President / CCO

0001597298-18-000001.txt : 20180207 0001597298-18-000001.hdr.sgml : 20180207 20180207151851 ACCESSION NUMBER: 0001597298-18-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180207 DATE AS OF CHANGE: 20180207 EFFECTIVENESS DATE: 20180207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Verity Asset Management, Inc. CENTRAL INDEX KEY: 0001597298 IRS NUMBER: 561981693 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15857 FILM NUMBER: 18580904 BUSINESS ADDRESS: STREET 1: 280 S. MANGUM ST. SUITE 550 CITY: DURHAM STATE: NC ZIP: 27701 BUSINESS PHONE: 919-490-6717 MAIL ADDRESS: STREET 1: 280 S. MANGUM ST. SUITE 550 CITY: DURHAM STATE: NC ZIP: 27701 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001597298 XXXXXXXX 12-31-2017 12-31-2017 Verity Asset Management, Inc.

280 S. MANGUM ST. SUITE 550 DURHAM NC 27701

13F HOLDINGS REPORT 028-15857 N Gordon Wegwart President / CCO 919-490-6717 x109 Gordon Wegwart Durham NC 02-07-2018 0 132 132764 false INFORMATION TABLE 2 Verity13F.2018.Feb.xml AARON'S INC CL A COM PAR $0.50 002535300 202 4945 SH SOLE 0 0 4945 ABBOTT LABS COM 002824100 340 5462 SH SOLE 0 0 5462 ACACIA RESEARCH CORPORATION - COMMON STOCK $0.001 ACACIA TCH COM 003881307 231 63391 SH SOLE 0 0 63391 AECOM COM 00766T100 455 11629 SH SOLE 0 0 11629 AEVI GENOMIC MEDICINE INC COM 00835P105 28 14500 SH SOLE 0 0 14500 ALASKA AIR GROUP COMMON STOCK COM 011659109 219 3338 SH SOLE 0 0 3338 ALEXION PHARMACEUTICALS COM 015351109 313 2626 SH SOLE 0 0 2626 AMERICAN EAGLE OUTFITTERS INC NEW COM 02553E109 348 19335 SH SOLE 0 0 19335 AMERIGAS PARTNERS LP UNITS LIMITED PARTNERSHIP INTEREST UNIT LP 030975106 566 12209 SH SOLE 0 0 12209 AMGEN COMMON COM 031162100 413 2264 SH SOLE 0 0 2264 APOGEE ENTERPRISES, INC. COM 037598109 278 6117 SH SOLE 0 0 6117 APPLE COMPUTER INC COM COM 037833100 1299 7686 SH SOLE 0 0 7686 APPLIED INDUSTRIAL TECHNOLOGIES, INC. COMMON STOCK COM 03820C105 206 2787 SH SOLE 0 0 2787 BLACKROCK INC COM 09247X101 342 649 SH SOLE 0 0 649 BOSTON SCIENTIFIC CORP COM 101137107 224 8027 SH SOLE 0 0 8027 BRUNSWICK CORP. COM 117043109 340 5409 SH SOLE 0 0 5409 CABOT OIL & GAS CORP COM 127097103 421 15982 SH SOLE 0 0 15982 CAPITAL ONE FINANCIAL CORP. COM 14040H105 236 2267 SH SOLE 0 0 2267 CHOICE HOTELS INTL INC COM 169905106 648 7889 SH SOLE 0 0 7889 CISCO SYSTEMS, INC. COM 17275R102 902 21725 SH SOLE 0 0 21725 CITIGROUP INC COM NEW COM NEW 172967424 1899 24195 SH SOLE 0 0 24195 COCA-COLA CO COM 191216100 347 7461 SH SOLE 0 0 7461 COMMERCIAL METALS CO COM 201723103 860 35781 SH SOLE 0 0 35781 COMPASS MINERALS INTERNATIONAL, INC. COMMON STOCK COM 20451N101 205 2828 SH SOLE 0 0 2828 CONOCOPHILLIPS COM COM 20825C104 1864 31701 SH SOLE 0 0 31701 CVS HEALTH CORP COM 126650100 639 8455 SH SOLE 0 0 8455 DENISON MINES CP NEW COM 248356107 8 15450 SH SOLE 0 0 15450 DICKS SPORTING GOODS INC COM COM 253393102 334 10613 SH SOLE 0 0 10613 DILLARDS INC CL A 254067101 231 3421 SH SOLE 0 0 3421 DSW INC. CLASS A COMMON STOCK, NO PAR VALUE COM 23334L102 299 14949 SH SOLE 0 0 14949 EMERSON ELEC. CO. COM 291011104 393 5578 SH SOLE 0 0 5578 ENTERPRISE PRODUCTS PARTNERS L P COM 293792107 244 9090 SH SOLE 0 0 9090 EXELON CORP COM 30161N101 342 8870 SH SOLE 0 0 8870 FINISAR CORP COM NEW COM NEW 31787A507 452 25150 SH SOLE 0 0 25150 FREEPORT-MCMORAN INC CL B 35671D857 616 31612 SH SOLE 0 0 31612 G III APPAREL GROUP LTD COM 36237H101 290 7753 SH SOLE 0 0 7753 GENTEX CORP COM 371901109 266 11229 SH SOLE 0 0 11229 GUGGENHEIM BULLETSHARES 2018 HIGH YLD CORP ETF GUG BLT2018 HY 18383M381 373 14849 SH SOLE 0 0 14849 HALLIBURTON CO. COM 406216101 348 6504 SH SOLE 0 0 6504 HANES BRANDS INC COM COM 410345102 225 10535 SH SOLE 0 0 10535 HEICO CORPORATION COM 422806109 276 3441 SH SOLE 0 0 3441 INTELLIPHARMACEUTICS INLT INCISIN COM 458173101 24 30000 SH SOLE 0 0 30000 INTERNATIONAL BUSINESS MACHINES CORP COM 459200101 1805 11092 SH SOLE 0 0 11092 INVESCO LTD ORD SHS ISIN#BMG491BT11088 SHS G491BT108 321 8830 SH SOLE 0 0 8830 INVITAE CORP COM 46185L103 174 25186 SH SOLE 0 0 25186 ISHARES CORE S&P 500 ETF ETF 464287200 282 991 SH SOLE 0 0 991 ISHARES CORE US AGGREGATE BOND ETF CORE US AGGBD ET 464287226 6661 61618 SH SOLE 0 0 61618 ISHARES FLOATING RATE BOND ETF ETF 46429B655 11227 220053 SH SOLE 0 0 220053 ISHARES HIGH DIVIDEND ETF CORE HIGH DV ETF 46429B663 1011 10963 SH SOLE 0 0 10963 ISHARES IBOXX $ INVESTMENT GRADE CO ETF ETF 464287242 1155 9623 SH SOLE 0 0 9623 ISHARES MSCI ACWI EX US ETF MSCI ACWI EX US 464288240 424 8043 SH SOLE 0 0 8043 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 780 11091 SH SOLE 0 0 11091 ISHARES MSCI EMERGING MARKETS ETF ETF 464287234 2585 50664 SH SOLE 0 0 50664 ISHARES TR INTL PFD STK ETF INTL PFD STK ETF 46429B135 469 23918 SH SOLE 0 0 23918 ISHARES TR NASDAQ BIOTECH ETF ETF 464287556 3027 26532 SH SOLE 0 0 26532 ISHARES TR RUSSELL 2000 ETF ETF 464287655 3142 20235 SH SOLE 0 0 20235 ISHARES US BASIC MATERIALS ETF U.S. BAS MTL ETF 464287838 461 4510 SH SOLE 0 0 4510 ISHARES US MEDICAL DEVICES ETF ETF 464288810 1789 9354 SH SOLE 0 0 9354 ISHARES US PREFERRED STOCK ETF ETF 464288687 733 19497 SH SOLE 0 0 19497 ISHARES US TECHNOLOGY ETF U.S. TECH ETF 464287721 427 2623 SH SOLE 0 0 2623 L3 TECHNOLOGIES INC COM 502413107 222 1046 SH SOLE 0 0 1046 LA-Z-BOY INC COM 505336107 288 9545 SH SOLE 0 0 9545 LIGAND PHARMACEUTICALS INC COM NEW COM NEW 53220K504 410 2602 SH SOLE 0 0 2602 LINCOLN NATL. CORP. COM 534187109 1831 22116 SH SOLE 0 0 22116 M & T BANK CORPORATION COM 55261F104 289 1516 SH SOLE 0 0 1516 MAGELLAN MIDSTREAM PARTNERS LP COM UNIT REPSTG LTD PARTNER INT UNIT LP 559080106 387 5450 SH SOLE 0 0 5450 MAIN STREET CAPITAL COM 56035L104 244 6150 SH SOLE 0 0 6150 MERIDIAN BIOSCIENCE INC. COM 589584101 161 10267 SH SOLE 0 0 10267 METHODE ELECTRONICS INC COM COM 591520200 268 6559 SH SOLE 0 0 6559 MICROSOFT CORP COM 594918104 1017 11475 SH SOLE 0 0 11475 MORGAN STANLEY CO COM NEW 617446448 1326 23457 SH SOLE 0 0 23457 NET 1 UEPS TECHNOLOGIES, INC. - COMMON STOCK COM NEW 64107N206 202 16767 SH SOLE 0 0 16767 NUCOR CORP COM 670346105 346 5168 SH SOLE 0 0 5168 NUTRIEN LTD COM COM 67077M108 594 11354 SH SOLE 0 0 11354 OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC CLASS A SHARES REPRESENTING CLASS A LIMITED LIABILITY COMPANY INTERESTS CL A 67551U105 92 36128 SH SOLE 0 0 36128 ORACLE CORP COM 68389X105 294 6034 SH SOLE 0 0 6034 PAYPAL HLDGS INC COM 70450Y103 1660 19460 SH SOLE 0 0 19460 PETMED EXPRESS, INC. - COMMON STOCK COM 716382106 274 6056 SH SOLE 0 0 6056 PFIZER INC COM 717081103 412 11240 SH SOLE 0 0 11240 PHILLIPS 66 COM COM 718546104 1074 10486 SH SOLE 0 0 10486 PIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETF ETF 72201R833 10750 105689 SH SOLE 0 0 105689 POWERSHARES ETF TR II VAR RATE PFD PORT ETF 73937B597 2720 106849 SH SOLE 0 0 106849 POWERSHARES WATER RESOURCE PORTFOLIO ETF 73935X575 2543 81570 SH SOLE 0 0 81570 PROCTER & GAMBLE COM 742718109 261 2907 SH SOLE 0 0 2907 PROSHARES TR II PROSHARES ULTRASHORT EURO ULTRASHRT EURO 74347W882 224 11283 SH SOLE 0 0 11283 PROSHARES TR ULTRA SHORT MSCI EMERGING MKT FD SHT MSCI NEW 74347X575 76 10719 SH SOLE 0 0 10719 PROSHARES TR ULTRASHORT 20 YR TREAS NEW PSHS TR 74347B201 2762 76522 SH SOLE 0 0 76522 PS DB USD IDX BL FD PSHS TR 73936D107 568 24412 SH SOLE 0 0 24412 QUALCOMM INC COM 747525103 294 4522 SH SOLE 0 0 4522 QUANTA SERVICES INC COM 74762E106 268 6968 SH SOLE 0 0 6968 RED HAT, INC. COM 756577102 488 3715 SH SOLE 0 0 3715 RED ROCK RESORTS INC CL A 75700L108 211 6062 SH SOLE 0 0 6062 SEATTLE GENETICS, INC. COM 812578102 266 5090 SH SOLE 0 0 5090 SELECT SECTOR SPDR TR CONSUMER SPDR TR 81369Y407 268 2484 SH SOLE 0 0 2484 SELECT SECTOR SPDR TR MATLS SPDR TR 81369Y100 293 4649 SH SOLE 0 0 4649 SELECT SECTOR UTI SELECTSPDR ETF SBI INT-UTILS 81369Y886 295 5600 SH SOLE 0 0 5600 SIMON PPTY GROUP REIT COM 828806109 338 1970 SH SOLE 0 0 1970 SKECHERS U.S.A. INC CL A 830566105 342 8291 SH SOLE 0 0 8291 SOUTHERN CO COM 842587107 266 5807 SH SOLE 0 0 5807 SPDR DOW JONES INDL AVERAGE ETF TR UNIT SER 1 ETF 78467X109 10712 41222 SH SOLE 0 0 41222 SPDR S&P 500 ETF TR TR UNIT TR UNIT 78462F103 387 1372 SH SOLE 0 0 1372 SPDR SER TR S&P AEROSPACE & DEFENSE ETF AEROSPACE DEF 78464A631 308 3486 SH SOLE 0 0 3486 SPDR SER TR S&P BIOTECH ETF S&P BIOTECH 78464A870 381 4079 SH SOLE 0 0 4079 STEEL DYNAMICS INC COM COM 858119100 890 19599 SH SOLE 0 0 19599 STEELCASE INC CL A 858155203 183 11762 SH SOLE 0 0 11762 SWEDISH EXPT CR CORP ELEMENTS LKD TO ROGERS INTL COMMODITY INDEX AGRI TOTAL RETURN ROG AGRI ETN22 870297603 850 138216 SH SOLE 0 0 138216 T. ROWE PRICE GROUP, INC. COM 74144T108 473 4441 SH SOLE 0 0 4441 TARGET CORP COM COM 87612E110 1571 20889 SH SOLE 0 0 20889 TOWNE BANK - COMMON STOCK COM 89214P109 209 6846 SH SOLE 0 0 6846 TWITTER IN COM COM 90184L102 257 9961 SH SOLE 0 0 9961 ULTRAGENYX PHARMACEUTICAL INC COM COM 90400D108 306 5733 SH SOLE 0 0 5733 UNITED PARCEL SERVICE COM 911312106 335 2702 SH SOLE 0 0 2702 UNITED TECHNOLOGIES CORP COM 913017109 277 2107 SH SOLE 0 0 2107 UR ENERGY INC COM ISIN#CA91688R1082 COM 91688R108 129 190669 SH SOLE 0 0 190669 VALERO ENERGY COM 91913Y100 288 3068 SH SOLE 0 0 3068 VALMONT INDUSTRIES, INC. COM 920253101 260 1590 SH SOLE 0 0 1590 VANECK VECTORS AGRIBUSINESS ETF AGRIBUSINESS ETF 92189F700 352 5480 SH SOLE 0 0 5480 VANECK VECTORS GOLD MINERS ETF GOLD MINERS ETF 92189F106 851 35825 SH SOLE 0 0 35825 VANECK VECTORS OIL SERVICES ETF ETF 92189F718 1310 47713 SH SOLE 0 0 47713 VANGUARD INDEX FDS S&P 500 ETF SHS NEW ETF 922908363 9756 37671 SH SOLE 0 0 37671 VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF 922042858 1212 26259 SH SOLE 0 0 26259 VANGUARD INTL EQUITY INDEX FDS MSCI EUROPE ETF FTSE EUROPE ETF 922042874 5058 80950 SH SOLE 0 0 80950 VANGUARD INTL EQUITY INDEX FDS MSCI PAC ETF FTSE PACIFIC ETF 922042866 2909 38099 SH SOLE 0 0 38099 VANGUARD TOTAL STOCK MARKET VIPERS TOTAL STK MKT 922908769 290 2080 SH SOLE 0 0 2080 VENTAS INC REIT COM 92276F100 233 3880 SH SOLE 0 0 3880 VERIZON COMMUNICATIONS COM 92343V104 308 5765 SH SOLE 0 0 5765 VISA INC COM CL A COM CL A 92826C839 228 1918 SH SOLE 0 0 1918 WACCAMAW BANKSHARES INC - COMMON STOCK COM 929741106 0 20000 SH SOLE 0 0 20000 WAL MART STORES INC COM 931142103 370 3680 SH SOLE 0 0 3680 WELLS FARGO & CO NEW COM COM 949746101 402 6464 SH SOLE 0 0 6464 WISDOMTREE TR INDIA EARNINGS FD INDIA TR 97717W422 1704 59009 SH SOLE 0 0 59009 YUM BRANDS INC COM COM 988498101 322 3891 SH SOLE 0 0 3891