0001596920-20-000004.txt : 20200716 0001596920-20-000004.hdr.sgml : 20200716 20200715194531 ACCESSION NUMBER: 0001596920-20-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200716 DATE AS OF CHANGE: 20200715 EFFECTIVENESS DATE: 20200716 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 201030455 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001596920 XXXXXXXX 06-30-2020 06-30-2020 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 07-15-2020 0 38 31792 false INFORMATION TABLE 2 infotable.xml ISHARES TR 1 3 YR TREAS BD 464287457 52023 600653 SH SOLE 0 0 600653 INVESCO QQQ TR UNIT SER 1 46090E103 36121 145884 SH SOLE 0 0 145884 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 21169 299969 SH SOLE 0 0 299969 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 18527 297857 SH SOLE 0 0 297857 ISHARES TR 3 7 YR TREAS BD 464288661 11478 85866 SH SOLE 0 0 85866 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 4304 26072 SH SOLE 0 0 26072 AT&T INC COM 00206R102 1427 47213 SH SOLE 0 0 47213 SPDR SER TR PORTFOLI S&P1500 78464A805 1269 33592 SH SOLE 0 0 33592 CATERPILLAR INC DEL COM 149123101 1018 8044 SH SOLE 0 0 8044 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 955 12993 SH SOLE 0 0 12993 PROSHARES TR PSHS ULTRA QQQ 74347R206 856 5799 SH SOLE 0 0 5799 SPDR S&P 500 ETF TR TR UNIT 78462F103 766 2483 SH SOLE 0 0 2483 PFIZER INC COM 717081103 728 22257 SH SOLE 0 0 22257 REPUBLIC BANCORP INC KY CL A 760281204 687 21000 SH SOLE 0 0 21000 ISHARES TR RUS MID CAP ETF 464287499 675 12585 SH SOLE 0 0 12585 PROSHARES TR PSHS ULT S&P 500 74347R107 668 5344 SH SOLE 0 0 5344 ISHARES TR CORE S&P500 ETF 464287200 574 1852 SH SOLE 0 0 1852 ISHARES TR RUSSELL 2000 ETF 464287655 551 3849 SH SOLE 0 0 3849 VANGUARD INDEX FDS SML CP GRW ETF 922908595 491 2458 SH SOLE 0 0 2458 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 479 2680 SH SOLE 0 0 2680 MICROSOFT CORP COM 594918104 466 2289 SH SOLE 0 0 2289 CHEVRON CORP NEW COM 166764100 390 4376 SH SOLE 0 0 4376 EXXON MOBIL CORP COM 30231G102 362 8092 SH SOLE 0 0 8092 FIRST TR EXCHANGE TRADED FD INTL EQUITY OPP 33734X853 355 7005 SH SOLE 0 0 7005 TESLA INC COM 88160R101 341 316 SH SOLE 0 0 316 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 340 1049 SH SOLE 0 0 1049 TRUIST FINL CORP COM 89832Q109 299 7971 SH SOLE 0 0 7971 ISHARES TR CORE S&P MCP ETF 464287507 273 1538 SH SOLE 0 0 1538 LOWES COS INC COM 548661107 262 1938 SH SOLE 0 0 1938 INTERNATIONAL BUSINESS MACHS COM 459200101 259 2148 SH SOLE 0 0 2148 PROCTER AND GAMBLE CO COM 742718109 253 2120 SH SOLE 0 0 2120 ISHARES TR BARCLAYS 7 10 YR 464287440 242 1988 SH SOLE 0 0 1988 REGIONS FINANCIAL CORP NEW COM 7591EP100 238 21434 SH SOLE 0 0 21434 ISHARES TR INTRM TR CRP ETF 464288638 235 3895 SH SOLE 0 0 3895 WALMART INC COM 931142103 234 1954 SH SOLE 0 0 1954 NEXTERA ENERGY INC COM 65339F101 232 964 SH SOLE 0 0 964 GENERAL ELECTRIC CO COM 369604103 85 12412 SH SOLE 0 0 12412