0001144204-15-043418.txt : 20150721
0001144204-15-043418.hdr.sgml : 20150721
20150721141119
ACCESSION NUMBER: 0001144204-15-043418
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150721
DATE AS OF CHANGE: 20150721
EFFECTIVENESS DATE: 20150721
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: D. SCOTT NEAL, INC.
CENTRAL INDEX KEY: 0001596920
IRS NUMBER: 611287393
STATE OF INCORPORATION: KY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15681
FILM NUMBER: 15997553
BUSINESS ADDRESS:
STREET 1: P.O. BOX 2010
CITY: LEXINGTON
STATE: KY
ZIP: 40588
BUSINESS PHONE: 8592543036
MAIL ADDRESS:
STREET 1: P.O. BOX 2010
CITY: LEXINGTON
STATE: KY
ZIP: 40588
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001596920
XXXXXXXX
06-30-2015
06-30-2015
false
D. SCOTT NEAL, INC.
P.o. Box 2010
Lexington
KY
40588
13F HOLDINGS REPORT
028-15681
N
Jerry Zimmerer
CCO
502-459-7199
/s/Jerry Zimmerer
Louisville
KY
07-21-2015
0
37
145526
INFORMATION TABLE
2
infotable.xml
ALEXION PHARMACEUTICALS INC
COM
015351109
362
2000
SH
SOLE
0
0
2000
BARCLAYS BK PLC
IPSP CROIL ETN
06738C786
7571
628295
SH
SOLE
0
0
628295
BB&T CORP
COM
054937107
322
7977
SH
SOLE
0
0
7977
CATAMARAN CORP
COM
148887102
611
10000
SH
SOLE
0
0
10000
CATERPILLAR INC DEL
COM
149123101
695
8190
SH
SOLE
0
0
8190
COGNIZANT TECHNOLOGY SOLUTI
CL A
192446102
202
3300
SH
SOLE
0
0
3300
EXXON MOBIL CORP
COM
30231G102
722
8674
SH
SOLE
0
0
8674
INTERNATIONAL BUSINESS MACH
COM
459200101
298
1834
SH
SOLE
0
0
1834
ISHARES
INTERM CR BD ETF
464288638
16131
148182
SH
SOLE
0
0
148182
ISHARES TR
RUSSELL 2000 ETF
464287655
7592
60804
SH
SOLE
0
0
60804
ISHARES TR
MSCI EAFE ETF
464287465
4209
66287
SH
SOLE
0
0
66287
ISHARES TR
U.S. REAL ES ETF
464287739
6256
87740
SH
SOLE
0
0
87740
ISHARES TR
7-10 Y TR BD ETF
464287440
18422
175430
SH
SOLE
0
0
175430
ISHARES TR
SELECT DIVID ETF
464287168
3968
52806
SH
SOLE
0
0
52806
ISHARES TR
RUS 1000 ETF
464287622
902
7771
SH
SOLE
0
0
7771
ISHARES TR
FLTG RATE BD ETF
46429B655
278
5495
SH
SOLE
0
0
5495
ISHARES TR
1-3 YR TR BD ETF
464287457
636
7500
SH
SOLE
0
0
7500
JOHNSON & JOHNSON
COM
478160104
408
4188
SH
SOLE
0
0
4188
MERCK & CO INC NEW
COM
58933Y105
711
12490
SH
SOLE
0
0
12490
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
13277
124007
SH
SOLE
0
0
124007
PROCTER & GAMBLE CO
COM
742718109
230
2944
SH
SOLE
0
0
2944
PROSHARES TR
PSHS ULTRA QQQ
74347R206
2692
36800
SH
SOLE
0
0
36800
PROSHARES TR
PSHS ULTRUSS2000
74347R842
300
3075
SH
SOLE
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0
3075
PROSHARES TR
PSHS ULT S&P 500
74347R107
767
11890
SH
SOLE
0
0
11890
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
1391
27702
SH
SOLE
0
0
27702
SCHWAB STRATEGIC TR
INTRM TRM TRES
808524854
1292
24095
SH
SOLE
0
0
24095
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
964
31624
SH
SOLE
0
0
31624
SPDR S&P 500 ETF TR
TR UNIT
78462F103
20888
101471
SH
SOLE
0
0
101471
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
8522
31194
SH
SOLE
0
0
31194
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
2408
78685
SH
SOLE
0
0
78685
TESLA MTRS INC
COM
88160R101
207
770
SH
SOLE
0
0
770
US BANCORP DEL
COM NEW
902973304
331
7630
SH
SOLE
0
0
7630
VANGUARD INDEX FDS
REIT ETF
922908553
10771
144204
SH
SOLE
0
0
144204
VANGUARD INTL EQUITY INDEX
FTSE EMR MKT ETF
922042858
8716
213212
SH
SOLE
0
0
213212
VANGUARD INTL EQUITY INDEX
ALLWRLD EX US
922042775
650
13385
SH
SOLE
0
0
13385
VANGUARD SCOTTSDALE FDS
INT-TERM GOV
92206C706
1076
16683
SH
SOLE
0
0
16683
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
748
9405
SH
SOLE
0
0
9405