0001597694-17-000002.txt : 20170213 0001597694-17-000002.hdr.sgml : 20170213 20170213064950 ACCESSION NUMBER: 0001597694-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MUFG Securities EMEA plc CENTRAL INDEX KEY: 0001597694 IRS NUMBER: 980209105 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-15731 FILM NUMBER: 17595715 BUSINESS ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ BUSINESS PHONE: (0)20 7628 5555 MAIL ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ FORMER COMPANY: FORMER CONFORMED NAME: Mitsubishi UFJ Securities International PLC DATE OF NAME CHANGE: 20140121 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001597694 XXXXXXXX 12-31-2016 12-31-2016 true 1 RESTATEMENT MUFG Securities EMEA plc

ROPEMAKER PLACE 25 ROPEMAKER STREET LONDON X0 EC2Y 9AJ

13F HOLDINGS REPORT 028-15731 N Herby Lai (44)2075772823 Herby Lai London X0 02-13-2017 0 41 1125104 false INFORMATION TABLE 2 december2016finalrevised.xml Transocean Ltd COM H8817H100 894 60626 SH SOLE NONE 60626 0 0 Seagate Technology PLC COM G7945M107 1257 32927 SH SOLE NONE 32927 0 0 Ambarella Inc COM G037AX101 3708 68501 SH SOLE NONE 68501 0 0 Amazon.com Inc COM 023135106 790 1054 SH SOLE NONE 1054 0 0 Caterpillar Inc COM 149123101 77 834 SH SOLE NONE 834 0 0 Citrix Systems Inc COM 177376100 14223 200000 SH SOLE NONE 200000 0 0 Cognizant Technology Solutions COM 192446102 33618 600000 SH SOLE NONE 600000 0 0 Facebook Inc COM 30303M102 750 6515 SH SOLE NONE 6515 0 0 FireEye Inc COM 31816Q101 2546 213961 SH SOLE NONE 213961 0 0 General Motors Co COM 37045V100 271 7766 SH SOLE NONE 7766 0 0 Gilead Sciences Inc COM 375558103 430 6008 SH SOLE NONE 6008 0 0 GoPro Inc COM 38268T103 620 71209 SH SOLE NONE 71209 0 0 NVIDIA Corp COM 67066G104 50 468 SH SOLE NONE 468 0 0 QUALCOMM Inc COM 747525103 619 9491 SH SOLE NONE 9491 0 0 Regeneron Pharmaceuticals Inc COM 75886F107 674 1837 SH SOLE NONE 1837 0 0 Splunk Inc COM 848637104 377 7372 SH SOLE NONE 7372 0 0 Tiffany & Co COM 886547108 728 9404 SH SOLE NONE 9404 0 0 Twitter Inc COM 90184L102 8 505 SH SOLE NONE 505 0 0 Under Armour Inc COM 904311206 477 18938 SH SOLE NONE 18938 0 0 Anheuser-Busch InBev SA/NV COM 03524A108 51666 490000 SH SOLE NONE 490000 0 0 Visa Inc COM 92826C839 857711 10993474 SH SOLE NONE 10993474 0 0 Mobileye NV COM N51488117 6099 160000 SH Call SOLE NONE 160000 0 0 Amazon.com Inc COM 023135106 750 1000 SH Call SOLE NONE 1000 0 0 Amazon.com Inc COM 023135106 750 1000 SH Call SOLE NONE 1000 0 0 Facebook Inc COM 30303M102 575 5000 SH Call SOLE NONE 5000 0 0 Facebook Inc COM 30303M102 1035 9000 SH Call SOLE NONE 9000 0 0 GoPro Inc COM 38268T103 2787 320000 SH Call SOLE NONE 320000 0 0 Tesla Inc COM 88160R101 3205 15000 SH Call SOLE NONE 15000 0 0 Apple Inc COM 037833100 115820 1000000 SH Call SOLE NONE 1000000 0 0 Ambarella Inc COM G037AX101 271 5000 SH Put SOLE NONE 5000 0 0 Ambarella Inc COM G037AX101 1072 19800 SH Put SOLE NONE 19800 0 0 Mobileye NV COM N51488117 953 25000 SH Put SOLE NONE 25000 0 0 Apple Inc COM 037833100 2896 25000 SH Put SOLE NONE 25000 0 0 Apple Inc COM 037833100 4633 40000 SH Put SOLE NONE 40000 0 0 Caterpillar Inc COM 149123101 974 10500 SH Put SOLE NONE 10500 0 0 Exxon Mobil Corp COM 30231G102 4513 50000 SH Put SOLE NONE 50000 0 0 Facebook Inc COM 30303M102 460 4000 SH Put SOLE NONE 4000 0 0 GoPro Inc COM 38268T103 2352 270000 SH Put SOLE NONE 270000 0 0 GoPro Inc COM 38268T103 1067 122500 SH Put SOLE NONE 122500 0 0 Tesla Inc COM 88160R101 3205 15000 SH Put SOLE NONE 15000 0 0 Yahoo! Inc COM 984332106 193 5000 SH Put SOLE NONE 5000 0 0