CPA CFP

0001144204-18-021213.txt : 20180419 0001144204-18-021213.hdr.sgml : 20180419 20180418175337 ACCESSION NUMBER: 0001144204-18-021213 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180419 DATE AS OF CHANGE: 20180418 EFFECTIVENESS DATE: 20180419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 18762075 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596920 XXXXXXXX 03-31-2018 03-31-2018 false D. SCOTT NEAL, INC.

P.o. Box 2010 Lexington KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer CPA CFP 502-459-7199 /s/ Jerry Zimmerer Louisville KY 04-18-2018 0 179 187257 INFORMATION TABLE 2 infotable.xml NOVUME SOLUTIONS INC COM 67012D106 11151 3186041 SH SOLE 0 0 3186041 WEB COM GROUP INC COM 94733A104 7 413 SH SOLE 0 0 413 SPDR SERIES TRUST PORTFOLIO MD ETF 78464A847 252 7613 SH SOLE 0 0 7613 RYDEX ETF TRUST GUG S&P SC600 PV 78355W700 1 10 SH SOLE 0 0 10 CHARTER COMMUNICATIONS INC N CL A 16119P108 7 22 SH SOLE 0 0 22 CLAYMORE EXCHANGE TRD FD TR 2023 CORP BOND 18383M241 4 210 SH SOLE 0 0 210 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 537 25510 SH SOLE 0 0 25510 BROADCOM LTD SHS Y09827109 28 117 SH SOLE 0 0 117 AMN HEALTHCARE SERVICES INC COM 001744101 57 1000 SH SOLE 0 0 1000 ZOETIS INC CL A 98978V103 10 119 SH SOLE 0 0 119 ZILLOW GROUP INC CL A 98954M101 8 150 SH SOLE 0 0 150 ZILLOW GROUP INC CL C CAP STK 98954M200 46 850 SH SOLE 0 0 850 YUM CHINA HLDGS INC COM 98850P109 3 77 SH SOLE 0 0 77 YUM BRANDS INC COM 988498101 7 77 SH SOLE 0 0 77 EXXON MOBIL CORP COM 30231G102 160 2139 SH SOLE 0 0 2139 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 75 1425 SH SOLE 0 0 1425 SPDR SERIES TRUST S&P BIOTECH 78464A870 44 500 SH SOLE 0 0 500 UNITED STATES STL CORP NEW COM 912909108 0 11 SH SOLE 0 0 11 WPX ENERGY INC COM 98212B103 1 55 SH SOLE 0 0 55 W P CAREY INC COM 92936U109 153 2471 SH SOLE 0 0 2471 WALMART INC COM 931142103 95 1072 SH SOLE 0 0 1072 WILLIAMS COS INC DEL COM 969457100 4 165 SH SOLE 0 0 165 WINDSTREAM HLDGS INC COM NEW 97382A200 0 299 SH SOLE 0 0 299 WELLS FARGO CO NEW COM 949746101 13 253 SH SOLE 0 0 253 VERIZON COMMUNICATIONS INC COM 92343V104 11 235 SH SOLE 0 0 235 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 11091 134458 SH SOLE 0 0 134458 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 16544 352153 SH SOLE 0 0 352153 VECTREN CORP COM 92240G101 28 445 SH SOLE 0 0 445 VERSUM MATLS INC COM 92532W103 3 70 SH SOLE 0 0 70 VERITIV CORP COM 923454102 0 1 SH SOLE 0 0 1 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 94 1241 SH SOLE 0 0 1241 VALMONT INDS INC COM 920253101 22 150 SH SOLE 0 0 150 VANGUARD WORLD FDS INF TECH ETF 92204A702 5 27 SH SOLE 0 0 27 PROSHARES TR PSHS ULTRUSS2000 74347R842 1261 18189 SH SOLE 0 0 18189 ISHARES TR CRE U S REIT ETF 464288521 194 4301 SH SOLE 0 0 4301 US BANCORP DEL COM NEW 902973304 51 1000 SH SOLE 0 0 1000 UNITI GROUP INC COM 91325V108 1 58 SH SOLE 0 0 58 UNDER ARMOUR INC CL A 904311107 8 500 SH SOLE 0 0 500 TESLA INC COM 88160R101 127 479 SH SOLE 0 0 479 TEMPUR SEALY INTL INC COM 88023U101 9 200 SH SOLE 0 0 200 T MOBILE US INC COM 872590104 25 411 SH SOLE 0 0 411 AT&T INC COM 00206R102 13 357 SH SOLE 0 0 357 SYMANTEC CORP COM 871503108 3 112 SH SOLE 0 0 112 SCHWEITZER-MAUDUIT INTL INC COM 808541106 2 44 SH SOLE 0 0 44 STRATASYS LTD SHS M85548101 3 150 SH SOLE 0 0 150 PROSHARES TR PSHS ULT S&P 500 74347R107 1027 9733 SH SOLE 0 0 9733 SPDR S&P 500 ETF TR TR UNIT 78462F103 9370 35607 SH SOLE 0 0 35607 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 1327 40435 SH SOLE 0 0 40435 SPDR SER TR PORTFOLIO SM ETF 78468R853 188 6279 SH SOLE 0 0 6279 SPLUNK INC COM 848637104 148 1500 SH SOLE 0 0 1500 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 1270 32318 SH SOLE 0 0 32318 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 1 6 SH SOLE 0 0 6 SPDR SER TR BLOOMBERG SRT TR 78468R408 1 40 SH SOLE 0 0 40 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 35 1246 SH SOLE 0 0 1246 PROSHARES TR ULTRASHRT S&P500 74347B383 426 10395 SH SOLE 0 0 10395 ALPS ETF TR SECTR DIV DOGS 00162Q858 0 10 SH SOLE 0 0 10 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 1164 18448 SH SOLE 0 0 18448 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 0 2 SH SOLE 0 0 2 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 3 61 SH SOLE 0 0 61 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1696 23645 SH SOLE 0 0 23645 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 0 3 SH SOLE 0 0 3 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 871 30335 SH SOLE 0 0 30335 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1141 17880 SH SOLE 0 0 17880 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 2 34 SH SOLE 0 0 34 STARBUCKS CORP COM 855244109 58 1000 SH SOLE 0 0 1000 RAYTHEON CO COM NEW 755111507 2 8 SH SOLE 0 0 8 REGENERON PHARMACEUTICALS COM 75886F107 3 8 SH SOLE 0 0 8 ISHARES TR USA QUALITY FCTR 46432F339 1835 22180 SH SOLE 0 0 22180 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 15173 94757 SH SOLE 0 0 94757 PROSHARES TR PSHS ULTRA QQQ 74347R206 1019 13375 SH SOLE 0 0 13375 PAYPAL HLDGS INC COM 70450Y103 30 400 SH SOLE 0 0 400 PRUDENTIAL FINL INC COM 744320102 13 122 SH SOLE 0 0 122 PNC FINL SVCS GROUP INC COM 693475105 79 522 SH SOLE 0 0 522 PHILIP MORRIS INTL INC COM 718172109 325 3265 SH SOLE 0 0 3265 PROCTER AND GAMBLE CO COM 742718109 267 3362 SH SOLE 0 0 3362 PFIZER INC COM 717081103 394 11088 SH SOLE 0 0 11088 PEPSICO INC COM 713448108 95 867 SH SOLE 0 0 867 ORACLE CORP COM 68389X105 66 1450 SH SOLE 0 0 1450 NVIDIA CORP COM 67066G104 154 663 SH SOLE 0 0 663 NEXTERA ENERGY INC COM 65339F101 40 242 SH SOLE 0 0 242 NOODLES & CO COM CL A 65540B105 3 350 SH SOLE 0 0 350 MICRON TECHNOLOGY INC COM 595112103 71 1358 SH SOLE 0 0 1358 ISHARES TR USA MOMENTUM FCT 46432F396 2206 20831 SH SOLE 0 0 20831 MICROSOFT CORP COM 594918104 157 1724 SH SOLE 0 0 1724 MORGAN STANLEY COM NEW 617446448 7 128 SH SOLE 0 0 128 MARATHON OIL CORP COM 565849106 3 206 SH SOLE 0 0 206 MERCK & CO INC COM 58933Y105 27 490 SH SOLE 0 0 490 MARATHON PETE CORP COM 56585A102 15 206 SH SOLE 0 0 206 ALTRIA GROUP INC COM 02209S103 203 3265 SH SOLE 0 0 3265 MAXIMUS INC COM 577933104 80 1200 SH SOLE 0 0 1200 3M CO COM 88579Y101 33 150 SH SOLE 0 0 150 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 31529 92262 SH SOLE 0 0 92262 MONDELEZ INTL INC CL A 609207105 101 2425 SH SOLE 0 0 2425 MCKESSON CORP COM 58155Q103 4 26 SH SOLE 0 0 26 MCDONALDS CORP COM 580135101 63 400 SH SOLE 0 0 400 LANDS END INC NEW COM 51509F105 0 18 SH SOLE 0 0 18 COCA COLA CO COM 191216100 148 3410 SH SOLE 0 0 3410 KIMBERLY CLARK CORP COM 494368103 49 444 SH SOLE 0 0 444 KRAFT HEINZ CO COM 500754106 50 805 SH SOLE 0 0 805 JPMORGAN CHASE & CO COM 46625H100 50 457 SH SOLE 0 0 457 JOHNSON & JOHNSON COM 478160104 164 1277 SH SOLE 0 0 1277 ISHARES TR RUS MID CAP ETF 464287499 119 575 SH SOLE 0 0 575 ISHARES TR RUSSELL 2000 ETF 464287655 21789 143508 SH SOLE 0 0 143508 ISHARES TR RUS 1000 GRW ETF 464287614 45 332 SH SOLE 0 0 332 ISHARES TR CORE S&P500 ETF 464287200 3207 12084 SH SOLE 0 0 12084 ILLINOIS TOOL WKS INC COM 452308109 17 109 SH SOLE 0 0 109 INTUITIVE SURGICAL INC COM NEW 46120E602 33 81 SH SOLE 0 0 81 INTL PAPER CO COM 460146103 3 61 SH SOLE 0 0 61 INTEL CORP COM 458140100 164 3141 SH SOLE 0 0 3141 ISHARES TR CORE S&P MCP ETF 464287507 295 1575 SH SOLE 0 0 1575 ISHARES TR BARCLAYS 7 10 YR 464287440 10967 106284 SH SOLE 0 0 106284 INTERCONTINENTAL EXCHANGE IN COM 45866F104 73 1000 SH SOLE 0 0 1000 INTERNATIONAL BUSINESS MACHS COM 459200101 436 2840 SH SOLE 0 0 2840 INTERACTIVE BROKERS GROUP IN COM 45841N107 34 500 SH SOLE 0 0 500 HALYARD HEALTH INC COM 40650V100 3 55 SH SOLE 0 0 55 HONEYWELL INTL INC COM 438516106 34 235 SH SOLE 0 0 235 HOME DEPOT INC COM 437076102 112 631 SH SOLE 0 0 631 GOODYEAR TIRE & RUBR CO COM 382550101 7 267 SH SOLE 0 0 267 ALPHABET INC CAP STK CL C 02079K107 103 100 SH SOLE 0 0 100 SPDR GOLD TRUST GOLD SHS 78463V107 32 255 SH SOLE 0 0 255 GILEAD SCIENCES INC COM 375558103 43 566 SH SOLE 0 0 566 GENERAL ELECTRIC CO COM 369604103 195 14452 SH SOLE 0 0 14452 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 0 3 SH SOLE 0 0 3 SPDR SER TR BLOMBERG BRC INV 78468R200 5992 194998 SH SOLE 0 0 194998 FISERV INC COM 337738108 24 336 SH SOLE 0 0 336 FIREEYE INC COM 31816Q101 6 375 SH SOLE 0 0 375 FEDEX CORP COM 31428X106 4 16 SH SOLE 0 0 16 FACEBOOK INC CL A 30303M102 25 156 SH SOLE 0 0 156 FORD MTR CO DEL COM PAR $0.01 345370860 4 368 SH SOLE 0 0 368 EMERSON ELEC CO COM 291011104 27 400 SH SOLE 0 0 400 ISHARES TR MSCI EAFE ETF 464287465 8150 116961 SH SOLE 0 0 116961 CONSOLIDATED EDISON INC COM 209115104 78 1000 SH SOLE 0 0 1000 EBAY INC COM 278642103 16 400 SH SOLE 0 0 400 ELECTRONIC ARTS INC COM 285512109 29 243 SH SOLE 0 0 243 ISHARES TR SELECT DIVID ETF 464287168 221 2325 SH SOLE 0 0 2325 DELL TECHNOLOGIES INC COM CL V 24703L103 2 33 SH SOLE 0 0 33 DELEK US HLDGS INC NEW COM 24665A103 30 745 SH SOLE 0 0 745 DISNEY WALT CO COM DISNEY 254687106 76 760 SH SOLE 0 0 760 DISCOVER FINL SVCS COM 254709108 11 156 SH SOLE 0 0 156 DELTA AIR LINES INC DEL COM NEW 247361702 11 196 SH SOLE 0 0 196 COLUMBIA PPTY TR INC COM NEW 198287203 12 595 SH SOLE 0 0 595 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1 22 SH SOLE 0 0 22 CHEVRON CORP NEW COM 166764100 177 1551 SH SOLE 0 0 1551 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 32 400 SH SOLE 0 0 400 COOPER TIRE & RUBR CO COM 216831107 1 50 SH SOLE 0 0 50 CSX CORP COM 126408103 27 476 SH SOLE 0 0 476 CISCO SYS INC COM 17275R102 193 4491 SH SOLE 0 0 4491 CHIPOTLE MEXICAN GRILL INC COM 169656105 32 100 SH SOLE 0 0 100 COMCAST CORP NEW CL A 20030N101 7 204 SH SOLE 0 0 204 COLGATE PALMOLIVE CO COM 194162103 97 1360 SH SOLE 0 0 1360 ISHARES TR INTRMD CR BD ETF 464288638 15725 146634 SH SOLE 0 0 146634 CHESAPEAKE ENERGY CORP COM 165167107 0 42 SH SOLE 0 0 42 CERNER CORP COM 156782104 17 288 SH SOLE 0 0 288 VICTORY PORTFOLIOS II SHS US LRG CAP 92647N865 16 363 SH SOLE 0 0 363 CRACKER BARREL OLD CTRY STOR COM 22410J106 50 313 SH SOLE 0 0 313 CATERPILLAR INC DEL COM 149123101 1185 8040 SH SOLE 0 0 8040 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 98 1701 SH SOLE 0 0 1701 BOSTON SCIENTIFIC CORP COM 101137107 33 1200 SH SOLE 0 0 1200 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 30 150 SH SOLE 0 0 150 BP PLC SPONSORED ADR 055622104 10 235 SH SOLE 0 0 235 BRISTOL MYERS SQUIBB CO COM 110122108 6 100 SH SOLE 0 0 100 BIOGEN INC COM 09062X103 27 100 SH SOLE 0 0 100 BRIGHTHOUSE FINL INC COM 10922N103 0 3 SH SOLE 0 0 3 BRUNSWICK CORP COM 117043109 2 32 SH SOLE 0 0 32 BB&T CORP COM 054937107 351 6749 SH SOLE 0 0 6749 AIR PRODS & CHEMS INC COM 009158106 24 153 SH SOLE 0 0 153 ARISTA NETWORKS INC COM 040413106 288 1128 SH SOLE 0 0 1128 AMAZON COM INC COM 023135106 181 125 SH SOLE 0 0 125 TD AMERITRADE HLDG CORP COM 87236Y108 24 400 SH SOLE 0 0 400 AMERICAN TOWER CORP NEW COM 03027X100 58 400 SH SOLE 0 0 400 APPLIED MATLS INC COM 038222105 42 758 SH SOLE 0 0 758 ALEXION PHARMACEUTICALS INC COM 015351109 134 1200 SH SOLE 0 0 1200 ALLSTATE CORP COM 020002101 48 503 SH SOLE 0 0 503 AFLAC INC COM 001055102 5 120 SH SOLE 0 0 120 AMEREN CORP COM 023608102 2 29 SH SOLE 0 0 29 AUTOMATIC DATA PROCESSING IN COM 053015103 16 142 SH SOLE 0 0 142 ABBOTT LABS COM 002824100 87 1453 SH SOLE 0 0 1453 ABBVIE INC COM 00287Y109 204 2153 SH SOLE 0 0 2153 APPLE INC COM 037833100 254 1512 SH SOLE 0 0 1512