0001144204-14-020667.txt : 20140404 0001144204-14-020667.hdr.sgml : 20140404 20140403211714 ACCESSION NUMBER: 0001144204-14-020667 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140404 DATE AS OF CHANGE: 20140403 EFFECTIVENESS DATE: 20140404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 14744215 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596920 XXXXXXXX 03-31-2014 03-31-2014 false D. SCOTT NEAL, INC.

P.o. Box 2010 Lexington KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/Jerry Zimmerer Louisville KY 04-01-2014 0 42 118928 INFORMATION TABLE 2 infotable.xml Alexion Pharma Inc SK 15351109 304 2000 SH SOLE 0 0 2000 Applied Dna Sciences Inc SK APDN 3 23000 SH SOLE 0 0 23000 Barclays Bank Plc Ipath S&P 500 Vix Shor ET 06742E711 1013 24030 SH SOLE 0 0 24030 Catamaran Corp F SK 78505P100 448 10000 SH SOLE 0 0 10000 Caterpillar Inc SK 149123101 636 6397 SH SOLE 0 0 6397 Exxon Mobil Corporation SK 30231G102 843 8632 SH SOLE 0 0 8632 General Electric SK 369604103 237 9172 SH SOLE 0 0 9172 International Business Machines SK 459200101 364 1890 SH SOLE 0 0 1890 Ishares 7-10 Year Treasury ET 464287440 1610 15825 SH SOLE 0 0 15825 Ishares Barclay's Int Credit Bond ET 464288638 1230 11277 SH SOLE 0 0 11277 Ishares Dividend Index ET 464287168 2868 39116 SH SOLE 0 0 39116 Ishares Floating Rate Bond Etf ET 46429B655 699 13780 SH SOLE 0 0 13780 Ishares Mortgage Backed Fixed Income ET 464288588 579 5460 SH SOLE 0 0 5460 Ishares Russell 1000 Index ET 464287622 377 3599 SH SOLE 0 0 3599 Ishares S&P Latin American 40 Index Fd ET 464287390 5888 161000 SH SOLE 0 0 161000 Johnson & Johnson SK 478160104 406 4138 SH SOLE 0 0 4138 Merck & Company SK 58933Y105 709 12490 SH SOLE 0 0 12490 Pimco 1-5 Yr Us Tips ET 72201R205 8209 155065 SH SOLE 0 0 155065 Powershares QQQ Trust Ser 1 ET 73935A104 4476 51060 SH SOLE 0 0 51060 ProShares Ultra QQQ ET 74347R206 1160 11660 SH SOLE 0 0 11660 Proctor & Gamble SK 742718109 237 2944 SH SOLE 0 0 2944 Proshares Ultra Russell 2000 ET 74347R842 224 2600 SH SOLE 0 0 2600 Proshares Ultra S&P 500 ET 74347R107 471 4470 SH SOLE 0 0 4470 SPDR S&P 400 Mid Cap ET 78467Y107 4622 18444 SH SOLE 0 0 18444 SPDR S&P 500 Index ET 78462F103 20774 111085 SH SOLE 0 0 111085 SPDR S&P Regional Banking ETF ET 78464A698 8110 195997 SH SOLE 0 0 195997 Schwab Interm-Term U.S. Trsy ET 808524854 1088 20706 SH SOLE 0 0 20706 Schwab International Equity ET 808524805 615 19529 SH SOLE 0 0 19529 Schwab US Broad Equity Market ET 808524102 727 15895 SH SOLE 0 0 15895 US Bancorp Del New SK 902973304 280 6537 SH SOLE 0 0 6537 Vanguard Emerging Markets Index ET 922042858 2457 60535 SH SOLE 0 0 60535 Vanguard FTSE All-World ex-US ET 922042775 379 7526 SH SOLE 0 0 7526 Vanguard Interm-Tm Govt Bond Index ET 92206C706 631 9975 SH SOLE 0 0 9975 Vanguard REIT Index ET 922908553 8600 121774 SH SOLE 0 0 121774 Vanguard Short Term Bond Fund ET 921937827 730 9110 SH SOLE 0 0 9110 iPath S&P500 Short Term Volatility ET 06740C261 4290 101775 SH SOLE 0 0 101775 iShares 20+ yr Treasury Index ET 464287432 1718 15750 SH SOLE 0 0 15750 iShares Barclays 1-3 Year Credit Bond ET 464288646 11217 106343 SH SOLE 0 0 106343 iShares DJ Real Estate Index ET 464287739 9528 140795 SH SOLE 0 0 140795 iShares Lehman 1-3 yr Treasury Bonds ET 464287457 589 6970 SH SOLE 0 0 6970 iShares MSCI-EAFE Index ET 464287465 3470 51637 SH SOLE 0 0 51637 iShares Russell 2000 Index ET 464287655 6112 52538 SH SOLE 0 0 52538