0001144204-19-039983.txt : 20190814 0001144204-19-039983.hdr.sgml : 20190814 20190814145825 ACCESSION NUMBER: 0001144204-19-039983 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Almitas Capital LLC CENTRAL INDEX KEY: 0001596468 IRS NUMBER: 461753898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19313 FILM NUMBER: 191025593 BUSINESS ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-573-4343 MAIL ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596468 XXXXXXXX 06-30-2019 06-30-2019 false Almitas Capital LLC

1460 4th Street Suite 300 Santa Monica CA 90401

13F HOLDINGS REPORT 028-19313 N Ronald Mass 310-573-4343 /s/ Ronald Mass Santa Monica CA 08-14-2019 0 55 96336 INFORMATION TABLE 2 infotable.xml Aberdeen Asia-Pacific Income COM 003009107 51 12145 SH SOLE 12145 0 0 Aberdeen Emerging Markets Equity Income COM 00301W105 329 45037 SH SOLE 45037 0 0 Aberdeen Japan Equity Fund Inc COM 00306J109 194 27700 SH SOLE 27700 0 0 Adecoagro S A COM L00849106 4765 667362 SH SOLE 667362 0 0 Alps ETF TR ALERIAN MLP 00162Q866 197 19960 SH SOLE 19960 0 0 Anworth Mortgage Asset Corporation COM 037347101 1692 446353 SH SOLE 446353 0 0 Berkshire Hathaway Inc COM 084670108 2547 8 SH SOLE 8 0 0 BlackRock California Municipal Income T SH BEN INT 09248E102 5394 407083 SH SOLE 407083 0 0 BlackRock Debt Strategies Fund Inc COM 09255R202 1655 153698 SH SOLE 153698 0 0 BlackRock Floating Rate Income Trust COM 091941104 358 28792 SH SOLE 28792 0 0 BlackRock Muni New York Inter Dur COM 09255F109 1143 79839 SH SOLE 79839 0 0 BlackRock MuniHoldings California Ql COM 09254L107 3493 255934 SH SOLE 255934 0 0 BlackRock New York Municipal Bond COM 09249P106 540 36536 SH SOLE 36536 0 0 BrandywineGbl Global Income Oprt COM 10537L104 3047 259525 SH SOLE 259525 0 0 Citigroup Inc COM 172967424 315 4500 SH SOLE 4500 0 0 ClearBridge Energy Midstream Opportunity Fund Inc COM 18469P100 592 64300 SH SOLE 64300 0 0 Delaware Investments Minnesota Municipal Income Fund II Inc COM 24610V103 216 16760 SH SOLE 16760 0 0 Eaton Vance California Municipal Income T SH BEN INT 27826F101 689 55618 SH SOLE 55618 0 0 Eaton Vance Floating-Rate Income Plus Fund COM 278284104 254 16964 SH SOLE 16964 0 0 Ellington Financial Inc COM 28852N109 970 53957 SH SOLE 53957 0 0 Ellington Residential Mortgage COM SHS BEN INT 288578107 2267 210659 SH SOLE 210659 0 0 Enterprise Products Partners L COM 293792107 289 10000 SH SOLE 10000 0 0 Equus Total Return Inc COM 294766100 89 54210 SH SOLE 54210 0 0 Exantas Capital Corp COM NEW 30068N105 2493 220402 SH SOLE 220402 0 0 First Trust Senior Floating Rate Income Fd COM 33733U108 1305 108292 SH SOLE 108292 0 0 Franklin Universal Trust COM 355145103 431 58827 SH SOLE 58827 0 0 Front Yard Residential Corp REIT 35904G107 525 42937 SH SOLE 42937 0 0 FS KKR Capital Corp COM 302635107 10186 1709030 SH SOLE 1709030 0 0 General American Investors Co COM 368802104 781 22008 SH SOLE 22008 0 0 Global X MLP ETF COM 37950E473 1693 191916 SH SOLE 191916 0 0 Great Ajax Corp COM 38983D300 7825 558952 SH SOLE 558952 0 0 Greenlight Capital Re Ltd CLASS A G4095J109 467 55000 SH SOLE 55000 0 0 Highland Floating Rate Opport SHS BEN INT 43010E404 4820 348273 SH SOLE 348273 0 0 Hunt Cos Finance Trust Inc COM 44558T100 1136 333217 SH SOLE 333217 0 0 iShares MBS ETF COM 464288588 1431 13300 SH SOLE 13300 0 0 Mexico Equity & Income Fund In COM 592834105 419 37722 SH SOLE 37722 0 0 MGIC Investment Corp COM 552848103 1811 137800 SH SOLE 137800 0 0 Morgan Stanley India Invs Fd COM 61745C105 311 14846 SH SOLE 14846 0 0 MVC Capital Inc COM 553829102 4961 538669 SH SOLE 538669 0 0 Nuveen Inter Duration Qual Mun TRM COM 670677103 943 70824 SH SOLE 70824 0 0 Nuveen Michigan Quality Mun Inc COM 670979103 1175 86668 SH SOLE 86668 0 0 Nuveen North Carolina Quality M COM 67060P100 1329 99686 SH SOLE 99686 0 0 Oaktree Specialty Lending Corp COM 67401P108 76 13939 SH SOLE 13939 0 0 OHA Investment Corp COM 67091U102 265 241561 SH SOLE 241561 0 0 Pioneer Floating Rate Trust COM 72369J102 694 64962 SH SOLE 64962 0 0 Ready Capital Corp COM 75574U101 2644 177470 SH SOLE 177470 0 0 Resource Cap Corp NOTE 4.500% 8/1 76120WAC8 2053 2000000 PRN SOLE 2000000 0 0 Safeguard Scientifics Inc COM 786449207 7758 642792 SH SOLE 642792 0 0 Salient Midstream & MLP Fund SH BEN INT 79471V105 856 99660 SH SOLE 99660 0 0 Templeton Dragon Fund COM 88018T101 210 10925 SH SOLE 10925 0 0 Two Harbors Investment Corp COM 90187B408 4222 333252 SH SOLE 333252 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 75 15708 SH SOLE 15708 0 0 Western Asset Corporate Loan F COM 95790J102 1477 154306 SH SOLE 154306 0 0 Western Asset Gl Hi Income COM 95766B109 667 67197 SH SOLE 67197 0 0 Western Asset Mortgage Capital COM 95790D105 211 21106 SH SOLE 21106 0 0