0001144204-14-001933.txt : 20140113 0001144204-14-001933.hdr.sgml : 20140113 20140113162712 ACCESSION NUMBER: 0001144204-14-001933 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140113 DATE AS OF CHANGE: 20140113 EFFECTIVENESS DATE: 20140113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. SCOTT NEAL, INC. CENTRAL INDEX KEY: 0001596920 IRS NUMBER: 611287393 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15681 FILM NUMBER: 14524707 BUSINESS ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 BUSINESS PHONE: 8592543036 MAIL ADDRESS: STREET 1: P.O. BOX 2010 CITY: LEXINGTON STATE: KY ZIP: 40588 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596920 XXXXXXXX 12-31-2013 12-31-2013 false D. SCOTT NEAL, INC.

P.o. Box 2010 Lexington KY 40588

13F HOLDINGS REPORT 028-15681 N Jerry Zimmerer 502-459-7199 /s/ Jerry Zimmerer Louisville KY 01-08-2014 0 37 111582 INFORMATION TABLE 2 infotable.xml Alexion Pharma Inc SK 015351109 266 2000 SH SOLE 0 0 2000 BB&T Corporation SK 054937107 260 6977 SH SOLE 0 0 6977 Catamaran Corp F SK 78505P100 475 10000 SH SOLE 0 0 10000 Caterpillar Inc SK 149123101 581 6397 SH SOLE 0 0 6397 Exxon Mobil Corporation SK 30231G102 851 8407 SH SOLE 0 0 8407 General Electric SK 369604103 248 8852 SH SOLE 0 0 8852 International Business Machines SK 459200101 370 1970 SH SOLE 0 0 1970 Ishares 7-10 Year Treasury ET 464287440 1592 16040 SH SOLE 0 0 16040 Ishares Barclay's Int Credit Bond ET 464288638 1053 9765 SH SOLE 0 0 9765 Ishares Dividend Index ET 464287168 2960 41480 SH SOLE 0 0 41480 Ishares Floating Rate Bond Etf ET 46429B655 699 13780 SH SOLE 0 0 13780 Ishares Mortgage Backed Fixed Income ET 464288588 782 7480 SH SOLE 0 0 7480 Ishares Russell 1000 Index ET 464287622 220 2131 SH SOLE 0 0 2131 Johnson & Johnson SK 478160104 370 4038 SH SOLE 0 0 4038 Merck & Company SK 589331107 612 12220 SH SOLE 0 0 12220 Pimco 1-5 Yr Us Tips ET 72201R205 8278 156489 SH SOLE 0 0 156489 Powershares QQQ Trust Ser 1 ET 73935A104 4445 50530 SH SOLE 0 0 50530 ProShares Ultra QQQ ET 74347R206 1161 11660 SH SOLE 0 0 11660 Proshares Ultra Russell 2000 ET 74347R842 221 2600 SH SOLE 0 0 2600 Proshares Ultra S&P 500 ET 74347R107 458 4470 SH SOLE 0 0 4470 SPDR S&P 400 Mid Cap ET 78467Y107 13003 53246 SH SOLE 0 0 53246 SPDR S&P 500 Index ET 78462F103 23539 127450 SH SOLE 0 0 127450 SPDR S&P Regional Banking ETF ET 78464A698 9894 243627 SH SOLE 0 0 243627 Schwab Interm-Term U.S. Trsy ET 808524854 815 15646 SH SOLE 0 0 15646 Schwab International Equity ET 808524805 498 15790 SH SOLE 0 0 15790 Schwab US Broad Equity Market ET 808524102 576 12809 SH SOLE 0 0 12809 US Bancorp Del New SK 902973304 263 6501 SH SOLE 0 0 6501 Vanguard Emerging Markets Index ET 922042858 2750 66835 SH SOLE 0 0 66835 Vanguard FTSE All-World ex-US ET 922042775 217 4273 SH SOLE 0 0 4273 Vanguard Interm-Tm Govt Bond Index ET 92206C706 366 5835 SH SOLE 0 0 5835 Vanguard Short Term Bond Fund ET 921937827 770 9635 SH SOLE 0 0 9635 iShares 20+ yr Treasury Index ET 464287432 1632 16025 SH SOLE 0 0 16025 iShares Barclays 1-3 Year Credit Bond ET 464288646 11244 106620 SH SOLE 0 0 106620 iShares DJ Real Estate Index ET 464287739 9077 143895 SH SOLE 0 0 143895 iShares Lehman 1-3 yr Treasury Bonds ET 464287457 795 9425 SH SOLE 0 0 9425 iShares MSCI-EAFE Index ET 464287465 3326 49572 SH SOLE 0 0 49572 iShares Russell 2000 Index ET 464287655 6915 59945 SH SOLE 0 0 59945