0001209191-15-025300.txt : 20150311 0001209191-15-025300.hdr.sgml : 20150311 20150311175506 ACCESSION NUMBER: 0001209191-15-025300 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141229 FILED AS OF DATE: 20150311 DATE AS OF CHANGE: 20150311 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workday, Inc. CENTRAL INDEX KEY: 0001327811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 202480422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-951-9000 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: Workday Inc DATE OF NAME CHANGE: 20050519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bozzini James CENTRAL INDEX KEY: 0001598140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35680 FILM NUMBER: 15693843 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-12-29 0 0001327811 Workday, Inc. WDAY 0001598140 Bozzini James C/O WORKDAY, INC. 6230 STONERIDGE MALL ROAD PLEASANTON CA 94588 0 1 0 0 Senior Vice President Class A Common Stock 2014-12-29 4 G 0 1175 0.00 D 83595 I By Bozzini Revocable Trust dtd 5/10/2004 Class A Common Stock 2015-03-09 4 M 0 10500 0.65 A 117122 D Class A Common Stock 2015-03-09 4 S 0 7600 82.1045 D 109522 D Class A Common Stock 2015-03-09 4 S 0 2900 82.5305 D 106622 D Class A Common Stock 2015-03-10 4 M 0 10500 0.65 A 117122 D Class A Common Stock 2015-03-10 4 S 0 10500 81.3462 D 106622 D Class A Common Stock 2015-03-09 4 S 0 2323 82.1909 D 11420 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Class A Common Stock 2015-03-09 4 S 0 343 82.5888 D 11077 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Class A Common Stock 2015-03-09 4 S 0 2371 82.2098 D 11373 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Class A Common Stock 2015-03-09 4 S 0 296 82.5683 D 11077 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Class A Common Stock 2015-03-09 4 S 0 2500 82.2312 D 11244 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Class A Common Stock 2015-03-09 4 S 0 167 82.73 D 11077 I By The Bozzini Irrevocable Trust dtd 4/12/2012 Stock Option (right to buy) 0.65 2015-03-09 4 M 0 10500 0.65 D 2019-10-26 Class A Common Stock 10500 23500 D Stock Option (right to buy) 0.65 2015-03-10 4 M 0 10500 0.65 D 2019-10-26 Class A Common Stock 10500 13000 D Stock Option (right to buy) 0.50 2019-03-15 Class A Common Stock 40000 40000 D Stock Option (right to buy) 0.65 2019-12-17 Class A Common Stock 200 200 D Stock Option (right to buy) 1.00 2020-07-28 Class A Common Stock 52500 52500 D Stock Option (right to buy) 2.30 2021-02-18 Class A Common Stock 200000 200000 D Stock Option (right to buy) 7.05 2022-05-04 Class A Common Stock 50000 50000 D Includes 106,120 restricted stock units that entitle the Reporting Person to receive one share of Class A Common Stock per unit upon settlement, which will take place within 30 days of vesting. 59,628 restricted stock units will vest in eight (8) quarterly installments beginning November 15, 2015, and 46,492 restricted stock units will vest in eight (8) quarterly installments beginning July 15, 2016, subject to the Reporting Person's continued employment with the Issuer on the applicable vesting date. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 15, 2014. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $81.4000 to $82.3999, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $82.4000 to $83.3999, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $80.8800 to $81.8799, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $81.5200 to $82.5199, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $82.5200 to $83.5199, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $81.5600 to $82.5599, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $82.5600 to $83.5599, inclusive. The Reporting Person undertakes to Workday, Inc., any security holder of Workday, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range(s) set forth in this footnote of this Form 4. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on October 1, 2010 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason. This stock option grant became fully vested on January 1, 2014. The stock option grant became fully vested on December 18, 2009. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2012 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2013 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason. The stock option grant is under the Issuer's 2005 Stock Plan and vests as follows: 20% of the total number of shares vested on January 1, 2014 when the Reporting Person completed 12 months of continuous service, and 5% of the total number of shares vested or vests as the Reporting Person completes each 3-month period of continuous service thereafter. This option grant is exercisable in full or in part at any time, but the unvested portion is subject to the Issuer's right to repurchase the shares at the original exercise price in the event of the Reporting Person's termination for any reason. /s/ Melanie Vinson, attorney-in-fact 2015-03-11