0001104659-21-024420.txt : 20210216 0001104659-21-024420.hdr.sgml : 20210216 20210216172825 ACCESSION NUMBER: 0001104659-21-024420 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210216 DATE AS OF CHANGE: 20210216 EFFECTIVENESS DATE: 20210216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Almitas Capital LLC CENTRAL INDEX KEY: 0001596468 IRS NUMBER: 461753898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19313 FILM NUMBER: 21641103 BUSINESS ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-573-4343 MAIL ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596468 XXXXXXXX 12-31-2020 12-31-2020 false Almitas Capital LLC

1460 4th Street Suite 300 Santa Monica CA 90401

13F HOLDINGS REPORT 028-19313 N Ronald Mass 310-573-4343 /s/ Ronald Mass Santa Monica CA 02-16-2021 0 54 98516 INFORMATION TABLE 2 infotable.xml ARLINGTON ASSET INVST CORP CL A NEW CL A NEW 041356205 68 17941 SH SOLE 17941 0 0 ADECOAGRO S A ADECOAGRO US LISTED COM L00849106 1886 277361 SH SOLE 277361 0 0 GREAT AJAX CORP COM COM 38983D300 7598 726343 SH SOLE 726343 0 0 ANWORTH MORTGAGE ASSET CORP COM 037347101 2486 917456 SH SOLE 917456 0 0 ASA GOLD AND PRECIOUS METALS LIMITE COM STK NPV USD SHS G3156P103 1182 54049 SH SOLE 54049 0 0 ABERDEEN STD GLOBAL INFRASTRUC COM SHS BEN INT COM SHS BEN INT 00326W106 361 19487 SH SOLE 19487 0 0 BARINGS BDC INC COM COM 06759L103 5723 622058 SH SOLE 622058 0 0 BLACKROCK CAP INVT CORP COM COM 092533108 824 306273 SH SOLE 306273 0 0 BERKSHIRE HATHAWAY INC-DEL CL A CL A 084670108 2783 8 SH SOLE 8 0 0 CITIGROUP INC COM COM 172967424 277 4500 SH SOLE 4500 0 0 CENTER COAST BRKFLD MLP ENRGY SHS BEN INT SHS BEN INT 151461209 417 44024 SH SOLE 44024 0 0 CAPSTEAD MTG CORP COM NO PAR COM NO PAR 14067E506 95 16311 SH SOLE 16311 0 0 DIVIDEND &INCOME FD INC COM NEW COM NEW 25538A204 326 29008 SH SOLE 29008 0 0 ELLINGTON FINANCIAL INC COM COM 28852N109 301 20281 SH SOLE 20281 0 0 EATON VANCE FLOATING RATE INC PLUS SHARES OF BENEFICIAL INTEREST COM SHS BEN INT 278284104 184 11831 SH SOLE 11831 0 0 CLEARBRIDGE ENERGY MIDSTRM OPP COM COM 18469P209 1115 83047 SH SOLE 83047 0 0 EATON VANCE SR INCOME TR SH BEN INT SH BEN INT 27826S103 108 16998 SH SOLE 16998 0 0 FIRST TR SR FLOATING RATE 2022 COM SHS COM SHS 33740K101 1805 200736 SH SOLE 200736 0 0 FS KKR CAPITAL CORP COM COM 302635206 4572 276063 SH SOLE 276063 0 0 FS KKR CAP CORP II COM COM 35952V303 673 41036 SH SOLE 41036 0 0 FIRST EAGLE SENIOR LOAN FUND COM NEW COM NEW 32010E100 174 12470 SH SOLE 12470 0 0 GOLDMAN SACHS MLP ENERGY RENAI COM COM 38148G206 801 105061 SH SOLE 105061 0 0 HIGHLAND INCOME FUND SHS BEN INT Highland Income 43010E404 3777 367439 SH SOLE 367439 0 0 KAYNE ANDERSON MDSTM ENERGY FD COM COM 48661E108 2384 414541 SH SOLE 414541 0 0 LUMENT FINANCE TRUST INC COM COM 55025L108 1011 309271 SH SOLE 309271 0 0 MEDLEY CAPITAL CORPORATION COM COM 58503F502 2289 80850 SH SOLE 80850 0 0 MFA FINL INC Convertible 6.25percent 6/15/24 NOTE 6.25% 6/1 55272XAA0 1509 1517000 PRN SOLE 1517000 0 0 MFA FINL INC COM COM 55272X102 12690 3262196 SH SOLE 3262196 0 0 MMA CAPITAL HOLDINGS INC COM COM 55315D105 3309 134528 SH SOLE 134528 0 0 MONROE COM USD0.001 COM 610335101 1386 172549 SH SOLE 172549 0 0 MGIC INVESTMENT CORP COM USD1.00 COM 552848103 431 34356 SH SOLE 34356 0 0 WESTERN ASSET MUNICIPAL DEFINED OPPORTUNITY TRUST INC COM 95768A109 378 18135 SH SOLE 18135 0 0 TORTOISE ENERGY INDEPENDENC FD COM COM 89148K200 978 73609 SH SOLE 73609 0 0 NICHOLAS FINANCIAL INC COM NPV COM NEW 65373J209 628 74892 SH SOLE 74892 0 0 NEUBERGER BERMAN MLP &ENERGY COM COM 64129H104 1591 472220 SH SOLE 472220 0 0 PIMCO ENRGY TACTICAL CR OPP FD COM SHS BEN INT COM SHS BEN INT 69346N107 357 44156 SH SOLE 44156 0 0 NEW YORK MORTGAGE TRUST INC COM PAR $.02 649604501 3623 981803 SH SOLE 981803 0 0 OAKTREE SPECIALTY LENDING CORP COM COM 67401P108 2418 434097 SH SOLE 434097 0 0 MEDLEY CAP CORP COM 58503F502 2307 81490 SH SOLE 81490 0 0 RADIAN GROUP INC COM USD0.001 COM 750236101 1997 98617 SH SOLE 98617 0 0 RMR MORTGAGE TR COM COM 76970B101 297 28097 SH SOLE 28097 0 0 STERLING BANCORP INC COM COM 85917W102 273 60228 SH SOLE 60228 0 0 SAFEGUARD SCIENTIFICS INC COM NEW COM NEW 786449207 4101 642753 SH SOLE 642753 0 0 CUSHING MLP &INFRASTRUCT COM NEW COM NEW 231631300 1936 90764 SH SOLE 90764 0 0 CUSHING NEXTGEN INFRA INCM FD COM COM 231647207 2539 69708 SH SOLE 69708 0 0 TORTOISE PWR &ENERGY INFRASTR COM COM 89147X104 1133 102273 SH SOLE 102273 0 0 TREMONT MTG TR COM COM 894789106 416 109787 SH SOLE 109787 0 0 TORTOISE PIPELINE &ENERGY FD COM COM 89148H207 294 17297 SH SOLE 17297 0 0 TORTOISE ENERGY INFRA CORP COM COM 89147L886 322 16000 SH SOLE 16000 0 0 ENERGY FUELS INC COM NEW COM NEW 292671708 49 11500 SH SOLE 11500 0 0 ENERGY FUELS INC $2.45 WTS EXP 09/20/2021 *W EXP 09/20/202 292671179 67 32493 SH SOLE 32493 0 0 VERTICAL CAP INCOME FD SHS BEN INT SHS BEN INT 92535C104 6102 620080 SH SOLE 620080 0 0 VELOCITY FINL INC COM COM 92262D101 633 101647 SH SOLE 101647 0 0 VOYA PRIME RATE TR SHS BEN INT 92913A100 3532 790086 SH SOLE 790086 0 0