0001144204-14-041807.txt : 20140708 0001144204-14-041807.hdr.sgml : 20140708 20140707182432 ACCESSION NUMBER: 0001144204-14-041807 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140708 DATE AS OF CHANGE: 20140707 EFFECTIVENESS DATE: 20140708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 14963844 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596920 XXXXXXXX 06-30-2014 06-30-2014 false D. SCOTT NEAL, INC.

P.o. Box 2010 Lexington KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/Jerry Zimmerer Louisville KY 07-07-2014 0 34 126721 INFORMATION TABLE 2 infotable.xml Alexion Pharma Inc SK 15351109 313 2000 SH SOLE 0 0 2000 Catamaran Corp SK 78505P100 442 10000 SH SOLE 0 0 10000 Caterpillar Inc SK 149123101 699 6432 SH SOLE 0 0 6432 Exxon Mobil Corporation SK 30231G102 915 9092 SH SOLE 0 0 9092 General Electric SK 369604103 241 9172 SH SOLE 0 0 9172 International Business Machines SK 459200101 331 1826 SH SOLE 0 0 1826 Ishares 7-10 Year Treasury ET 464287440 12096 116775 SH SOLE 0 0 116775 Ishares Barclay's Int Credit Bond ET 464288638 20150 182867 SH SOLE 0 0 182867 Ishares Dividend Index ET 464287168 2985 38771 SH SOLE 0 0 38771 Ishares Floating Rate Bond Etf ET 46429B655 319 6285 SH SOLE 0 0 6285 Ishares Mortgage Backed Fixed Income ET 464288588 591 5460 SH SOLE 0 0 5460 Ishares Russell 1000 Index ET 464287622 591 5371 SH SOLE 0 0 5371 Johnson & Johnson SK 478160104 433 4138 SH SOLE 0 0 4138 Merck & Company SK 58933Y105 723 12490 SH SOLE 0 0 12490 Powershares QQQ Trust Ser 1 ET 73935A104 5775 61500 SH SOLE 0 0 61500 ProShares Ultra QQQ ET 74347R206 1824 16040 SH SOLE 0 0 16040 Proctor & Gamble SK 742718109 231 2944 SH SOLE 0 0 2944 Proshares Ultra Russell 2000 ET 74347R842 211 2365 SH SOLE 0 0 2365 Proshares Ultra S&P 500 ET 74347R107 573 4945 SH SOLE 0 0 4945 SPDR S&P 400 Mid Cap ET 78467Y107 12241 46979 SH SOLE 0 0 46979 SPDR S&P 500 Index ET 78462F103 20756 106052 SH SOLE 0 0 106052 SPDR S&P Regional Banking ETF ET 78464A698 6164 152870 SH SOLE 0 0 152870 Schwab Interm-Term U.S. Trsy ET 808524854 1246 23456 SH SOLE 0 0 23456 Schwab International Equity ET 808524805 814 24679 SH SOLE 0 0 24679 Schwab US Broad Equity Market ET 808524102 973 20392 SH SOLE 0 0 20392 US Bancorp Del New SK 902973304 285 6574 SH SOLE 0 0 6574 Vanguard Emerging Markets Index ET 922042858 2581 59840 SH SOLE 0 0 59840 Vanguard FTSE All-World ex-US ET 922042775 508 9713 SH SOLE 0 0 9713 Vanguard Interm-Tm Govt Bond Index ET 92206C706 637 9950 SH SOLE 0 0 9950 Vanguard REIT Index ET 922908553 10668 142540 SH SOLE 0 0 142540 iShares DJ Real Estate Index ET 464287739 9044 125985 SH SOLE 0 0 125985 iShares Lehman 1-3 yr Treasury Bonds ET 464287457 565 6685 SH SOLE 0 0 6685 iShares MSCI-EAFE Index ET 464287465 3754 54901 SH SOLE 0 0 54901 iShares Russell 2000 Index ET 464287655 7042 59270 SH SOLE 0 0 59270