0001209191-15-026270.txt : 20150316 0001209191-15-026270.hdr.sgml : 20150316 20150316074952 ACCESSION NUMBER: 0001209191-15-026270 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150313 FILED AS OF DATE: 20150316 DATE AS OF CHANGE: 20150316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Quotient Ltd CENTRAL INDEX KEY: 0001596946 STANDARD INDUSTRIAL CLASSIFICATION: IN VITRO & IN VIVO DIAGNOSTIC SUBSTANCES [2835] IRS NUMBER: 264719797 STATE OF INCORPORATION: Y9 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: ELIZABETH HOUSE STREET 2: 9 CASTLE STREET CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3RT BUSINESS PHONE: 41274832286 MAIL ADDRESS: STREET 1: ELIZABETH HOUSE STREET 2: 9 CASTLE STREET CITY: SAINT HELIER STATE: Y9 ZIP: JE2 3RT REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Unger Stephen CENTRAL INDEX KEY: 0001604630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36415 FILM NUMBER: 15701117 MAIL ADDRESS: STREET 1: 126 WAVERLY PLACE, #3C CITY: NEW YORK STATE: NY ZIP: 10011 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-13 0 0001596946 Quotient Ltd QTNT 0001604630 Unger Stephen ELIZABETH HOUSE, 9 CASTLE STREET ST HELIER Y9 JE2 3RT JERSEY 0 1 0 0 Cheif Financial Officer Ordinary Shares 2015-03-13 4 P 0 3000 15.00 A 19000 D Employee Stock Option (right to buy) 8.00 2024-04-29 Ordinary Shares 50800 50800 D Options to Purchase Ordinary shares 8.00 2024-03-03 Ordinary Shares 67200 67200 D Options to Purchase Ordinary shares 3.29 2023-06-27 Ordinary Shares 32000 32000 D Ordinary Share Warrants 8.80 2014-07-24 2015-10-25 Ordinary Shares 4000 5000 D The option becomes exercisable in three equal annual installments beginning April 29, 2015. 22,400 options vested on 3/4/2015, 22,400 options will vest on 3/4/2016, 22,400 options will vest on 3/4/2017. 10,666 options vested on 6/28/2014, 10,666 options will vest on 6/28/2015, 10,667 options will vest on 6/28/2016. Each warrant to purchase 0.8 of one Ordinary Share is exercisable until 5:30 p.m. on October 25, 2015 at an exercise price of $8.80 per Ordinary Share. /s/ Stephen Unger 2015-03-16