0001144204-15-043418.txt : 20150721 0001144204-15-043418.hdr.sgml : 20150721 20150721141119 ACCESSION NUMBER: 0001144204-15-043418 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150721 DATE AS OF CHANGE: 20150721 EFFECTIVENESS DATE: 20150721 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 15997553 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596920 XXXXXXXX 06-30-2015 06-30-2015 false D. SCOTT NEAL, INC.
P.o. Box 2010 Lexington KY 40588
13F HOLDINGS REPORT 028-15681 N
Jerry Zimmerer CCO 502-459-7199 /s/Jerry Zimmerer Louisville KY 07-21-2015 0 37 145526
INFORMATION TABLE 2 infotable.xml ALEXION PHARMACEUTICALS INC COM 015351109 362 2000 SH SOLE 0 0 2000 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 7571 628295 SH SOLE 0 0 628295 BB&T CORP COM 054937107 322 7977 SH SOLE 0 0 7977 CATAMARAN CORP COM 148887102 611 10000 SH SOLE 0 0 10000 CATERPILLAR INC DEL COM 149123101 695 8190 SH SOLE 0 0 8190 COGNIZANT TECHNOLOGY SOLUTI CL A 192446102 202 3300 SH SOLE 0 0 3300 EXXON MOBIL CORP COM 30231G102 722 8674 SH SOLE 0 0 8674 INTERNATIONAL BUSINESS MACH COM 459200101 298 1834 SH SOLE 0 0 1834 ISHARES INTERM CR BD ETF 464288638 16131 148182 SH SOLE 0 0 148182 ISHARES TR RUSSELL 2000 ETF 464287655 7592 60804 SH SOLE 0 0 60804 ISHARES TR MSCI EAFE ETF 464287465 4209 66287 SH SOLE 0 0 66287 ISHARES TR U.S. REAL ES ETF 464287739 6256 87740 SH SOLE 0 0 87740 ISHARES TR 7-10 Y TR BD ETF 464287440 18422 175430 SH SOLE 0 0 175430 ISHARES TR SELECT DIVID ETF 464287168 3968 52806 SH SOLE 0 0 52806 ISHARES TR RUS 1000 ETF 464287622 902 7771 SH SOLE 0 0 7771 ISHARES TR FLTG RATE BD ETF 46429B655 278 5495 SH SOLE 0 0 5495 ISHARES TR 1-3 YR TR BD ETF 464287457 636 7500 SH SOLE 0 0 7500 JOHNSON & JOHNSON COM 478160104 408 4188 SH SOLE 0 0 4188 MERCK & CO INC NEW COM 58933Y105 711 12490 SH SOLE 0 0 12490 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 13277 124007 SH SOLE 0 0 124007 PROCTER & GAMBLE CO COM 742718109 230 2944 SH SOLE 0 0 2944 PROSHARES TR PSHS ULTRA QQQ 74347R206 2692 36800 SH SOLE 0 0 36800 PROSHARES TR PSHS ULTRUSS2000 74347R842 300 3075 SH SOLE 0 0 3075 PROSHARES TR PSHS ULT S&P 500 74347R107 767 11890 SH SOLE 0 0 11890 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1391 27702 SH SOLE 0 0 27702 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 1292 24095 SH SOLE 0 0 24095 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 964 31624 SH SOLE 0 0 31624 SPDR S&P 500 ETF TR TR UNIT 78462F103 20888 101471 SH SOLE 0 0 101471 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 8522 31194 SH SOLE 0 0 31194 SPDR SERIES TRUST BARC SHT TR CP 78464A474 2408 78685 SH SOLE 0 0 78685 TESLA MTRS INC COM 88160R101 207 770 SH SOLE 0 0 770 US BANCORP DEL COM NEW 902973304 331 7630 SH SOLE 0 0 7630 VANGUARD INDEX FDS REIT ETF 922908553 10771 144204 SH SOLE 0 0 144204 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 8716 213212 SH SOLE 0 0 213212 VANGUARD INTL EQUITY INDEX ALLWRLD EX US 922042775 650 13385 SH SOLE 0 0 13385 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 1076 16683 SH SOLE 0 0 16683 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 748 9405 SH SOLE 0 0 9405