0001597878-17-000001.txt : 20170120 0001597878-17-000001.hdr.sgml : 20170120 20170120094216 ACCESSION NUMBER: 0001597878-17-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170120 DATE AS OF CHANGE: 20170120 EFFECTIVENESS DATE: 20170120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Advisors, Ltd. LLC CENTRAL INDEX KEY: 0001597878 IRS NUMBER: 341884035 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15701 FILM NUMBER: 17537688 BUSINESS ADDRESS: STREET 1: 20600 CHAGRIN BLVD STREET 2: SUITE 1115 CITY: SHAKER HEIGHTS STATE: OH ZIP: 44122 BUSINESS PHONE: 2162957900 MAIL ADDRESS: STREET 1: 20600 CHAGRIN BLVD STREET 2: SUITE 1115 CITY: SHAKER HEIGHTS STATE: OH ZIP: 44122 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597878 XXXXXXXX 12-31-2016 12-31-2016 Capital Advisors, Ltd. LLC

20600 CHAGRIN BLVD SUITE 1115 SHAKER HEIGHTS OH 44122

13F HOLDINGS REPORT 028-15701 N Mark Ciulla 216-295-7900 Mark Ciulla Shaker Heights OH 01-20-2017 0 397 242144 false INFORMATION TABLE 2 CapAdv13F4Q16.xml 3M CO COM 88579Y101 107 600 SH SOLE 0 0 600 ABB LTD SPON ADR 000375204 6 300 SH SOLE 0 0 300 ABBOTT LABS COM 002824100 39 1022 SH SOLE 0 0 1022 ABBVIE INC COM 00287Y109 60 956 SH SOLE 0 0 956 ACTIVISION BLIZZARD INC COM 00507V109 5 145 SH SOLE 0 0 145 ADVANSIX INC COM 00773T101 0 2 SH SOLE 0 0 2 ALLSTATE CORP COM 020002101 26 349 SH SOLE 0 0 349 ALON USA PARTNERS LP UT LTDPART INT 02052T109 10 1000 SH SOLE 0 0 1000 ALPHABET INC CAP STK CL A 02079K305 32 40 SH SOLE 0 0 40 ALPHABET INC CAP STK CL C 02079K107 26 34 SH SOLE 0 0 34 ALPS ETF TR ALERIAN MLP 00162Q866 1108 87909 SH SOLE 0 0 87909 ALTRIA GROUP INC COM 02209S103 323 4773 SH SOLE 0 0 4773 AMAZON INC COM 023135106 94 125 SH SOLE 0 0 125 AMEREN CORP COM 023608102 10 195 SH SOLE 0 0 195 AMERICAN AIRLS GROUP INC COM 02376R102 6 136 SH SOLE 0 0 136 AMERICAN ELECTRIC PWR INC COM 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82690 ISHARES TR EAFE SMALL CAP ETF 464288273 35 693 SH SOLE 0 0 693 ISHARES TR MSCI EMG MKTS ETF 464287234 723 20642 SH SOLE 0 0 20642 ISHARES TR NATL AMT FREE BD 464288414 674 6231 SH SOLE 0 0 6231 ISHARES TR RUS 1000 ETF 464287622 332 2666 SH SOLE 0 0 2666 ISHARES TR RUS 1000 GRW ETF 464287614 15113 144067 SH SOLE 0 0 144067 ISHARES TR RUS 1000 VAL ETF 464287598 11940 106578 SH SOLE 0 0 106578 ISHARES TR RUSSELL 2000 ETF 464287655 101 749 SH SOLE 0 0 749 ISHARES TR RUS 2000 GRW ETF 464287648 237 1538 SH SOLE 0 0 1538 ISHARES TR RUS 2000 VAL ETF 464287630 137 1154 SH SOLE 0 0 1154 ISHARES TR RUSSELLL 3000 ETF 464287689 20 150 SH SOLE 0 0 150 ISHARES TR RUS MID-CAP ETF 464287499 85 474 SH SOLE 0 0 474 ISHARES TR RUS MID CAP GR ETF 464287481 102 1052 SH SOLE 0 0 1052 ISHARES TR RUS MDCP VAL ETF 464287473 9 106 SH SOLE 0 0 106 ISHARES TR S&P 100 ETF 464287101 1938 19512 SH SOLE 0 0 19512 ISHARES TR S&P 500 GRWT ETF 464287309 3293 27041 SH SOLE 0 0 27041 ISHARES TR S&P 500 VAL ETF 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321 SH SOLE 0 0 321 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 4479 264555 SH SOLE 0 0 264555 POWERSHARES ETF TR II S&P400 LOVL PT 73937B647 11 259 SH SOLE 0 0 259 POWERSHARES ETF TRUST DYN PHRMA PORT 73937B779 9051 217666 SH SOLE 0 0 217666 POWERSHARES ETF TRUST S&P 500 LOW VOL 73937B639 13 300 SH SOLE 0 0 300 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 360 14641 SH SOLE 0 0 14641 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 862 59817 SH SOLE 0 0 59817 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 164 6311 SH SOLE 0 0 6311 POWERSHARES ETF TR II PWRSHS SP500 LOW 73937B654 1792 45741 SH SOLE 0 0 45741 POWERSHARES GLOBAL ETF FD S&P 500 BUYWRT 73936G308 1469 69042 SH SOLE 0 0 69042 PPG INDS INC COM 693506107 9 97 SH SOLE 0 0 97 PPL CORP COM 69351T106 13 395 SH SOLE 0 0 395 PRINCIPAL FINL GROUPINC COM 74251V102 10 177 SH SOLE 0 0 177 PROCTER & GAMBLE CO COM 742718109 25 293 SH SOLE 0 0 293 PROGRESSIVE CORP OH COM 743315103 13 361 SH SOLE 0 0 361 PUBLIC STORAGE COM 74460D109 124 555 SH SOLE 0 0 555 QUALCOMM INC COM 747525103 29 451 SH SOLE 0 0 451 REYNOLDS AMERN INC COM 761713106 100 1784 SH SOLE 0 0 1784 RMR REAL ESTATE INCOME FUND COM 76970B101 113 5509 SH SOLE 0 0 5509 ROCKWELL AUTOMATION INC COM UNITS L P 773903109 5 34 SH SOLE 0 0 34 ROSS STORES INC COM 778296103 12 176 SH SOLE 0 0 176 RYDEX ETF TR GUG S&P 500 78355W106 1036 11956 SH SOLE 0 0 11956 SCHLUMBERGER LTD COM 806857108 12 148 SH SOLE 0 0 148 SEADRILL PARTNERS LLC COMUNIT REP LB Y7545W109 4 1000 SH SOLE 0 0 1000 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 112 1491 SH SOLE 0 0 1491 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 323 13898 SH SOLE 0 0 13898 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 54 874 SH SOLE 0 0 874 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 9 278 SH SOLE 0 0 278 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 154 3185 SH SOLE 0 0 3185 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 766 15777 SH SOLE 0 0 15777 SHIRE PLC SPONSORED ADR 82481R106 3 15 SH SOLE 0 0 15 SIMON PPTY GROUP INC NEW COM 828806109 30 171 SH SOLE 0 0 171 SMUCKER J M CO COM NEW 832696405 3 25 SH SOLE 0 0 25 SNAP ON INC COM COM 833034101 5 30 SH SOLE 0 0 30 SOURCE CAP INC COM 836144105 53 1480 SH SOLE 0 0 1480 SOUTHERN CO COM 842587107 10 200 SH SOLE 0 0 200 SOUTHWEST AIRLS CO COM 844741108 10 202 SH SOLE 0 0 202 SPDR DOW JONES INDL AVERAGE ETF UT SER 1 78467X109 729 3690 SH SOLE 0 0 3690 SPDR GOLD TR GOLD SHS 78463V107 307 2800 SH SOLE 0 0 2800 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1612 34401 SH SOLE 0 0 34401 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 72 999 SH SOLE 0 0 999 SPDR INDEX SHS FDS EMERG MKTS ETF 78463X509 41 721 SH SOLE 0 0 721 SPDR INDEX SHS FDS S&P INTLY SMLXCP 78463X871 32 1090 SH SOLE 0 0 1090 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 29 1100 SH SOLE 0 0 1100 SPDR INDEX SHS FDS MSCI EMRG MKTS 78463X426 17 331 SH SOLE 0 0 331 SPDR S&P 500 ETF TR TR UNIT 78462F103 24973 111720 SH SOLE 0 0 111720 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&P DCRP 78467Y107 456 1510 SH SOLE 0 0 1510 SPDR SERIES TRUST DJ REIT ETF 78464A607 88 941 SH SOLE 0 0 941 SPDR SER TR NUVN BRCLY MUNI 78468R721 210 4426 SH SOLE 0 0 4426 SPDR SER TR NUVN BR SHT MUNI 78468R739 487 10166 SH SOLE 0 0 10166 SPDR SERIES TRUST NUV HGHYLD MUN 78464A284 122 2176 SH SOLE 0 0 2176 SPDR SERIES TRUST S&P 500 GROWTH 78464A409 51 487 SH SOLE 0 0 487 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 24 200 SH SOLE 0 0 200 SPDR SERIES TRUST S&P DIVID ETF 78464A763 9896 115662 SH SOLE 0 0 115662 SPDR SERIES TRUST BLOMBRG BRC INTR 78464A375 314 9262 SH SOLE 0 0 9262 SPDR SERIES TRUST BLOMBRG SRT 78464A474 50 1633 SH SOLE 0 0 1633 SPDR SERIES TRUST BLOOMBERG BRC INV 78468R408 467 16863 SH SOLE 0 0 16863 SPECTRA ENERGY CORP COM 847560109 5 125 SH SOLE 0 0 125 SSGA ACTIVE ETF SPDR TR TACTIC 78467V848 2703 55860 SH SOLE 0 0 55860 STARBUCKS CORP COM 855244109 17 300 SH SOLE 0 0 300 STARWOOD PPTY TR INC COM 85571B105 72 3300 SH SOLE 0 0 3300 SUMMIT HOTEL PPTYS COM 866082100 7 456 SH SOLE 0 0 456 SUN LIFE FINL INC COM 866796105 73 1903 SH SOLE 0 0 1903 SUNOCO LOGISTICS PARTNERS L P COM UNITS 86764L108 128 5316 SH SOLE 0 0 5316 SYMANTEC CORP COM 871503108 31 1300 SH SOLE 0 0 1300 SYSCO CORP COM 871829107 15 265 SH SOLE 0 0 265 TARGET CORP COM 87612E106 2 33 SH SOLE 0 0 33 TCP INTL HLDGS LTD COM H84689100 15 14276 SH SOLE 0 0 14276 TESLA MTRS INC COM 88160R101 15 69 SH SOLE 0 0 69 TEXAS INSTRS INC COM 882508104 4 60 SH SOLE 0 0 60 TIME WARNER INC COM 887317303 6 67 SH SOLE 0 0 67 TJX COMPANIES INC COM 872540109 7 97 SH SOLE 0 0 97 UGI CORP NEW COM 902681105 18 399 SH SOLE 0 0 399 ULTRALIFE CORP COM 903899102 3 580 SH SOLE 0 0 580 UNITED PARCEL SERVICE INC CL B 911312106 21 180 SH SOLE 0 0 180 US BANCORP DEL COM 902973304 18 355 SH SOLE 0 0 355 VAIL RESORTS INC COM 91879Q109 6 38 SH SOLE 0 0 38 VANECK VECTORS ETF TR ENVIRONMENTAL SV 92189F304 11 146 SH SOLE 0 0 146 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 141 1773 SH SOLE 0 0 1773 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 447 5536 SH SOLE 0 0 5536 VANGUARD INDEX FDS INTL BD IDX ETF 92203J407 499 9185 SH SOLE 0 0 9185 VANGUARD INDEX FDS FTSE DEV MKT ETF 921943858 125 3426 SH SOLE 0 0 3426 VANGUARD INDEX FDS MCAP GR IDX VIP 922908538 1163 11010 SH SOLE 0 0 11010 VANGUARD INDEX FDS MCAP VL IDX VIP 922908512 832 8559 SH SOLE 0 0 8559 VANGUARD INDEX FDS GROWTH ETF 922908736 3590 32200 SH SOLE 0 0 32200 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3051 29804 SH SOLE 0 0 29804 VANGUARD INDEX FDS MID CAP ETF 922908629 48 367 SH SOLE 0 0 367 VANGUARD INDEX FDS REIT ETF 922908553 4107 49760 SH SOLE 0 0 49760 VANGUARD INDEX FDS SMALL CP ETF 922908751 20 153 SH SOLE 0 0 153 VANGUARD INDEX FDS SML CP GRW ETF 922908595 49 366 SH SOLE 0 0 366 VANGUARD INDEX FDS SM CP VAL ETF 922908611 146 1203 SH SOLE 0 0 1203 VANGUARD INTL EQUITY INDEX F TOTAL STK MKT 922908769 4053 35142 SH SOLE 0 0 35142 VANGUARD INTL EQUITY INDEX F VALUE ETF 922908744 2299 24717 SH SOLE 0 0 24717 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2017 45644 SH SOLE 0 0 45644 VANGUARD SPECIALIZED PORTFOL FTSE EMR MKT ETF 922042858 12 335 SH SOLE 0 0 335 VANGUARD TAX MANAGED INTL FD FTSE RUROPE ETF 922042874 41 853 SH SOLE 0 0 853 VANGUARD WHITEHALL FDS INC GLBL EX US ETF 922042676 24 490 SH SOLE 0 0 490 VANGUARD SCOTTSDALE FDS VNG RUS3000IDX 92206C599 136 1314 SH SOLE 0 0 1314 VANGUARD WORLD FDS DIV APP ETF 921908844 10451 122689 SH SOLE 0 0 122689 VANGUARD WORLDS FDS HIGH DIV YLD 921946406 67 886 SH SOLE 0 0 886 VANGUARD WHITEHALL FDS INC INTL DVD ETF 921946810 7 133 SH SOLE 0 0 133 VANGUARD WORLDS FDS UTILITIES ETF 92204A876 109 1020 SH SOLE 0 0 1020 VANGUARD WORLDS FDS ENERGY ETF 92204A306 122 1164 SH SOLE 0 0 1164 VANGUARD WORLDS FDS TELECOMM ETF 92204A884 211 2110 SH SOLE 0 0 2110 VCA INCCOM COM 918194101 6 84 SH SOLE 0 0 84 VECTRUS INC COM 92242T101 0 6 SH SOLE 0 0 6 VENTAS INC COM 92276F100 96 1542 SH SOLE 0 0 1542 VERIZONCOMMUNICATIONS INC COM 92343V104 211 3955 SH SOLE 0 0 3955 VISA INC CL A CL A 92826C839 46 584 SH SOLE 0 0 584 VOYA PRIME RATE TR SH BEN INT 92913A100 18 3245 SH SOLE 0 0 3245 WEC ENERGY GROUP INC COM 92939U106 4 75 SH SOLE 0 0 75 WELLS FARGO & CO COM 949746101 22 391 SH SOLE 0 0 391 WELLTOWER INC COM 95040Q104 32 475 SH SOLE 0 0 475 WENDYS CO COM 95058W100 3 251 SH SOLE 0 0 251 WESTERN ASST MNGD MUN FD INC COM 95766M105 148 10753 SH SOLE 0 0 10753 WESTERN UN CO COM 959802109 0 15 SH SOLE 0 0 15 WEYERHAEUSER CO COM 962166104 150 4978 SH SOLE 0 0 4978 WISDOMTREE CONTINOUS COMMOD SHS BEN INT 97718W108 32 1663 SH SOLE 0 0 1663 WISDOMTREE TR GLB EX US RL EST 97717W331 47 1870 SH SOLE 0 0 1870 WISDOMTREE TR HIGH DIV FD 97717W208 702 10436 SH SOLE 0 0 10436 WISDOMTREE TR INTL DIV EX FINL 97717W786 141 3765 SH SOLE 0 0 3765 WISDOMTREE TR INTL EQUITY FD 97717W703 82 1758 SH SOLE 0 0 1758 WISDOMTREE TR ITL HDG QTLY DIV 97717X594 692 26256 SH SOLE 0 0 26256 WISDOMTREE TR INTL LRGCAP DV 97717W794 34 800 SH SOLE 0 0 800 WISDOMTREE TR INTL MIDCAP DV 97717W778 523 9437 SH SOLE 0 0 9437 WISDOMTREE TR INTL SMCAP DIV 97717W760 220 3663 SH SOLE 0 0 3663 WISDOMTREE TR MIDCAP DIVI FD 97717W505 65 687 SH SOLE 0 0 687 WISDOMTREE TR MDCP EARN FUNDS 97717W570 76 744 SH SOLE 0 0 744 WISDOMTREE TR TTL EARNING FD 97717W596 67 834 SH SOLE 0 0 834 WISDOMTREE TR US QTLY DIV GRT 97717X669 79 2375 SH SOLE 0 0 2375 WISDOMTREE TR EMERG MKTS ETF 97717W315 15 391 SH SOLE 0 0 391 WISDOMTREE TR LARGECAP DIVID 97717W307 13 160 SH SOLE 0 0 160 WISDOMTREE TR SMALLCAP DIVID 97717W604 10 124 SH SOLE 0 0 124 XPO LOGISTICS INC COM 983793100 30 700 SH SOLE 0 0 700 XYLEM INC COM 98419M100 5 108 SH SOLE 0 0 108 YAHOO INC COM 984332106 14 372 SH SOLE 0 0 372 YUM BRANDS INC COM 988498101 51 800 SH SOLE 0 0 800 YUM CHINA HLDGS INC COM 98850P109 21 800 SH SOLE 0 0 800