0001628280-23-041806.txt : 20231218
0001628280-23-041806.hdr.sgml : 20231218
20231218174712
ACCESSION NUMBER: 0001628280-23-041806
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231214
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bal Kanwardev Raja Singh
CENTRAL INDEX KEY: 0001596915
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40481
FILM NUMBER: 231494956
MAIL ADDRESS:
STREET 1: C/O INDIE SEMICONDUCTOR, INC.
STREET 2: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER NAME:
FORMER CONFORMED NAME: Bal K. Raja S.
DATE OF NAME CHANGE: 20140113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: indie Semiconductor, Inc.
CENTRAL INDEX KEY: 0001841925
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
ORGANIZATION NAME: 04 Manufacturing
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
BUSINESS PHONE: 2024310507
MAIL ADDRESS:
STREET 1: 32 JOURNEY
CITY: ALISO VIEJO
STATE: CA
ZIP: 92656
FORMER COMPANY:
FORMER CONFORMED NAME: Thunder Bridge II Surviving Pubco, Inc.
DATE OF NAME CHANGE: 20210122
4
1
wk-form4_1702939622.xml
FORM 4
X0508
4
2023-12-14
0
0001841925
indie Semiconductor, Inc.
INDI
0001596915
Bal Kanwardev Raja Singh
C/O INDIE SEMICONDUCTOR, INC.
32 JOURNEY
ALISO VIEJO
CA
92656
0
1
0
0
SVP Chief Accounting Officer
0
Class A Common Stock
2023-12-14
4
S
0
44718
8.01
D
8429
D
Class A Common Stock
2023-12-15
4
S
0
8429
8.13
D
0
D
The sales made in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2022, and modified on June 16, 2023. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 31, 2025.
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.00 to $8.06, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
Represents shares of Class A common stock sold in the open market.
The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $8.11 to $8.15, inclusive. The Reporting Person
undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
/s/ Bal, Kanwardev Raja Singh by Naixi Wu pursuant to power of attorney filed on December 7, 2022
2023-12-18