0001596920-19-000005.txt : 20191016 0001596920-19-000005.hdr.sgml : 20191016 20191015210742 ACCESSION NUMBER: 0001596920-19-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191016 DATE AS OF CHANGE: 20191015 EFFECTIVENESS DATE: 20191016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 191151886 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001596920 XXXXXXXX 09-30-2019 09-30-2019 D. SCOTT NEAL, INC.

P.O. BOX 2010 LEXINGTON KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 09-30-2019 0 36 194134 false INFORMATION TABLE 2 infotable.xml INFORMATIONTABLE VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 38835 479150 SH SOLE 0 0 479150 INVESCO QQQ TR UNIT SER 1 46090E103 28418 150512 SH SOLE 0 0 150512 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 22570 247374 SH SOLE 0 0 247374 ISHARES TR RUS MID CAP ETF 464287499 16414 293375 SH SOLE 0 0 293375 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 14352 40718 SH SOLE 0 0 40718 SPDR SERIES TRUST BLOMBERG BRC INV 78468R200 11120 361496 SH SOLE 0 0 361496 ISHARES TR 1 3 YR TREAS BD 464287457 10216 120440 SH SOLE 0 0 120440 ISHARES TR RUSSELL 2000 ETF 464287655 9761 64500 SH SOLE 0 0 64500 ISHARES TR CORE S&P500 ETF 464287200 8984 30094 SH SOLE 0 0 30094 VANGUARD INDEX FDS SML CP GRW ETF 922908595 5771 31703 SH SOLE 0 0 31703 VANGUARD INDEX FDS MID CAP ETF 922908629 4272 25491 SH SOLE 0 0 25491 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 4223 107355 SH SOLE 0 0 107355 ISHARES TR MSCI ACWI ETF 464288257 3934 53342 SH SOLE 0 0 53342 ISHARES TR FLTG RATE NT ETF 46429B655 2882 56549 SH SOLE 0 0 56549 AT&T INC COM 00206R102 1364 36040 SH SOLE 0 0 36040 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 1340 36472 SH SOLE 0 0 36472 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1160 16328 SH SOLE 0 0 16328 CATERPILLAR INC DEL COM 149123101 1016 8044 SH SOLE 0 0 8044 PROSHARES TR PSHS ULT S&P 500 74347R107 1005 7826 SH SOLE 0 0 7826 PROSHARES TR PSHS ULTRA QQQ 74347R206 964 9961 SH SOLE 0 0 9961 SPDR S&P 500 ETF TR TR UNIT 78462F103 846 2852 SH SOLE 0 0 2852 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 754 8499 SH SOLE 0 0 8499 ISHARES TR MSCI EAFE ETF 464287465 440 6747 SH SOLE 0 0 6747 BB&T CORP COM 054937107 425 7971 SH SOLE 0 0 7971 ISHARES TR INTRM TR CRP ETF 464288638 395 6820 SH SOLE 0 0 6820 PFIZER INC COM 717081103 393 10946 SH SOLE 0 0 10946 PROCTER & GAMBLE CO COM 742718109 338 2720 SH SOLE 0 0 2720 INTERNATIONAL BUSINESS MACHS COM 459200101 315 2167 SH SOLE 0 0 2167 SPDR SERIES TRUST PORTFOLIO INTRMD 78464A375 312 8830 SH SOLE 0 0 8830 ISHARES TR CORE S&P MCP ETF 464287507 297 1538 SH SOLE 0 0 1538 MICROSOFT CORP COM 594918104 244 1755 SH SOLE 0 0 1755 ISHARES TR BARCLAYS 7 10 YR 464287440 223 1979 SH SOLE 0 0 1979 W P CAREY INC COM 92936U109 221 2471 SH SOLE 0 0 2471 LOWES COS INC COM 548661107 213 1938 SH SOLE 0 0 1938 GENERAL ELECTRIC CO COM 369604103 117 13120 SH SOLE 0 0 13120