Compliance Director

0001597694-15-000007.txt : 20150812 0001597694-15-000007.hdr.sgml : 20150812 20150811174817 ACCESSION NUMBER: 0001597694-15-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150812 DATE AS OF CHANGE: 20150811 EFFECTIVENESS DATE: 20150812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mitsubishi UFJ Securities International PLC CENTRAL INDEX KEY: 0001597694 IRS NUMBER: 980209105 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15731 FILM NUMBER: 151044995 BUSINESS ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ BUSINESS PHONE: (0)20 7628 5555 MAIL ADDRESS: STREET 1: ROPEMAKER PLACE STREET 2: 25 ROPEMAKER STREET CITY: LONDON STATE: X0 ZIP: EC2Y 9AJ 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001597694 XXXXXXXX 06-30-2015 06-30-2015 Mitsubishi UFJ Securities International PLC

ROPEMAKER PLACE 25 ROPEMAKER STREET LONDON X0 EC2Y 9AJ

13F HOLDINGS REPORT 028-15731 N Konrad Matthaei Compliance Director 212-405-7020 Konrad Matthaei New York NY 08-11-2015 0 207 603030 false INFORMATION TABLE 2 junefinal.xml Barrick Gold Corp COM 067901108 810 76000 SH SOLE NONE 76000 0 0 Transocean Ltd COM H8817H100 1494 92708 SH SOLE NONE 92708 0 0 Allergan plc COM G0177J108 3047 10042 SH SOLE NONE 10042 0 0 Mobileye NV COM N51488117 883 16607 SH SOLE NONE 16607 0 0 Mylan NV COM N59465109 5429 80000 SH SOLE NONE 80000 0 0 AbbVie Inc COM 00287Y109 2016 30000 SH SOLE NONE 30000 0 0 Affiliated Managers Group Inc COM 008252108 296 1353 SH SOLE NONE 1353 0 0 Alcoa Inc COM 013817101 1712 153500 SH SOLE NONE 153500 0 0 Anthem Inc COM 036752103 1786 10880 SH SOLE NONE 10880 0 0 Apple Inc COM 037833100 714 5695 SH SOLE NONE 5695 0 0 Applied Materials Inc COM 038222105 3364 175000 SH SOLE NONE 175000 0 0 Citrix Systems Inc COM 177376100 7 100 SH SOLE NONE 100 0 0 Ezcorp Inc COM 302301106 46 6228 SH SOLE NONE 6228 0 0 Glaukos Corp COM 377322102 29 1000 SH SOLE NONE 1000 0 0 Google Inc COM 38259P706 9109 17500 SH SOLE NONE 17500 0 0 GoPro Inc COM 38268T103 4110 77965 SH SOLE NONE 77965 0 0 Intrexon Corp COM 46122T102 2440 50000 SH SOLE NONE 50000 0 0 Kinder Morgan Inc/DE COM 49456B101 5210 135708 SH SOLE NONE 135708 0 0 Micron Technology Inc COM 595112103 471 25000 SH SOLE NONE 25000 0 0 Receptos Inc COM 756207106 950 5000 SH SOLE NONE 5000 0 0 SanDisk Corp COM 80004C101 2154 37000 SH SOLE NONE 37000 0 0 Splunk Inc COM 848637104 2263 32500 SH SOLE NONE 32500 0 0 T-Mobile US Inc COM 872590104 1380 35600 SH SOLE NONE 35600 0 0 Twitter Inc COM 90184L102 1611 44475 SH SOLE NONE 44475 0 0 Universal Corp/VA COM 913456109 2860 49900 SH SOLE NONE 49900 0 0 ZIOPHARM Oncology Inc COM 98973P101 97 8110 SH SOLE NONE 8110 0 0 Alibaba Group Holding Ltd ADR 01609W102 2468 30000 SH SOLE NONE 30000 0 0 ACORDA THERAPEUTICS INC Note ACOR 1 3/4 06/15/21 00484MAA4 2479 2452000 PRN SOLE NONE 57614 0 0 ALCOA INC Note AA 5 3/8 013817309 35 87664 PRN SOLE NONE 226033 0 0 ALLSCRIPTS HEALTHCARE SO Note MDRX 1 1/4 07/01/20 01988PAD0 1528 1482000 PRN SOLE NONE 86233 0 0 AMSURG CORP Note AMSG 5 1/4 03232P504 3 2500 PRN SOLE NONE 4535 0 0 ANADARKO PETROLEUM CORP Note APC 7 1/2 032511404 6 10902 PRN SOLE NONE 7805 0 0 ANTHEM INC Note ANTM 5 1/4 036752202 30 59692 PRN SOLE NONE 14362 0 0 CROWN CASTLE INTL CORP Note CCI 4 1/2 22822V200 2 1961 PRN SOLE NONE 2173 0 0 DOMINION RESOURCES INC Note D 6 3/8 25746U869 31 66389 PRN SOLE NONE 38121 0 0 FRONTIER COMMUNICATIONS Note FTR 11 1/8 35906A207 5 5150 PRN SOLE NONE 87660 0 0 GILEAD SCIENCES INC Note GILD 1 5/8 05/01/16 375558AP8 242 47000 PRN SOLE NONE 2070 0 0 INTEL CORP Note INTC 2.95 12/15/35 458140AD2 2653 2205000 PRN SOLE NONE 77954 0 0 J2 GLOBAL COMMUNICATIONS Note JCOM 3 1/4 06/15/29 48123VAC6 3492 2992000 PRN SOLE NONE 43132 0 0 NUANCE COMMUNICATIONS Note NUAN 2 3/4 11/01/31 67020YAF7 399 393000 PRN SOLE NONE 12168 0 0 SOUTHWESTERN ENERGY CO Note SWN 6 1/4 845467208 24 48871 PRN SOLE NONE 90416 0 0 STILLWATER MINING COMPAN Note SWC 1 3/4 10/15/32 86074QAL6 2151 2000000 PRN SOLE NONE 120992 0 0 SUNPOWER CORP Note SPWR 0 3/4 06/01/18 867652AG4 3575 2773000 PRN SOLE NONE 111162 0 0 T-Mobile US Inc Note TMUS 5 1/2 872590203 2 3328 PRN SOLE NONE 5364 0 0 TESLA MOTORS INC Note TSLA 0 1/4 03/01/19 88160RAB7 1362 1385000 PRN SOLE NONE 3849 0 0 TESLA MOTORS INC Note TSLA 1 1/4 03/01/21 88160RAC5 6072 6186000 PRN SOLE NONE 17190 0 0 TEVA PHARM FIN CO LLC Note TEVA 0 1/4 02/01/26 88163VAE9 141 101000 PRN SOLE NONE 2387 0 0 TYSON FOODS INC Note TSN 4 3/4 902494301 60 115650 PRN SOLE NONE 122381 0 0 KINDER MORGAN INC *W 49456B119 34085 12624000 SH SOLE NONE 12624000 0 0 Barrick Gold Corp CALL 067901908 2132 200000 SH Call SOLE NONE 200000 0 0 Kinross Gold Corp CALL 496902904 1392 600000 SH Call SOLE NONE 600000 0 0 Actavis, Inc. 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