0001596920-21-000004.txt : 20210430 0001596920-21-000004.hdr.sgml : 20210430 20210430110322 ACCESSION NUMBER: 0001596920-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210430 DATE AS OF CHANGE: 20210430 EFFECTIVENESS DATE: 20210430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 21874975 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false false true 0001596920 XXXXXXXX 03-31-2021 03-31-2021 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 04-30-2021 0 48 223079 false INFORMATION TABLE 2 infotable.xml INFOTABLE ISHARES TR ISHS 5-10YR INVT 464288638 65445 1104926 SH SOLE 0 0 1104926 INVESCO QQQ TR UNIT SER 1 46090E103 35589 111518 SH SOLE 0 0 111518 INVESCO EXCH TRADED FD TR II S&P 500 HB ETF 46138E370 16897 243020 SH SOLE 0 0 243020 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 14466 81768 SH SOLE 0 0 81768 SPDR SER TR PORTFOLIO SHORT 78464A474 12403 396127 SH SOLE 0 0 396127 ISHARES TR 3 7 YR TREAS BD 464288661 12170 93695 SH SOLE 0 0 93695 ISHARES TR SP SMCP600VL ETF 464287879 11119 110373 SH SOLE 0 0 110373 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 8825 18538 SH SOLE 0 0 18538 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 7701 239910 SH SOLE 0 0 239910 ISHARES TR CORE S&P500 ETF 464287200 7671 19284 SH SOLE 0 0 19284 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 7109 104071 SH SOLE 0 0 104071 ISHARES TR 1 3 YR TREAS BD 464287457 3163 36678 SH SOLE 0 0 36678 CATERPILLAR INC COM 149123101 1742 7514 SH SOLE 0 0 7514 SPDR SER TR PORTFOLI S&P1500 78464A805 1630 33130 SH SOLE 0 0 33130 PROSHARES TR PSHS ULTRA QQQ 74347R206 1620 13826 SH SOLE 0 0 13826 MICROSOFT CORP COM 594918104 1511 6407 SH SOLE 0 0 6407 AT&T INC COM 00206R102 1458 48152 SH SOLE 0 0 48152 PROSHARES TR PSHS ULT S&P 500 74347R107 1253 12248 SH SOLE 0 0 12248 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1227 12687 SH SOLE 0 0 12687 REPUBLIC BANCORP INC KY CL A 760281204 930 21000 SH SOLE 0 0 21000 ISHARES TR RUS MID CAP ETF 464287499 698 9448 SH SOLE 0 0 9448 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 684 2680 SH SOLE 0 0 2680 PFIZER INC COM 717081103 514 14199 SH SOLE 0 0 14199 ISHARES TR RUSSELL 2000 ETF 464287655 480 2171 SH SOLE 0 0 2171 TRUIST FINL CORP COM 89832Q109 460 7885 SH SOLE 0 0 7885 REGIONS FINANCIAL CORP NEW COM 7591EP100 443 21434 SH SOLE 0 0 21434 ISHARES TR CORE S&P MCP ETF 464287507 400 1538 SH SOLE 0 0 1538 INTERNATIONAL BUSINESS MACHS COM 459200101 390 2923 SH SOLE 0 0 2923 EXXON MOBIL CORP COM 30231G102 364 6517 SH SOLE 0 0 6517 CHEVRON CORP NEW COM 166764100 343 3276 SH SOLE 0 0 3276 ROSS STORES INC COM 778296103 343 2857 SH SOLE 0 0 2857 PROCTER AND GAMBLE CO COM 742718109 311 2298 SH SOLE 0 0 2298 PNC FINL SVCS GROUP INC COM 693475105 309 1760 SH SOLE 0 0 1760 ISHARES TR SELECT DIVID ETF 464287168 304 2667 SH SOLE 0 0 2667 NEXTERA ENERGY INC COM 65339F101 292 3856 SH SOLE 0 0 3856 AMAZON COM INC COM 023135106 275 89 SH SOLE 0 0 89 LOWES COS INC COM 548661107 273 1438 SH SOLE 0 0 1438 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 243 6491 SH SOLE 0 0 6491 NVIDIA CORPORATION COM 67066G104 242 454 SH SOLE 0 0 454 APPLE INC COM 037833100 241 1970 SH SOLE 0 0 1970 ISHARES TR BARCLAYS 7 10 YR 464287440 239 2115 SH SOLE 0 0 2115 ISHARES TR 20 YR TR BD ETF 464287432 234 1727 SH SOLE 0 0 1727 WALMART INC COM 931142103 223 1644 SH SOLE 0 0 1644 SPDR S&P 500 ETF TR TR UNIT 78462F103 221 557 SH SOLE 0 0 557 JOHNSON & JOHNSON COM 478160104 218 1324 SH SOLE 0 0 1324 QUALCOMM INC COM 747525103 204 1541 SH SOLE 0 0 1541 MCDONALDS CORP COM 580135101 202 902 SH SOLE 0 0 902