Compliance Associate

0001597694-17-000003.txt : 20170502 0001597694-17-000003.hdr.sgml : 20170502 20170502113217 ACCESSION NUMBER: 0001597694-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170502 DATE AS OF CHANGE: 20170502 EFFECTIVENESS DATE: 20170502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MUFG Securities EMEA plc CENTRAL INDEX KEY: 0001597694 IRS NUMBER: 980209105 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15731 FILM NUMBER: 17803599 BUSINESS ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ BUSINESS PHONE: (0)20 7628 5555 MAIL ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities International PLC DATE OF NAME CHANGE: 20140121 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597694 XXXXXXXX 03-31-2017 03-31-2017 MUFG Securities EMEA plc

ROPEMAKER PLACE 25 ROPEMAKER STREET LONDON X0 EC2Y 9AJ

13F HOLDINGS REPORT 028-15731 N Herby Lai Compliance Associate 44 207 577 2823 Herby Lai London X0 03-31-2017 0 61 1989065 false INFORMATION TABLE 2 march2017final.xml Brookfield Asset Management In COM 112585104 18959 520000 SH SOLE NONE 520000 0 0 Potash Corp of Saskatchewan In COM 73755L107 255 14929 SH SOLE NONE 14929 0 0 Transocean Ltd COM H8817H100 1619 130043 SH SOLE NONE 130043 0 0 Mobileye NV COM N51488117 181 2954 SH SOLE NONE 2954 0 0 Advisory Board Co/The COM 00762W107 9828 210000 SH SOLE NONE 210000 0 0 Aetna Inc COM 00817Y108 25510 200000 SH SOLE NONE 200000 0 0 Amazon.com Inc COM 023135106 1902 2145 SH SOLE NONE 2145 0 0 Apple Inc COM 037833100 79271 551799 SH SOLE NONE 551799 0 0 Beacon Roofing Supply Inc COM 073685109 8849 180000 SH SOLE NONE 180000 0 0 Boeing Co/The COM 097023105 2505 14166 SH SOLE NONE 14166 0 0 BorgWarner Inc COM 099724106 559 13368 SH SOLE NONE 13368 0 0 Caterpillar Inc COM 149123101 878 9467 SH SOLE NONE 9467 0 0 Citrix Systems Inc COM 177376100 79221 950000 SH SOLE NONE 950000 0 0 Coach Inc COM 189754104 201 4869 SH SOLE NONE 4869 0 0 Coca-Cola Co/The COM 191216100 9549 225000 SH SOLE NONE 225000 0 0 Cognizant Technology Solutions COM 192446102 65472 1100000 SH SOLE NONE 1100000 0 0 CONSOL Energy Inc COM 20854P109 10454 623000 SH SOLE NONE 623000 0 0 Delta Air Lines Inc COM 247361702 241 5242 SH SOLE NONE 5242 0 0 Walt Disney Co/The COM 254687106 41387 365000 SH SOLE NONE 365000 0 0 Exxon Mobil Corp COM 30231G102 27492 335222 SH SOLE NONE 335222 0 0 Facebook Inc COM 30303M102 696 4897 SH SOLE NONE 4897 0 0 FireEye Inc COM 31816Q101 1671 132552 SH SOLE NONE 132552 0 0 Freeport-McMoRan Inc COM 35671D857 1156 86558 SH SOLE NONE 86558 0 0 General Motors Co COM 37045V100 643 18190 SH SOLE NONE 18190 0 0 Gilead Sciences Inc COM 375558103 55 808 SH SOLE NONE 808 0 0 GoPro Inc COM 38268T103 789 90714 SH SOLE NONE 90714 0 0 Hain Celestial Group Inc/The COM 405217100 11904 320000 SH SOLE NONE 320000 0 0 Harley-Davidson Inc COM 412822108 269 4449 SH SOLE NONE 4449 0 0 Hyatt Hotels Corp COM 448579102 5668 105000 SH SOLE NONE 105000 0 0 Intel Corp COM 458140100 348 9641 SH SOLE NONE 9641 0 0 JPMorgan Chase & Co COM 46625H100 367 4179 SH SOLE NONE 4179 0 0 Johnson & Johnson COM 478160104 31138 250000 SH SOLE NONE 250000 0 0 LogMein, Inc. COM 54142L109 0 1 SH SOLE NONE 1 0 0 Macquarie Infrastructure Corp COM 55608B105 10475 130000 SH SOLE NONE 130000 0 0 Microsoft Corp COM 594918104 88911 1350000 SH SOLE NONE 1350000 0 0 Mondelez International Inc COM 609207105 58804 1365000 SH SOLE NONE 1365000 0 0 NVIDIA Corp COM 67066G104 9190 84365 SH SOLE NONE 84365 0 0 QUALCOMM Inc COM 747525103 1344 23434 SH SOLE NONE 23434 0 0 Regeneron Pharmaceuticals Inc COM 75886F107 2185 5639 SH SOLE NONE 5639 0 0 Reynolds American Inc COM 761713106 18906 300000 SH SOLE NONE 300000 0 0 Sirius XM Holdings Inc COM 82968B103 0 4 SH SOLE NONE 4 0 0 Tesla Inc COM 88160R101 4432 15927 SH SOLE NONE 15927 0 0 UnitedHealth Group Inc COM 91324P102 44283 270000 SH SOLE NONE 270000 0 0 Verizon Communications Inc COM 92343V104 8775 180000 SH SOLE NONE 180000 0 0 Visa Inc COM 92826C839 1045864 11768474 SH SOLE NONE 11768474 0 0 ALLERGAN PLC Note AGN 5 1/2 G0177J116 849 1000 PRN SOLE NONE 2835 0 0 Amazon.com Inc CALL 023135106 1773 2000 SH Call SOLE NONE 2000 0 0 Apple Inc CALL 037833100 143660 1000000 SH Call SOLE NONE 1000000 0 0 Mobileye NV PUT N51488117 3991 65000 SH Put SOLE NONE 65000 0 0 Mobileye NV PUT N51488117 2456 40000 SH Put SOLE NONE 40000 0 0 Mobileye NV PUT N51488117 921 15000 SH Put SOLE NONE 15000 0 0 Mobileye NV PUT N51488117 3070 50000 SH Put SOLE NONE 50000 0 0 Mobileye NV PUT N51488117 11052 180000 SH Put SOLE NONE 180000 0 0 Mobileye NV PUT N51488117 10616 172900 SH Put SOLE NONE 172900 0 0 Mobileye NV PUT N51488117 1535 25000 SH Put SOLE NONE 25000 0 0 Amazon.com Inc PUT 023135106 1773 2000 SH Put SOLE NONE 2000 0 0 Exxon Mobil Corp PUT 30231G102 3280 40000 SH Put SOLE NONE 40000 0 0 Tesla Inc PUT 88160R101 17394 62500 SH Put SOLE NONE 62500 0 0 Under Armour Inc PUT 904311107 99 5000 SH Put SOLE NONE 5000 0 0 Anheuser-Busch InBev SA/NV ADR 03524A108 53782 490000 SH SOLE NONE 490000 0 0 Toyota Motor Corp ADR 892331307 608 5600 SH SOLE NONE 5600 0 0