0001628280-23-041806.txt : 20231218 0001628280-23-041806.hdr.sgml : 20231218 20231218174712 ACCESSION NUMBER: 0001628280-23-041806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231214 FILED AS OF DATE: 20231218 DATE AS OF CHANGE: 20231218 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bal Kanwardev Raja Singh CENTRAL INDEX KEY: 0001596915 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40481 FILM NUMBER: 231494956 MAIL ADDRESS: STREET 1: C/O INDIE SEMICONDUCTOR, INC. STREET 2: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER NAME: FORMER CONFORMED NAME: Bal K. Raja S. DATE OF NAME CHANGE: 20140113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: indie Semiconductor, Inc. CENTRAL INDEX KEY: 0001841925 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 2024310507 MAIL ADDRESS: STREET 1: 32 JOURNEY CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc. DATE OF NAME CHANGE: 20210122 4 1 wk-form4_1702939622.xml FORM 4 X0508 4 2023-12-14 0 0001841925 indie Semiconductor, Inc. INDI 0001596915 Bal Kanwardev Raja Singh C/O INDIE SEMICONDUCTOR, INC. 32 JOURNEY ALISO VIEJO CA 92656 0 1 0 0 SVP Chief Accounting Officer 0 Class A Common Stock 2023-12-14 4 S 0 44718 8.01 D 8429 D Class A Common Stock 2023-12-15 4 S 0 8429 8.13 D 0 D The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022, and modified on June 16, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 31, 2025. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.00 to $8.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. Represents shares of Class A common stock sold in the open market. The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.11 to $8.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote. /s/ Bal, Kanwardev Raja Singh by Naixi Wu pursuant to power of attorney filed on December 7, 2022 2023-12-18