX KEY: 0001327811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 202480422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-951-9000 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: Workday Inc DATE OF NAME CHANGE: 20050519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bozzini James CENTRAL INDEX KEY: 0001598140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35680 FILM NUMBER: 15917206 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-06-03 0 0001327811 Workday, Inc. WDAY 0001598140 Bozzini James C/O WORKDAY, INC. 6230 STONERIDGE MALL ROAD PLEASANTON CA 94588 0 1 0 0 Senior Vice President Class A Common Stock 2015-06-03 4 M 0 6250 1.00 A 159587 D Class A Common Stock 2015-06-03 4 S 0 1500 79.5157 D 158087 D Class A Common Stock 2015-06-03 4 S 0 4750 80.341 D 153337 D Class A Common Stock 2015-06-04 4 M 0 6250 0.65 A 159587 D Class A Common Stock 2015-06-04 4 S 0 3950 78.3109 D 155637 D Class A Common Stock 2015-06-04 4 S 0 2200 79.3305 D 153437 D Class A Common Stock 2015-06-04 4 S 0 100 79.93 D 153337 D Class A Common Stock 83595 I By Bozzini Revocable Trust dtd 5/10/2004 Class A Common Stock 11077 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Class A Common Stock 11077 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Class A Common Stock 11077 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Stock Option (right to buy) 1.00 2015-06-03 4 M 0 6250 1.00 D 2020-07-28 Class A Common Stock 6250 38250 D Stock Option (right to buy) 1.00 2015-06-03 4 M 0 6250 1.00 D 2020-07-28 Class A Common Stock 6250 32000 D Stock Option (right to buy) 0.50 2019-03-15 Class A Common Stock 40000 40000 D Stock Option (right to buy) 0.65 2019-12-17 Class A Common Stock 200 200 D Stock Option (right to buy) 2.30 2021-02-18 Class A Common Stock 200000 200000 D Stock Option (right to buy) 7.05 2022-05-04 Class A Common Stock 50000 50000 D Includes 152,612 restricted stock units (RSUs) that entitle the Reporting Person to receive one share of Class A Common Stock per unit upon settlement, which will take place within 30 days of vesting. 59,628 RSUs will vest in eight (8) quarterly installments beginning 11/15/2015, 46,492 RSUs will vest in eight (8) quarterly installments beginning 07/15/2016, and 46,492 RSUs will vest as follows: 25% of the total number of units will vest on 04/15/2016 when the Reporting Person completes 12 months of continuous service and 6.25% of the total number of units will vest as the Reporting Person completes each 3-month period of continuous service thereafter, subject to the Reporting Person's continued employment with the Issuer on the applicable vesting dates. Includes 223 shares of Class A Common Stock that were purchased through the Issuer's Employee Stock Purchase Program on May 29, 2015. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 15, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $78.8300 to $79.8299, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $79.8300 to $80.8299, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $77.8300 to $78.8299, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $78.8300 to $79.8299, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2012 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason. This stock option grant became fully vested on January 1, 2014. The stock option grant became fully vested on December 18, 2009. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2013 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2014 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason. /s/ Melanie Vinson, attorney-in-fact 2015-06-05