0001144204-16-128456.txt : 20161018 0001144204-16-128456.hdr.sgml : 20161018 20161018132748 ACCESSION NUMBER: 0001144204-16-128456 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161018 DATE AS OF CHANGE: 20161018 EFFECTIVENESS DATE: 20161018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 161940528 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596920 XXXXXXXX 09-30-2016 09-30-2016 false D. SCOTT NEAL, INC.

P.o. Box 2010 Lexington KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 10-18-2016 0 179 127402 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 26 150 SH SOLE 0 0 150 ABBOTT LABS COM 002824100 61 1453 SH SOLE 0 0 1453 ABBVIE INC COM 00287Y109 180 2853 SH SOLE 0 0 2853 AIR PRODS & CHEMS INC COM 009158106 21 140 SH SOLE 0 0 140 ALEXION PHARMACEUTICALS INC COM 015351109 245 2000 SH SOLE 0 0 2000 ALPHABET INC CAP STK CL A 02079K305 8 10 SH SOLE 0 0 10 ALPHABET INC CAP STK CL C 02079K107 163 210 SH SOLE 0 0 210 ALTRIA GROUP INC COM 02209S103 206 3265 SH SOLE 0 0 3265 AMAZON COM INC COM 023135106 130 155 SH SOLE 0 0 155 AMEREN CORP COM 023608102 1 29 SH SOLE 0 0 29 AMERICAN TOWER CORP NEW COM 03027X100 91 800 SH SOLE 0 0 800 AMN HEALTHCARE SERVICES INC COM 001744101 96 3000 SH SOLE 0 0 3000 ANNALY CAP MGMT INC COM 035710409 5 500 PRN SOLE 0 0 500 APPLE INC COM 037833100 136 1202 SH SOLE 0 0 1202 APPLIED DNA SCIENCES INC COM NEW 03815U201 1 384 SH SOLE 0 0 384 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