0001144204-19-007862.txt : 20190214 0001144204-19-007862.hdr.sgml : 20190214 20190214124647 ACCESSION NUMBER: 0001144204-19-007862 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Almitas Capital LLC CENTRAL INDEX KEY: 0001596468 IRS NUMBER: 461753898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19313 FILM NUMBER: 19603624 BUSINESS ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-573-4343 MAIL ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596468 XXXXXXXX 12-31-2018 12-31-2018 false Almitas Capital LLC

1460 4th Street Suite 300 Santa Monica CA 90401

13F HOLDINGS REPORT 028-19313 N Ronald Mass 310-573-4343 /s/ Ronald Mass Santa Monica CA 02-14-2019 0 85 148481 INFORMATION TABLE 2 infotable.xml Aberdeen Asia-Pacific Income COM 003009107 226 58355 SH SOLE 58355 0 0 Aberdeen Emerging Markets Equity Income COM 00301W105 582 91677 SH SOLE 91677 0 0 Aberdeen Japan Equity Fund Inc COM 00306J109 179 27600 SH SOLE 27600 0 0 Adecoagro S A COM L00849106 4056 582797 SH SOLE 582797 0 0 Alliance California Municipal Income Fd COM 018546101 3706 270919 SH SOLE 270919 0 0 Alps ETF TR ALERIAN MLP 00162Q866 174 19960 SH SOLE 19960 0 0 Berkshire Hathaway Inc COM 084670108 2448 8 SH SOLE 8 0 0 BlackRock 2022 Global Income Opp COM 09258P104 3415 410476 SH SOLE 410476 0 0 BlackRock California Municipal Income T SH BEN INT 09248E102 1857 155178 SH SOLE 155178 0 0 BlackRock Debt Strategies Fund Inc COM 09255R202 4767 487939 SH SOLE 487939 0 0 BlackRock Floating Rate Income COM NEW 09255X100 697 58572 SH SOLE 58572 0 0 BlackRock Limited Duration Inc T COM SHS 09249W101 597 44632 SH SOLE 44632 0 0 BlackRock Muni Intermediate Dr FD I COM 09253X102 161 12745 SH SOLE 12745 0 0 BlackRock Muni New York Inter Dur COM 09255F109 1586 127587 SH SOLE 127587 0 0 BlackRock MuniHoldings California Ql COM 09254L107 10639 862826 SH SOLE 862826 0 0 BlackRock MuniYield California Qlty COM 09254N103 588 46483 SH SOLE 46483 0 0 BlackRock MuniYield Michigan Qlty COM 09254V105 255 20564 SH SOLE 20564 0 0 BlackRock New York Municipal Bond COM 09249P106 874 68355 SH SOLE 68355 0 0 BrandywineGbl Global Income Oprt COM 10537L104 171 16496 SH SOLE 16496 0 0 Capstead Mortgage Corp COM NO PAR 14067E506 334 50000 SH SOLE 50000 0 0 China Fund Inc COM 169373107 1498 88692 SH SOLE 88692 0 0 Citigroup Inc COM 172967424 234 4500 SH SOLE 4500 0 0 Dividend and Income Fund COM NEW 25538A204 246 25786 SH SOLE 25786 0 0 Eaton Vance California Municipal Bond Fd COM 27828A100 455 45971 SH SOLE 45971 0 0 Eaton Vance California Municipal Income T SH BEN INT 27826F101 2462 222399 SH SOLE 222399 0 0 Eaton Vance High Income 2021 T COM SH BEN INT 27829W101 1435 160840 SH SOLE 160840 0 0 Eaton Vance Limited Duration Income F COM 27828H105 1795 150581 SH SOLE 150581 0 0 Ellington Financial LLC COM 288522303 14485 944911 SH SOLE 944911 0 0 Ellington Residential Mortgage COM SHS BEN INT 288578107 304 29700 SH SOLE 29700 0 0 Enterprise Products Partners L COM 293792107 246 10000 SH SOLE 10000 0 0 Equus Total Return Inc COM 294766100 106 54210 SH SOLE 54210 0 0 Exantas Capital Corp COM NEW 30068N105 2082 207802 SH SOLE 207802 0 0 First Trust High Income L/S Fd COM 33738E109 3098 233279 SH SOLE 233279 0 0 First Trust Senior Floating Rate Income Fd COM 33733U108 504 44977 SH SOLE 44977 0 0 Franklin Universal Trust COM 355145103 1718 270592 SH SOLE 270592 0 0 Front Yard Residential Corp REIT 35904G107 1048 120000 SH SOLE 120000 0 0 FS KKR Capital Corp COM 302635107 9925 1916114 SH SOLE 1916114 0 0 General American Investors Co COM 368802104 472 16608 SH SOLE 16608 0 0 Global X MLP ETF COM 37950E473 1345 175400 SH SOLE 175400 0 0 Great Ajax Corp COM 38983D300 6775 562217 SH SOLE 562217 0 0 Greenlight Capital Re Ltd CLASS A G4095J109 192 22220 SH SOLE 22220 0 0 Highland Floating Rate Opport SHS BEN INT 43010E404 2853 222929 SH SOLE 222929 0 0 Hunt Cos Finance Trust Inc COM 44558T100 1154 403334 SH SOLE 403334 0 0 Invesco Dynamic Credit Opp Fd COM 46132R104 717 69838 SH SOLE 69838 0 0 Invesco Exchange Traded Fd TR SR LN ETF 46138G508 447 20522 SH SOLE 20522 0 0 Invesco Senior Income Trust COM 46131H107 1451 371083 SH SOLE 371083 0 0 Mexico Equity & Income Fund In COM 592834105 581 57700 SH SOLE 57700 0 0 Mexico Fund Inc COM 592835102 692 52241 SH SOLE 52241 0 0 MFA Financial Inc COM 55272X102 7480 1119758 SH SOLE 1119758 0 0 MFS California Municipal Fd COM 59318C106 928 92806 SH SOLE 92806 0 0 MGIC Investment Corp COM 552848103 1380 131900 SH SOLE 131900 0 0 Morgan Stanley Asia-Pacific Fd COM 61744U106 464 28226 SH SOLE 28226 0 0 Morgan Stanley Em Markets Dm De COM 617477104 1798 296733 SH SOLE 296733 0 0 Morgan Stanley India Invs Fd COM 61745C105 298 14846 SH SOLE 14846 0 0 MVC Capital Inc COM 553829102 4122 502035 SH SOLE 502035 0 0 Neuberger Berman California Muni COM 64123C101 233 19184 SH SOLE 19184 0 0 New America High Income Fund Inc COM NEW 641876800 240 31795 SH SOLE 31795 0 0 NorthStar Realty Europe Corp COM 66706L101 627 43119 SH SOLE 43119 0 0 Nuveen California AMT Qlty Muni COM 670651108 1094 86264 SH SOLE 86264 0 0 Nuveen Credit Strategies Incom COM 67073D102 137 18506 SH SOLE 18506 0 0 Nuveen Emerging Markets Debt 20 COM 67077P101 1344 176199 SH SOLE 176199 0 0 Nuveen Georgia Quality Municip COM 67072B107 309 28245 SH SOLE 28245 0 0 Nuveen Inter Duration Mn TMF COM 670671106 1146 92544 SH SOLE 92544 0 0 Nuveen Inter Duration Qual Mun TRM COM 670677103 494 40004 SH SOLE 40004 0 0 Nuveen Michigan Quality Mun Inc COM 670979103 2643 212147 SH SOLE 212147 0 0 Nuveen New York AMT Qlty Muni COM 670656107 638 54767 SH SOLE 54767 0 0 Nuveen North Carolina Quality M COM 67060P100 931 78908 SH SOLE 78908 0 0 Nuveen Real Asset Income and G COM 67074Y105 136 10000 SH SOLE 10000 0 0 OHA Investment Corp COM 67091U102 308 304671 SH SOLE 304671 0 0 Owens Realty Mortgage Inc COM 690828108 8420 448096 SH SOLE 448096 0 0 Pioneer Diversified High Incom Trust COM 723653101 154 11869 SH SOLE 11869 0 0 Pioneer Floating Rate Trust COM 72369J102 1148 116656 SH SOLE 116656 0 0 Resource Cap Corp NOTE 4.500% 8/1 76120WAC8 1930 2000000 PRN SOLE 2000000 0 0 Safeguard Scientifics Inc COM 786449207 2124 246418 SH SOLE 246418 0 0 Salient Midstream & MLP Fund SH BEN INT 79471V105 858 116154 SH SOLE 116154 0 0 Templeton Dragon Fund Inc COM 88018T101 240 14125 SH SOLE 14125 0 0 Third Point Reinsurance Ltd COM G8827U100 3274 339589 SH SOLE 339589 0 0 Voya Prime Rate Trust SH BEN INT 92913A100 654 145755 SH SOLE 145755 0 0 Western Asset Corporate Loan F COM 95790J102 1694 188599 SH SOLE 188599 0 0 Western Asset Emerging Market Debt COM 95766A101 2171 176678 SH SOLE 176678 0 0 Western Asset Gl Hi Income COM 95766B109 1179 142598 SH SOLE 142598 0 0 Western Asset Hgh Yld Dfndfd COM 95768B107 1583 120404 SH SOLE 120404 0 0 Western Asset High Incm Opp COM 95766K109 180 41066 SH SOLE 41066 0 0 Western Asset Mtg Cap Corp COM 95790D105 292 34953 SH SOLE 34953 0 0 Western Asset Mun Def Opp TR COM 95768A109 195 10000 SH SOLE 10000 0 0