0001467858-14-000052.txt : 20140212 0001467858-14-000052.hdr.sgml : 20140212 20140212153536 ACCESSION NUMBER: 0001467858-14-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: General Motors Co CENTRAL INDEX KEY: 0001467858 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 270756180 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 RENAISSANCE CENTER CITY: DETROIT STATE: MI ZIP: 48265-3000 BUSINESS PHONE: 313.556.5000 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER CITY: DETROIT STATE: MI ZIP: 48265-3000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stevens Charles K. III CENTRAL INDEX KEY: 0001597149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34960 FILM NUMBER: 14599964 MAIL ADDRESS: STREET 1: 300 RENAISSANCE CENTER STREET 2: M/C: 482-C25-A36 CITY: DETROIT STATE: MI ZIP: 48265-3000 4 1 wf-form4_139223732472320.xml FORM 4 X0306 4 2013-09-30 0 0001467858 General Motors Co GM 0001597149 Stevens Charles K. III 300 RENAISSANCE CENTER M/C: 482-C25-A36 DETROIT MI 48265-3000 0 1 0 0 Executive Vice President & CFO Common Stock 2014-02-10 4 M 0 2916 0 A 2916 D Common Stock 2014-02-10 4 F 0 931 35.27 D 1985 D Common Stock 2014-02-11 4 S 0 1985 35.22 D 0 D Common Stock 2013-12-31 4 M 0 148 0 A 148 D Common Stock 2013-12-31 4 D 0 99 40.81 D 49 D Common Stock 2013-12-31 4 F 0 49 40.81 D 0 D Common Stock 2013-09-30 4 M 0 182 0 A 182 D Common Stock 2013-09-30 4 D 0 122 35.97 D 60 D Common Stock 2013-09-30 4 F 0 60 35.97 D 0 D Restricted Stock Units 0.0 2014-02-10 4 M 0 2916 0 D Common Stock 2916.0 0 D Salary Stock Units 0.0 2013-12-31 4 M 0 148 0 D Common Stock 148.0 295 D Salary Stock Units 0.0 2013-09-30 4 M 0 182 0 D Common Stock 182.0 364 D The Common Stock reported in this item was issued and delivered upon the vesting of the portion of a grant of Restricted Stock Units ("RSUs") awarded on February 10, 2011 (the "2011 RSU Grant") pursuant to the Company's 2009 Long-Term Incentive Plan (the "GMLTIP"). Each RSU represents a right to receive one share of the Company's common stock (the "Common Stock") upon settlement. The Common Stock reported in this item was issued upon the settlement of a portion of a grant of Salary Stock Units ("SSUs) awarded on Decembr 31, 2012 pursuant to the Company's Salary Stock Plan (the "GMSSP") and vested upon grant. Each SSU is the economic equivalent of one share of the Common Stock. The Common Stock reported in this item was issued upon the settlement of a portion of a grant of SSUs awareded on September 30, 2012 pursuant to the GMSSP and veted upon grant. The RSUs do not have a conversion or exercise price, or a date on which they are exercisable or expire. Grants of SSUs are fully vested when made and will be settled in three equal, annual installments beginning one year after the date of grant. The GMSSP gives the employee the option of having a settlement made by delivery of the Stock or of cash in an amount equal to the fair market value of the Stock as of the applicable anniversary date of the SSUs' grant. Under the GMSSP, the fair value of the Stock is the average of the high and low trading prices for the Stock as reported on the New York Stock Exchange, on which it is listed, on the date of the transaction. The employee opted to have these settlements made by delivery of cash, less a portion withheld for taxes. /s/ Anne T. Larin, attorney-in-fact for Mr. Stevens 2014-02-12