0001597878-19-000004.txt : 20191023 0001597878-19-000004.hdr.sgml : 20191023 20191023164738 ACCESSION NUMBER: 0001597878-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191023 DATE AS OF CHANGE: 20191023 EFFECTIVENESS DATE: 20191023 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Advisors, Ltd. LLC CENTRAL INDEX KEY: 0001597878 IRS NUMBER: 341884035 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15701 FILM NUMBER: 191164238 BUSINESS ADDRESS: STREET 1: 20600 CHAGRIN BLVD STREET 2: SUITE 1115 CITY: SHAKER HEIGHTS STATE: OH ZIP: 44122 BUSINESS PHONE: 2162957900 MAIL ADDRESS: STREET 1: 20600 CHAGRIN BLVD STREET 2: SUITE 1115 CITY: SHAKER HEIGHTS STATE: OH ZIP: 44122 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597878 XXXXXXXX 09-30-2019 09-30-2019 Capital Advisors, Ltd. LLC

20600 CHAGRIN BLVD SUITE 1115 SHAKER HEIGHTS OH 44122

13F HOLDINGS REPORT 028-15701 N Mark Ciulla 216-295-7900 Mark Ciulla Shaker Heights OH 10-23-2019 0 419 361315 false INFORMATION TABLE 2 CapAdv13F4Q19.xml 3M CO COM 88579Y101 153 933 SH SOLE 0 0 933 ABB LTD SPON ADR 000375204 6 300 SH SOLE 0 0 300 ABBOTT LABS COM 002824100 221 2639 SH SOLE 0 0 2639 ABBVIE INC COM 00287Y109 111 1465 SH SOLE 0 0 1465 ADOBE SYS INC COM COM 00724F101 113 410 SH SOLE 0 0 410 ADVANSIX INC COM 00773T101 0 2 SH SOLE 0 0 2 AFLAC INC COM COM 001055102 89 1699 SH SOLE 0 0 1699 AIR PRODS & CHEMS INC COM 009158106 75 336 SH SOLE 0 0 336 ALCON INC ORD SHS H01301128 8 144 SH SOLE 0 0 144 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 13 75 SH SOLE 0 0 75 ALLSTATE CORP COM 020002101 38 349 SH SOLE 0 0 349 ALLIANT ENERGY COM 018802108 85 1584 SH SOLE 0 0 1584 ALPHABET INC CAP STK CL C 02079K107 123 101 SH SOLE 0 0 101 ALPHABET INC CAP STK CL A 02079K305 40 33 SH SOLE 0 0 33 ALPS ETF TR ALERIAN ENERGY 00162Q676 166 13479 SH SOLE 0 0 13479 ALPS ETF TR ALERIAN MLP 00162Q866 572 62621 SH SOLE 0 0 62621 ALTABA INC COM COM 021346101 5 242 SH SOLE 0 0 242 ALTRIA GROUP INC COM 02209S103 121 2961 SH SOLE 0 0 2961 AMARIN CORP PLC SPONS ADR NEW 023111206 512 33744 SH SOLE 0 0 33744 AMAZON INC COM 023135106 250 144 SH SOLE 0 0 144 AMEREN CORP COM 023608102 16 195 SH SOLE 0 0 195 AMERICAN AIRLS GROUP INC COM 02376R102 4 144 SH SOLE 0 0 144 AMERICAN OUTDOOR BRANDS CORP COM 02874P103 0 1 SH SOLE 0 0 1 AMERICAN WTR WKS CO INC NEW COM 030420103 25 200 SH SOLE 0 0 200 AMGEN INC COM 031162100 385 1989 SH SOLE 0 0 1989 ANALOG DEVICES INC COM 032654105 88 791 SH SOLE 0 0 791 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 6 68 SH SOLE 0 0 68 APPLE INC COM 037833100 1524 6806 SH SOLE 0 0 6806 AT&T INC COM 00206R102 76 2014 SH SOLE 0 0 2014 AUTOMATIC DATA PROCESSING IN COM 053015103 92 567 SH SOLE 0 0 567 BANK OF NEW YORK MELLON CORP COM 064058100 16 350 SH SOLE 0 0 350 BAXTER INTL INC COM 071813109 21 242 SH SOLE 0 0 242 BECTON DICKINSON & CO COM 075887109 227 899 SH SOLE 0 0 899 BERKSHIRE HATHAWAY INC DEL CL A 084670108 312 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1317 6332 SH SOLE 0 0 6332 BEST BUY INC COM 086516101 0 0 SH SOLE 0 0 0 BIOGEN IDEC INC COM 09062X103 4 17 SH SOLE 0 0 17 BLACKROCK CORE BD TR SHS BEN INT 09249E101 93 6444 SH SOLE 0 0 6444 BLACKROCK INC COM 09247X101 73 164 SH SOLE 0 0 164 BLACKROCK INCOME TRUST INC COM 09247F100 6 913 SH SOLE 0 0 913 BLACKSTONE GROUP INC COM CL A 09260D107 24 500 SH SOLE 0 0 500 BOEING CO COM 097023105 207 544 SH SOLE 0 0 544 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 128 1804 SH SOLE 0 0 1804 BP PLC SPONSORED ADR 055622104 0 6 SH SOLE 0 0 6 BRIGHTHOUSE FINL INC COM 10922N103 0 4 SH SOLE 0 0 4 BRISTOL MYERS SQUIBB CO COM 110122108 26 515 SH SOLE 0 0 515 BRUNSWICK CORP COM 117043109 3 53 SH SOLE 0 0 53 CANNTRUST HLDGS INC COM 137800207 0 350 SH SOLE 0 0 350 CAPITAL ONE FINL CORP COM 14040H105 10 112 SH SOLE 0 0 112 CARBONITE INC COM 141337105 3 200 SH SOLE 0 0 200 CARDINAL HEALTH INC COM 14149Y108 13 271 SH SOLE 0 0 271 CBS CORP NEW CL B 124857202 0 0 SH SOLE 0 0 0 CEDAR FAIR L P DEPOSITORY UNIT 150185106 140 2407 SH SOLE 0 0 2407 CELGENE CORP COM 151020104 20 200 SH SOLE 0 0 200 CENTENE CORP DEL COM 15135B101 158 3650 SH SOLE 0 0 3650 CHECK POINT SOFTWARE TECH LT ORD M22465104 88 801 SH SOLE 0 0 801 CHEVRON CORP NEW COM 166764100 76 637 SH SOLE 0 0 637 CHIPOTLE MEXICAN GRILL INC COM 169656105 8 10 SH SOLE 0 0 10 CHUBB LIMITED COM H1467J104 79 488 SH SOLE 0 0 488 CISCO SYSTEMS INC COM 17275R102 328 6632 SH SOLE 0 0 6632 CITIGROUP INC COM NEW 172967424 86 1252 SH SOLE 0 0 1252 CLOROX CO DEL COM 189054109 69 453 SH SOLE 0 0 453 CME GROUP INC COM 12572Q105 13 60 SH SOLE 0 0 60 COCA COLA COMPANY COM 191216100 35 646 SH SOLE 0 0 646 COHEN & STEERS INFRASTRUCTURE COM 19248A109 76 3422 SH SOLE 0 0 3422 COHEN & STEERS REIT & PFD INC COM 19247X100 99 4633 SH SOLE 0 0 4633 COLGATE PALMOLIVE CO COM 194162103 48 650 SH SOLE 0 0 650 COMCAST CORP NEW CL A 20030N101 44 984 SH SOLE 0 0 984 CONAGRA BRANDS INC COM 205887102 15 504 SH SOLE 0 0 504 CONOCOPHILLIPS COM 20825C104 6 111 SH SOLE 0 0 111 CORESITE RLTY CORP COM 21870Q105 186 1525 SH SOLE 0 0 1525 CORTEVA INC COM 22052L104 3 96 SH SOLE 0 0 96 COSTCO WHSL CORP NEW COM 22160K105 161 560 SH SOLE 0 0 560 CRONOS GROUP INC COM 22717L101 3 365 SH SOLE 0 0 365 CYBERARK SOFTWARE LTD SHS M2682V108 4 40 SH SOLE 0 0 40 DANAHER CORP DEL COM 235851102 17 117 SH SOLE 0 0 117 DBX ETF TR XTRACK MSCI EAFE 233051200 18 544 SH SOLE 0 0 544 DELTA AIRLINES INC DEL COM NEW 247361702 139 2412 SH SOLE 0 0 2412 DISCOVER FINL SVCS COM 254709108 46 563 SH SOLE 0 0 563 DISNEY WALT CO COM 254687106 221 1699 SH SOLE 0 0 1699 DOMINION ENERGY INC COM 25746U109 54 664 SH SOLE 0 0 664 DOW INC COM 260557103 5 96 SH SOLE 0 0 96 DUKE ENERGY CORP NEW COM NEW 26441C204 25 264 SH SOLE 0 0 264 DUPONT DE NEMOURS INC COM 26614N102 7 96 SH SOLE 0 0 96 EASTMAN CHEM CO COM 277432100 9 120 SH SOLE 0 0 120 EATON CORP PLC SHS G29183103 63 753 SH SOLE 0 0 753 EMERSON ELEC CO COM 291011104 64 953 SH SOLE 0 0 953 ENERSYS COM 29275Y102 4 63 SH SOLE 0 0 63 ENTERPRISE PRODS PARTNERS L COM 293792107 171 5982 SH SOLE 0 0 5982 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 11 542 SH SOLE 0 0 542 EVERSOURCE ENERGY COM COM 30040W108 74 867 SH SOLE 0 0 867 EXELON CORP COM COM 30161N101 6 119 SH SOLE 0 0 119 EXXON MOBIL CORP COM 30231G102 262 3716 SH SOLE 0 0 3716 FACEBOOK INC CL A 30303M102 220 1237 SH SOLE 0 0 1237 FIDELITY COMWLTH TR NDQ CP IDX TRK 315912808 30 96 SH SOLE 0 0 96 FIRST REP BK SAN FRANCISCO C COM 33616C100 157 1624 SH SOLE 0 0 1624 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 159 1184 SH SOLE 0 0 1184 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 20 359 SH SOLE 0 0 359 FIRST TR EXCHANGE TRADED FD PFD SECS INC ETF 33739E108 194 9849 SH SOLE 0 0 9849 FIRSTENERGY CORP RISNG DIVD ACHIV 337932107 24 506 SH SOLE 0 0 506 FLEXSHARES TR STOXX GLOBR INF 33939L795 217 4201 SH SOLE 0 0 4201 FORD MOTOR CO DEL COM 345370860 0 0 SH SOLE 0 0 0 FOX CORP CL A COM 35137L105 5 162 SH SOLE 0 0 162 FOX CORP CL B COM 35137L204 0 9 SH SOLE 0 0 9 FRONTIER COMMUNICATIONS CORP COM NEW COM 35906A306 0 3 SH SOLE 0 0 3 GARRETT MOTION INC COM COM 366505105 0 4 SH SOLE 0 0 4 GENERAL DYNAMICS CORP COM COM 369550108 84 460 SH SOLE 0 0 460 GENERAL ELECTRIC CO COM 369604103 4 481 SH SOLE 0 0 481 GENERAL MTRS CO COM 37045V100 11 173 SH SOLE 0 0 173 GILEAD SCIENCES INC COM 375558103 40 630 SH SOLE 0 0 630 GLOBAL PMTS INC COM 37940X102 11 72 SH SOLE 0 0 72 GLOBAL X FDS GLB X MLP ENRG I 37950E226 245 28321 SH SOLE 0 0 28321 GLOBAL X FDS GLBL X MLP ETF 37950E473 220 26292 SH SOLE 0 0 26292 GLOBAL X FDS GLOBAL X SUPERDIV 37950E549 174 10248 SH SOLE 0 0 10248 GLOBAL X FDS US INFR DEV 37954Y673 50 3108 SH SOLE 0 0 3108 GOGO INC COM 38046C109 9 1500 SH SOLE 0 0 1500 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 96 3076 SH SOLE 0 0 3076 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 2000 70680 SH SOLE 0 0 70680 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 4206 71709 SH SOLE 0 0 71709 GOPRO INC CL A 38268T103 0 30 SH SOLE 0 0 30 WISDOMTREE CONTINUOUS COMMOD SHS BEN INT 97718W108 1 33 SH SOLE 0 0 33 HARTFORD FINL SVCSGROUP INC COM 416515104 12 198 SH SOLE 0 0 198 HCP INC COM 40414L109 18 500 SH SOLE 0 0 500 HEICO CORP NEW COM COM 422806109 31 247 SH SOLE 0 0 247 HEPION PHARMACEUTICALS INC COM 426897104 0 1 SH SOLE 0 0 1 HEWLETT PACKARD ENTERPRISE C COM 42824C109 2 111 SH SOLE 0 0 111 HOME DEPOT INC COM 437076102 142 613 SH SOLE 0 0 613 HONEYWELL INTL INC COM 438516106 21 123 SH SOLE 0 0 123 HP INC COM 40434L105 134 7098 SH SOLE 0 0 7098 HUNTINGTON BANCSHARES INC COM 446150104 0 0 SH SOLE 0 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 230 1088 SH SOLE 0 0 1088 ICON PLC SHS G4705A100 116 785 SH SOLE 0 0 785 IDEXX LABS INC COM 45168D104 88 325 SH SOLE 0 0 325 ILLINOIS TOOL WORKS INC COM 452308109 125 797 SH SOLE 0 0 797 INNOVATOR ETFS TR II LUNT LOW VOL HIG 45783G102 14 401 SH SOLE 0 0 401 INTEL CORP COM 458140100 61 1044 SH SOLE 0 0 1044 INTERNATIONAL BUSINESS MACHS COM 459200101 54 370 SH SOLE 0 0 370 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 5988 119330 SH SOLE 0 0 119330 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 714 10546 SH SOLE 0 0 10546 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 677 11088 SH SOLE 0 0 11088 INVESCO EXCHANGE TRADED FD T DWA UTILS MUMT 46137V795 624 17820 SH SOLE 0 0 17820 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 4064 222916 SH SOLE 0 0 222916 INVESCO EXCHANGE TRADED FD TR GLOBAL WATER 46138E651 12 424 SH SOLE 0 0 424 INVESCO EXCHANGE TRADED FD TR PFD ETF 46138E511 197 13108 SH SOLE 0 0 13108 INVESCO EXCHANGE TRADED FD TR RUSEL 1000 EQL 46138E420 1304 40652 SH SOLE 0 0 40652 INVESCO EXCHANGE TRADED FD TR S&P500 HDL VOL 46138E362 1300 30502 SH SOLE 0 0 30502 INVESCO EXCHANGE TRADED FD TR S&P500 LOW VOL 46138E354 14080 244611 SH SOLE 0 0 244611 INVESCO EXCHANGE TRADED FD TR S&P INTL LOW 46138E230 31 918 SH SOLE 0 0 918 INVESCO EXCHANGE TRADED FD TR S&P MIDCP LOW 46138E198 28 525 SH SOLE 0 0 525 INVESCO EXCHANGE TRADED FD TR VAR RATE PFD 46138G870 589 23179 SH SOLE 0 0 23179 INVESCO EXCHANGE TRADED FD T INTL DIVI ACHI 46137V548 801 49917 SH SOLE 0 0 49917 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 2141 98902 SH SOLE 0 0 98902 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 8296 77301 SH SOLE 0 0 77301 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 20 608 SH SOLE 0 0 608 INVESCO EXCHANGE TRADED FD T S&P MIDCP400 EQ 46137V225 209 3300 SH SOLE 0 0 3300 INVESCO EXCHANGE TRADED FD T RUSEL MIDCAP EQL 46137V472 72 1452 SH SOLE 0 0 1452 INVESCO EXCHANGE TRADED FD T S&P SML600 VAL 46137V183 262 4914 SH SOLE 0 0 4914 INVESCO EXCHANGE TRADED FD T ZACKS MULT AST 46137Y500 266 11957 SH SOLE 0 0 11957 INVESCO EXCHANGE TRADED SLF IDX FD BULSHS 2019 HY 46138J403 29 1230 SH SOLE 0 0 1230 INVESCO EXCHANGE TRADED SLF IDX FD BULSHS 2019 CB 46138J304 65 3082 SH SOLE 0 0 3082 INVESCO EXCHANGE TRADED SLF IDX FD BULSHS 2020 CB 46138J502 33 1570 SH SOLE 0 0 1570 INVESCO EXCHANGE TRADED SLF IDX FD BULSHS 2021 CB 46138J700 9 440 SH SOLE 0 0 440 INVESCO EXCHANGE TRADED SLF IDX FD BULSHS 2022 CB 46138J882 25 1180 SH SOLE 0 0 1180 INVESCO QQQ TR UNIT SER 1 46090E103 2877 15240 SH SOLE 0 0 15240 ISHARES GOLD TRUST ISHARES 464285105 10 737 SH SOLE 0 0 737 ISHARES IBONDS TR IBONDS DEC22 ETF 46434VBA7 26 1030 SH SOLE 0 0 1030 ISHARES INC CORE MSCI EMKT 46434G103 284 5788 SH SOLE 0 0 5788 ISHARES INC MIN VOL EMRG MKT 464286533 375 6574 SH SOLE 0 0 6574 ISHARES INC MLT FCTR EMG MKT 46434G889 122 2986 SH SOLE 0 0 2986 ISHARES TR COHEN &STEERS REIT 464287564 517 4305 SH SOLE 0 0 4305 ISHARES TR CORE DIV GRWTH 46434V621 2945 77103 SH SOLE 0 0 77103 ISHARES TR CORE HIGH DV ETF 46429B663 4306 45726 SH SOLE 0 0 45726 ISHARES TR CORE MSCI EAFE 46432F842 1308 21696 SH SOLE 0 0 21696 ISHARES TR CORE MSCI INTL 46435G326 185 3381 SH SOLE 0 0 3381 ISHARES TR CORE MSCI TOTAL 46432F834 165 2853 SH SOLE 0 0 2853 ISHARES TR CORE S&P 500 ETF 464287200 535 1791 SH SOLE 0 0 1791 ISHARES TR CORE S&P MCP ETF 464287507 909 4797 SH SOLE 0 0 4797 ISHARES TR CORE S&P SCP ETF 464287804 938 12048 SH SOLE 0 0 12048 ISHARES TR CORE S&P TTL STK 464287150 1837 27385 SH SOLE 0 0 27385 ISHARES TR CORE US AGGBD ET 464287226 3644 32195 SH SOLE 0 0 32195 ISHARES TR CRE U S REIT ETF 464288521 227 4093 SH SOLE 0 0 4093 ISHARES TR MULTIFCTR INTL 46434V274 643 25232 SH SOLE 0 0 25232 ISHARES TR MLTFCTR INTL SML 46434V266 69 2589 SH SOLE 0 0 2589 ISHARES TR MULTIFACTOR USA 46434V282 40 1254 SH SOLE 0 0 1254 ISHARES TR USA MOMENTUM FCT 46432F396 7 62 SH SOLE 0 0 62 ISHARES TR USA QUALITY FCTR 46432F339 4415 48960 SH SOLE 0 0 48960 ISHARES TR FLTG RATE BD ETF 46429B655 41 795 SH SOLE 0 0 795 ISHARES TR GLOBAL 100 ETF 464287572 2517 51138 SH SOLE 0 0 51138 ISHARES TR GLOBAL INFRASTR ETF 464288372 1413 30870 SH SOLE 0 0 30870 ISHARES TR GLOBALTECH ETF 464287291 439 2520 SH SOLE 0 0 2520 ISHARES TR IBONDS DEC19 ETF 46434VAU4 10 400 SH SOLE 0 0 400 ISHARES TR IBONDS DEC20 ETF 46434VAQ3 30 1180 SH SOLE 0 0 1180 ISHARES TR IBONDS DEC21 ETF 46434VBK5 46 1840 SH SOLE 0 0 1840 ISHARES TR IBOXX HI YD ETF 464288513 374 4294 SH SOLE 0 0 4294 ISHARES TR INTL DEVPPTY ETF 464288422 61 1587 SH SOLE 0 0 1587 ISHARES TR INTL DIV GRWTH 46435G524 501 9224 SH SOLE 0 0 9224 ISHARES TR INTL DEV RE ETF 464288489 42 1428 SH SOLE 0 0 1428 ISHARES TR INTL SEL DIV ETF 464288448 1208 39301 SH SOLE 0 0 39301 ISHARES TR HDG MSCI EAFE 46434V803 408 13637 SH SOLE 0 0 13637 ISHARES TR MBS ETF 464288588 71 652 SH SOLE 0 0 652 ISHARES TR MRGSTR MD CP GRW 464288307 76 314 SH SOLE 0 0 314 ISHARES TR MRGSTR MD CP VAL 464288406 56 347 SH SOLE 0 0 347 ISHARES TR MSCI ACWI EX US 464288240 20 429 SH SOLE 0 0 429 ISHARES TR MSCI EAFE ETF 464287465 3802 58303 SH SOLE 0 0 58303 ISHARES TR MIN VOL EAFE ETF 46429B689 6262 85731 SH SOLE 0 0 85731 ISHARES TR EAFE SMALL CAP ETF 464288273 144 2515 SH SOLE 0 0 2515 ISHARES TR MSCI EMG MKTS ETF 464287234 801 19590 SH SOLE 0 0 19590 ISHARES TR MIN VOL USA ETF 46429B697 16191 254814 SH SOLE 0 0 254814 ISHARES TR NATL AMT FREE BD 464288414 1269 8330 SH SOLE 0 0 8330 ISHARES TR PFD AND INCM SEC 464288687 773 17202 SH SOLE 0 0 17202 ISHARES TR RUS 1000 ETF 464287622 4317 63567 SH SOLE 0 0 63567 ISHARES TR RUS 1000 GRW ETF 464287614 19299 126413 SH SOLE 0 0 126413 ISHARES TR RUS 1000 VAL ETF 464287598 12109 96396 SH SOLE 0 0 96396 ISHARES TR RUSSELL 2000 ETF 464287655 231 4035 SH SOLE 0 0 4035 ISHARES TR RUS 2000 GRW ETF 464287648 364 4261 SH SOLE 0 0 4261 ISHARES TR RUS 2000 VAL ETF 464287630 134 1104 SH SOLE 0 0 1104 ISHARES TR RUSSELLL 3000 ETF 464287689 4849 30364 SH SOLE 0 0 30364 ISHARES TR RUS MID-CAP ETF 464287499 2630 21428 SH SOLE 0 0 21428 ISHARES TR RUS MID CAP GR ETF 464287481 272 1858 SH SOLE 0 0 1858 ISHARES TR RUS MDCP VAL ETF 464287473 18 203 SH SOLE 0 0 203 ISHARES TR S&P 100 ETF 464287101 1759 13338 SH SOLE 0 0 13338 ISHARES TR S&P 500 GRWT ETF 464287309 4629 28090 SH SOLE 0 0 28090 ISHARES TR S&P 500 VAL ETF 464287408 1983 11365 SH SOLE 0 0 11365 ISHARES TR S&P MC 400 GR ETF 464287606 10256 46146 SH SOLE 0 0 46146 ISHARES TR S&P MC 400 VL ETF 464287705 11266 64784 SH SOLE 0 0 64784 ISHARES TR SP SMCP600GR ETF 464287887 8125 47277 SH SOLE 0 0 47277 ISHARES TR SP SMCP600VL ETF 464287879 6986 44543 SH SOLE 0 0 44543 ISHARES TR SELECT DIVID ETF 464287168 2462 18971 SH SOLE 0 0 18971 ISHARES TR SH TR CRPORT ETF 464288646 176 2076 SH SOLE 0 0 2076 ISHARES TR SHRT NAT MUN ETF 464288158 346 2739 SH SOLE 0 0 2739 ISHARES TR U.S. UTILITS ETF 464287697 425 3147 SH SOLE 0 0 3147 ISHARES TR U.S. REAL ES ETF 464287739 1574 17132 SH SOLE 0 0 17132 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 756 15021 SH SOLE 0 0 15021 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 550 11000 SH SOLE 0 0 11000 JOHN HANCOCK EXCHANGE TRADED MULTI INTL ETF 47804J859 168 6025 SH SOLE 0 0 6025 JOHN HANCOCK EXCHANGE TRADED MULTIFACTOR MI 47804J206 1282 34825 SH SOLE 0 0 34825 JOHNSON & JOHNSON COM 478160104 220 1700 SH SOLE 0 0 1700 JOHNSON CTLS INTL PLC SHS G51502105 12 263 SH SOLE 0 0 263 JP MORGAN CHASE & CO COM 46625H100 537 4566 SH SOLE 0 0 4566 KELLOGG CO COM 487836108 7 107 SH SOLE 0 0 107 KEYCORP NEW COM 493267108 13 724 SH SOLE 0 0 724 KINDER MORGAN INC DEL COM 49456B101 2 76 SH SOLE 0 0 76 KONTOOR BRANDS INC COM 50050N103 4 127 SH SOLE 0 0 127 KRAFT HEINZ CO COM 500754106 19 692 SH SOLE 0 0 692 KROGER CO COM 501044101 19 740 SH SOLE 0 0 740 L BRANDS INC COM 501797104 13 680 SH SOLE 0 0 680 L3HARRIS TECHNOLOGIES INC COM 502431109 114 544 SH SOLE 0 0 544 LILLY ELI & CO COM COM 532457108 61 543 SH SOLE 0 0 543 LINDE PLC SHS G5494J103 69 358 SH SOLE 0 0 358 LINCOLN ELEC HLDGS INC COM 533900106 14 167 SH SOLE 0 0 167 LOCKHEED MARTIN CORP COM 539830109 106 271 SH SOLE 0 0 271 LOEWS CORP COM 540424108 62 1201 SH SOLE 0 0 1201 LOGMEIN INC COM 54142L109 5 70 SH SOLE 0 0 70 LOWES COS INC COM UNIT RP LP 548661107 127 1151 SH SOLE 0 0 1151 MAGELLAN MIDSTREAM PARTNERS LP TORTOISE GBL WTR 559080106 388 5848 SH SOLE 0 0 5848 MANAGED PORTFOLIO SER COM 56167N720 115 5572 SH SOLE 0 0 5572 MASTERCARD INCORPORATED COM 57636Q104 79 290 SH SOLE 0 0 290 MAXIM INTEGRATED PRODS INC COM 57772K101 117 2028 SH SOLE 0 0 2028 MCCORMICK & CO INC COM 579780206 22 141 SH SOLE 0 0 141 MCDONALDS CORP SHS 580135101 89 415 SH SOLE 0 0 415 MEDTRONIC PLC COM G5960L103 307 2828 SH SOLE 0 0 2828 MERCK & CO INC COM 58933Y105 196 2329 SH SOLE 0 0 2329 MICROSOFT CORP COM 594918104 1723 12394 SH SOLE 0 0 12394 MID AMER APT CMNTYS INC CL A 59522J103 7 54 SH SOLE 0 0 54 MONDELEZ INTL INC COM NEW 609207105 102 1850 SH SOLE 0 0 1850 MORGAN STANLEY COM 617446448 46 1081 SH SOLE 0 0 1081 NASDAQ INC COM 631103108 8 81 SH SOLE 0 0 81 NETFLIX INC COM 64110L106 54 202 SH SOLE 0 0 202 NEXTERA ENERGY INC CL B 65339F101 167 715 SH SOLE 0 0 715 NIKE INC COM 654106103 58 617 SH SOLE 0 0 617 NORDSON CORP COM 655663102 82 564 SH SOLE 0 0 564 NORFOLK SOUTHERN CORP COM 655844108 83 462 SH SOLE 0 0 462 NORTHROP GRUMMAN CORP COM 666807102 1470 3922 SH SOLE 0 0 3922 NOVARTIS A G SPONSORED ADR 66987V109 15 170 SH SOLE 0 0 170 NUANCE COMMUNICATIONS INC COM 67020Y100 11 649 SH SOLE 0 0 649 NUTRIEN LTD COM NEW 67077M108 127 2544 SH SOLE 0 0 2544 OCWEN FINL CORP COM 675746309 2 1000 SH SOLE 0 0 1000 ONEOK INC NEW COM 682680103 24 390 SH SOLE 0 0 390 ORACLE CORP COM 68389X105 250 4550 SH SOLE 0 0 4550 PAYCHEX INC COM 704326107 80 961 SH SOLE 0 0 961 PEPSICO INC COM 713448108 429 3126 SH SOLE 0 0 3126 PELOTON INTERACTIVE INC CL A COM 70614W100 19 750 SH SOLE 0 0 750 PERSPECTA INC COM 715347100 0 4 SH SOLE 0 0 4 PFIZER INC COM 717081103 338 9400 SH SOLE 0 0 9400 PHILIP MORRIS INTL INC COM 718172109 268 3527 SH SOLE 0 0 3527 PHILLIPS 66 0-5 HIGH YIELD 718546104 87 852 SH SOLE 0 0 852 PIMCO ETF TR LOW DURTN AC ETF 72201R783 363 3640 SH SOLE 0 0 3640 PIMCO ETF TR ENHAN SHRT MA AC 72201R718 960 9567 SH SOLE 0 0 9567 PIMCO ETF TR COM 72201R833 4219 41475 SH SOLE 0 0 41475 PITNEY BOWES INC COM 724479100 4 800 SH SOLE 0 0 800 PNC FINL SVCS GROUP INC COM 693475105 22 158 SH SOLE 0 0 158 PPG INDS INC COM 693506107 16 138 SH SOLE 0 0 138 PPL CORP COM 69351T106 12 395 SH SOLE 0 0 395 PROCTER & GAMBLE CO COM 742718109 184 1482 SH SOLE 0 0 1482 PROGRESSIVE CORP OH INVT INT RT HG 743315103 21 275 SH SOLE 0 0 275 PROSHARES TR RUSS 2000 DIVD 74347B607 2470 33209 SH SOLE 0 0 33209 PROSHARES TR S&P 500 DV SRIST 74347B698 57 958 SH SOLE 0 0 958 PROSHARES TR MDCP 400 DIVID 74348A467 210 2939 SH SOLE 0 0 2939 PROSHARES TR COM 74347B680 1752 30171 SH SOLE 0 0 30171 QUALCOMM INC COM 747525103 218 2860 SH SOLE 0 0 2860 QUEST DIAGNOSTICS INC COM 74834L100 122 1141 SH SOLE 0 0 1141 REALTY INCOME CORP COM 756109104 15 201 SH SOLE 0 0 201 RESIDEO TECHNOLOGIES INC COM 76118Y104 0 7 SH SOLE 0 0 7 ROCKWELL AUTOMATION INC COM 773903109 6 34 SH SOLE 0 0 34 ROSS STORES INC COM 778296103 225 2044 SH SOLE 0 0 2044 ROYAL BK CDA MONTREAL QUE COM 780087102 33 404 SH SOLE 0 0 404 SALESFORCE COM INC COM 79466L302 15 100 SH SOLE 0 0 100 SCHLUMBERGER LTD COM 806857108 12 357 SH SOLE 0 0 357 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1288 40418 SH SOLE 0 0 40418 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 59 1051 SH SOLE 0 0 1051 SCYNEXIS INC COM 811292101 14 13500 SH SOLE 0 0 13500 SELECT SECTOR SPDR TR ENERGY 81369Y506 16 265 SH SOLE 0 0 265 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 250 8919 SH SOLE 0 0 8919 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 626 9675 SH SOLE 0 0 9675 SHERWIN WILLIAMS CO COM 824348106 9 16 SH SOLE 0 0 16 SMUCKER J M CO SPONSORED ADR 832696405 3 25 SH SOLE 0 0 25 SOUTHERN CO COM 842587107 48 780 SH SOLE 0 0 780 SOUTHWEST AIRLS CO COM 844741108 11 202 SH SOLE 0 0 202 SPDR DOW JONES INDL AVERAGE ETF UT SER 1 78467X109 1534 5699 SH SOLE 0 0 5699 SPDR GOLD TR GOLD SHS 78463V107 393 2830 SH SOLE 0 0 2830 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1443 27824 SH SOLE 0 0 27824 SPDR INDEX SHS FDS MSCI EAFE STRTGC 78463X434 703 11157 SH SOLE 0 0 11157 SPDR INDEX SHS FDS MSCI EMRG MKTS 78463X426 531 9256 SH SOLE 0 0 9256 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 50 1633 SH SOLE 0 0 1633 SPDR S&P 500 ETF TR TR UNIT 78462F103 33179 112408 SH SOLE 0 0 112408 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&P DCRP 78467Y107 275 780 SH SOLE 0 0 780 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 357 13216 SH SOLE 0 0 13216 SPDR SERIES TRUST DJ REIT ETF 78464A607 800 7653 SH SOLE 0 0 7653 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 57 953 SH SOLE 0 0 953 SPDR SER TR NUVN BRCLY MUNI 78468R721 224 4426 SH SOLE 0 0 4426 SPDR SER TR NUVEEN BLMBRG SR 78468R739 578 11805 SH SOLE 0 0 11805 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 28 525 SH SOLE 0 0 525 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 107 2763 SH SOLE 0 0 2763 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 27 400 SH SOLE 0 0 400 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 18 290 SH SOLE 0 0 290 SPDR SERIES TRUST S&P DIVID ETF 78464A763 14282 139987 SH SOLE 0 0 139987 SPDR SER TR PORTFOLIO SM ETF 78468R853 4 125 SH SOLE 0 0 125 SQUARE INC CL A 852234103 56 900 SH SOLE 0 0 900 SSGA ACTIVE ETF SPDR TR TACTIC 78467V848 4420 89779 SH SOLE 0 0 89779 STARBUCKS CORP COM 855244109 56 633 SH SOLE 0 0 633 STANLEY BLACK & DECKER INC COM 854502101 1946 13474 SH SOLE 0 0 13474 SUN LIFE FINL INC COM 866796105 85 1903 SH SOLE 0 0 1903 SYSCO CORP COM 871829107 103 1291 SH SOLE 0 0 1291 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 39 309 SH SOLE 0 0 309 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 1 76 SH SOLE 0 0 76 TESLA INC COM 88160R101 5 19 SH SOLE 0 0 19 TEXAS INSTRS INC COM 882508104 8 60 SH SOLE 0 0 60 THERMO FISHER SCIENTIFIC INC COM 883556102 12 40 SH SOLE 0 0 40 TJX COMPANIES INC COM 872540109 11 194 SH SOLE 0 0 194 TORONTO DOMINION BK ONT COM NEW 891160509 0 0 SH SOLE 0 0 0 TRACTOR SUPPLY CO COM 892356106 28 310 SH SOLE 0 0 310 UGI CORP NEW COM 902681105 20 399 SH SOLE 0 0 399 ULTRALIFE CORP COM 903899102 5 580 SH SOLE 0 0 580 UNITED CONTL HLDGS INC COM 910047109 22 250 SH SOLE 0 0 250 UNITEDHEALTH GROUP INC COM 91324P102 15 70 SH SOLE 0 0 70 UNITED PARCEL SVC INC CL B 911312106 50 417 SH SOLE 0 0 417 UNITED TECHNOLOGIES CORP COM 913017109 223 1631 SH SOLE 0 0 1631 US BANCORP DEL COM 902973304 26 467 SH SOLE 0 0 467 VAIL RESORTS INC COM 91879Q109 9 38 SH SOLE 0 0 38 VANECK VECTORS ETF TR ENVIRONMENTAL SV 92189F304 15 146 SH SOLE 0 0 146 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 145 1790 SH SOLE 0 0 1790 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 345 5866 SH SOLE 0 0 5866 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 158 2392 SH SOLE 0 0 2392 VANGUARD INDEX FDS MCAP GR IDX VIP 922908538 1450 9787 SH SOLE 0 0 9787 VANGUARD INDEX FDS REIT ETF 922908553 3981 43038 SH SOLE 0 0 43038 VANGUARD INDEX FDS GROWTH ETF 922908736 5102 30685 SH SOLE 0 0 30685 VANGUARD INDEX FDS LARGE CAP ETF 922908637 4321 31693 SH SOLE 0 0 31693 VANGUARD INDEX FDS MID CAP ETF 922908629 294 1755 SH SOLE 0 0 1755 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 792 7008 SH SOLE 0 0 7008 VANGUARD INDEX FDS SMALL CP ETF 922908751 270 1752 SH SOLE 0 0 1752 VANGUARD INDEX FDS SML CP GRW ETF 922908595 66 371 SH SOLE 0 0 371 VANGUARD INDEX FDS SM CP VAL ETF 922908611 192 1545 SH SOLE 0 0 1545 VANGUARD INDEX FDS TOTAL STK MKT 922908769 7389 49099 SH SOLE 0 0 49099 VANGUARD INDEX FDS VALUE ETF 922908744 2072 18564 SH SOLE 0 0 18564 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2129 42669 SH SOLE 0 0 42669 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 215 5331 SH SOLE 0 0 5331 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 314 5357 SH SOLE 0 0 5357 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 668 16267 SH SOLE 0 0 16267 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 178 1314 SH SOLE 0 0 1314 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 86 946 SH SOLE 0 0 946 VANGUARD SCOTTSDALE FDS VANGUARD SHORT-TERM CORPORATE BD INDEX FD SHRT TRM CORP BD 92206C409 157 1937 SH SOLE 0 0 1937 VANGUARD ADMIRAL FDS INC SMLCP 600 GRTH 921932794 15 100 SH SOLE 0 0 100 VANGUARD GROUP DIV APP ETF 921908844 17564 147644 SH SOLE 0 0 147644 VANGUARD WELLINGTON FD US MULTIFACTOR 921935607 265 3499 SH SOLE 0 0 3499 VANGUARD WELLINGTON FD US QUALITY 921935706 196 2456 SH SOLE 0 0 2456 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 255 2869 SH SOLE 0 0 2869 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 2281 34423 SH SOLE 0 0 34423 VANGUARD WORLDS FDS UTILITIES ETF 92204A876 125 871 SH SOLE 0 0 871 V F CORP COM 918204108 79 892 SH SOLE 0 0 892 VERIZONCOMMUNICATIONS INC COM 92343V104 48 802 SH SOLE 0 0 802 VISA INC CL A CL A 92826C839 100 584 SH SOLE 0 0 584 VOYA PRIME RATE TR SH BEN INT 92913A100 15 3245 SH SOLE 0 0 3245 WABTEC CORP COM 929740108 0 1 SH SOLE 0 0 1 WALGREENS BOOTS ALLIANCE INC COM 931427108 11 200 SH SOLE 0 0 200 WALMART INC COM 931142103 78 655 SH SOLE 0 0 655 WEC ENERGY GROUP INC COM 92939U106 89 934 SH SOLE 0 0 934 WELLS FARGO CO NEW COM 949746101 9 175 SH SOLE 0 0 175 WENDYS CO COM 95058W100 5 251 SH SOLE 0 0 251 WESTERN UN CO COM 959802109 0 15 SH SOLE 0 0 15 WILLIAMS COS INC DEL COM 969457100 0 16 SH SOLE 0 0 16 WISDOMTREE TR EM MKTS QTLY DIV 97717W323 96 4112 SH SOLE 0 0 4112 WISDOMTREE TR INTL DIV EX FINL 97717W786 92 2281 SH SOLE 0 0 2281 WISDOMTREE TR INTL EQUITY FD 97717W703 87 1758 SH SOLE 0 0 1758 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 838 24920 SH SOLE 0 0 24920 WISDOMTREE TR INTL LRGCAP DV 97717W794 45 973 SH SOLE 0 0 973 WISDOMTREE TR EMER MKT GIGH FD 97717W315 1 25 SH SOLE 0 0 25 WISDOMTREE TR INTL MIDCAP DV 97717W778 607 10178 SH SOLE 0 0 10178 WISDOMTREE TR INTL SMCAP DIV 97717W760 253 3988 SH SOLE 0 0 3988 WISDOMTREE TR US HIGH DIVIDEND 97717W208 571 7661 SH SOLE 0 0 7661 WISDOMTREE TR US LARGECAP DIV 97717W307 16 160 SH SOLE 0 0 160 WISDOMTREE TR US MIDCAP DIVID 97717W505 2148 59715 SH SOLE 0 0 59715 WISDOMTREE TR US MIDCAP FUND 97717W570 71 1792 SH SOLE 0 0 1792 WISDOMTREE TR US SMALLCAP DIVD 97717W604 73 2650 SH SOLE 0 0 2650 WISDOMTREE TR US TOTAL MRKT FD 97717W596 142 4188 SH SOLE 0 0 4188 WISDOMTREE TR US QTLY DIV GRT 97717X669 160 3551 SH SOLE 0 0 3551 Xcel Energy Inc. COM 98389B100 40 623 SH SOLE 0 0 623 XYLEM INC COM 98419M100 9 108 SH SOLE 0 0 108 YUM BRANDS INC COM 988498101 91 800 SH SOLE 0 0 800 YUM CHINA HLDGS INC COM 98850P109 37 816 SH SOLE 0 0 816