0001596920-20-000005.txt : 20201015 0001596920-20-000005.hdr.sgml : 20201015 20201014181623 ACCESSION NUMBER: 0001596920-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201015 DATE AS OF CHANGE: 20201014 EFFECTIVENESS DATE: 20201015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 201239915 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001596920 XXXXXXXX 09-30-2020 09-30-2020 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 10-14-2020 0 39 178103 false INFORMATION TABLE 2 infotable.xml ISHARES TR 1 3 YR TREAS BD 464287457 50250 580855 SH SOLE 0 0 580855 INVESCO QQQ TR UNIT SER 1 46090E103 45382 163337 SH SOLE 0 0 163337 ISHARES TR ISHS 5-10YR INVT 464288638 26237 431458 SH SOLE 0 0 431458 ISHARES TR 3 7 YR TREAS BD 464288661 12419 92964 SH SOLE 0 0 92964 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 10794 59921 SH SOLE 0 0 59921 VANGUARD INDEX FDS SML CP GRW ETF 922908595 8082 37601 SH SOLE 0 0 37601 ISHARES TR EAFE GRWTH ETF 464288885 4529 50394 SH SOLE 0 0 50394 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 3803 61244 SH SOLE 0 0 61244 SPDR SER TR PORTFOLI S&P1500 78464A805 1387 33930 SH SOLE 0 0 33930 AT&T INC COM 00206R102 1346 47228 SH SOLE 0 0 47228 PROSHARES TR PSHS ULTRA QQQ 74347R206 1296 14142 SH SOLE 0 0 14142 CATERPILLAR INC DEL COM 149123101 1200 8044 SH SOLE 0 0 8044 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1037 13026 SH SOLE 0 0 13026 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 829 14581 SH SOLE 0 0 14581 PFIZER INC COM 717081103 817 22257 SH SOLE 0 0 22257 PROSHARES TR PSHS ULT S&P 500 74347R107 785 10688 SH SOLE 0 0 10688 ISHARES TR RUS MID CAP ETF 464287499 722 12585 SH SOLE 0 0 12585 REPUBLIC BANCORP INC KY CL A 760281204 591 21000 SH SOLE 0 0 21000 ISHARES TR RUSSELL 2000 ETF 464287655 577 3849 SH SOLE 0 0 3849 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 571 2680 SH SOLE 0 0 2680 ISHARES TR CORE S&P500 ETF 464287200 544 1619 SH SOLE 0 0 1619 MICROSOFT CORP COM 594918104 525 2498 SH SOLE 0 0 2498 SPDR S&P 500 ETF TR TR UNIT 78462F103 479 1429 SH SOLE 0 0 1429 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 355 1049 SH SOLE 0 0 1049 ISHARES TR 20 YR TR BD ETF 464287432 328 2012 SH SOLE 0 0 2012 CHEVRON CORP NEW COM 166764100 315 4376 SH SOLE 0 0 4376 TRUIST FINL CORP COM 89832Q109 303 7971 SH SOLE 0 0 7971 PROCTER AND GAMBLE CO COM 742718109 295 2120 SH SOLE 0 0 2120 ISHARES TR CORE S&P MCP ETF 464287507 285 1538 SH SOLE 0 0 1538 NEXTERA ENERGY INC COM 65339F101 268 964 SH SOLE 0 0 964 EXXON MOBIL CORP COM 30231G102 259 7542 SH SOLE 0 0 7542 INTERNATIONAL BUSINESS MACHS COM 459200101 253 2078 SH SOLE 0 0 2078 REGIONS FINANCIAL CORP NEW COM 7591EP100 247 21434 SH SOLE 0 0 21434 ISHARES TR BARCLAYS 7 10 YR 464287440 240 1968 SH SOLE 0 0 1968 LOWES COS INC COM 548661107 239 1438 SH SOLE 0 0 1438 WALMART INC COM 931142103 230 1644 SH SOLE 0 0 1644 NVIDIA CORPORATION COM 67066G104 212 392 SH SOLE 0 0 392 GENERAL ELECTRIC CO COM 369604103 72 11512 SH SOLE 0 0 11512