0001144204-17-002422.txt : 20170117 0001144204-17-002422.hdr.sgml : 20170116 20170117154434 ACCESSION NUMBER: 0001144204-17-002422 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170117 DATE AS OF CHANGE: 20170117 EFFECTIVENESS DATE: 20170117 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 17530669 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596920 XXXXXXXX 12-31-2016 12-31-2016 false D. SCOTT NEAL, INC.

P.o. Box 2010 Lexington KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 01-17-2017 0 170 140344 INFORMATION TABLE 2 infotable.xml AMN HEALTHCARE SERVICES I COM 001744101 38 1000 SH SOLE 0 0 1000 ANNALY CAP MGMT INC COM 035710409 1 113 PRN SOLE 0 0 113 ZOETIS INC CL A 98978V103 6 119 SH SOLE 0 0 119 ZILLOW GROUP INC CL A 98954M101 5 150 SH SOLE 0 0 150 ZIMMER BIOMET HLDGS INC COM 98956P102 3 33 SH SOLE 0 0 33 ZILLOW GROUP INC CL C CAP STK 98954M200 53 1450 SH SOLE 0 0 1450 YUM CHINA HLDGS INC COM 98850P109 2 77 SH SOLE 0 0 77 YUM BRANDS INC COM 988498101 5 77 SH SOLE 0 0 77 EXXON MOBIL CORP COM 30231G102 441 4886 SH SOLE 0 0 4886 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 30 400 SH SOLE 0 0 400 SPDR SERIES TRUST S&P BIOTECH 78464A870 59 1000 SH SOLE 0 0 1000 UNITED STATES STL CORP NE COM 912909108 0 11 SH SOLE 0 0 11 W P CAREY INC COM 92936U109 130 2200 SH SOLE 0 0 2200 WAL-MART STORES INC COM 931142103 74 1072 SH SOLE 0 0 1072 WELLS FARGO & CO NEW COM 949746101 10 177 SH SOLE 0 0 177 WEB COM GROUP INC COM 94733A104 9 413 SH SOLE 0 0 413 VERIZON COMMUNICATIONS IN COM 92343V104 11 213 SH SOLE 0 0 213 VANGUARD WHITEHALL FDS IN HIGH DIV YLD 921946406 2659 35092 SH SOLE 0 0 35092 VECTREN CORP COM 92240G101 23 445 SH SOLE 0 0 445 VANGUARD INDEX FDS TOTAL STK MKT 922908769 3217 27892 SH SOLE 0 0 27892 VERSUM MATLS INC COM 92532W103 2 70 SH SOLE 0 0 70 VERITIV CORP COM 923454102 0 1 SH SOLE 0 0 1 VANGUARD INDEX FDS MID CAP ETF 922908629 13 95 SH SOLE 0 0 95 VANGUARD INDEX FDS REIT ETF 922908553 13672 165664 SH SOLE 0 0 165664 VALMONT INDS INC COM 920253101 35 250 SH SOLE 0 0 250 VANGUARD INTL EQUITY INDE ALLWRLD EX US 922042775 8 180 SH SOLE 0 0 180 VANGUARD TAX MANAGED INTL FTSE DEV MKT ETF 921943858 7 205 SH SOLE 0 0 205 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1235 15554 SH SOLE 0 0 15554 VANGUARD INDEX FDS SMALL CP ETF 922908751 133 1028 SH SOLE 0 0 1028 PROSHARES TR PSHS ULTRUSS2000 74347R842 626 5615 SH SOLE 0 0 5615 US BANCORP DEL 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