0001104659-20-124915.txt : 20201113 0001104659-20-124915.hdr.sgml : 20201113 20201113140027 ACCESSION NUMBER: 0001104659-20-124915 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201113 DATE AS OF CHANGE: 20201113 EFFECTIVENESS DATE: 20201113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Almitas Capital LLC CENTRAL INDEX KEY: 0001596468 IRS NUMBER: 461753898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19313 FILM NUMBER: 201310662 BUSINESS ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-573-4343 MAIL ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596468 XXXXXXXX 09-30-2020 09-30-2020 false Almitas Capital LLC

1460 4th Street Suite 300 Santa Monica CA 90401

13F HOLDINGS REPORT 028-19313 N Ronald Mass 310-573-4343 /s/ Ronald Mass Santa Monica CA 11-13-2020 0 46 73722 INFORMATION TABLE 2 infotable.xml ADECOAGRO SA COM L00849106 3174 679726 SH SOLE 0 0 0 AGNC INVESTMENT CORP COM 00123Q104 268 19281 SH SOLE 0 0 0 ANWORTH MORTGAGE ASSET CORP COM 037347101 1468 895088 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC-CL A CL A 084670108 2560 8 SH SOLE 0 0 0 BLACKROCK CAPITAL INVESTMENT COM 092533108 695 284993 SH SOLE 0 0 0 CAPSTEAD MORTGAGE CORP COM NO PAR 14067E506 651 115863 SH SOLE 0 0 0 CHERRY HILL MORTGAGE INVESTM COM 164651101 205 22802 SH SOLE 0 0 0 CUSHING MLP & INFRASTRUCTURE COM NEW 231631300 351 22645 SH SOLE 0 0 0 CUSHING NEXTGEN INFRA INC COM 231647207 712 26551 SH SOLE 0 0 0 EATON VANCE FLOATING-RATE IN COM 278284104 169 12028 SH SOLE 0 0 0 EATON VANCE SENIOR INCOME TR SH BEN INT 27826S103 283 48294 SH SOLE 0 0 0 ELLINGTON FINANCIAL INC COM 28852N109 249 20281 SH SOLE 0 0 0 EQUUS TOTAL RETURN INC COM 294766100 66 54210 SH SOLE 0 0 0 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 46 20000 SH SOLE 0 0 0 FRONT YARD RESIDENTIAL CORP COM 35904G107 610 69791 SH SOLE 0 0 0 FS KKR CAPITAL CORP COM 302635206 1983 125052 SH SOLE 0 0 0 GARRISON CAPITAL INC COM 366554103 2857 748009 SH SOLE 0 0 0 GREAT AJAX CORP COM 38983D300 6912 833759 SH SOLE 0 0 0 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 3307 384939 SH SOLE 0 0 0 HUNT COMPANIES FINANCE TRUST COM 44558T100 844 309271 SH SOLE 0 0 0 KAYNE ANDERSON NEXTGEN ENERG COM 48661E108 1530 379641 SH SOLE 0 0 0 MFA FINANCIAL INC NOTE 6.250% 6/1 55272XAA0 7091 7517000 SH SOLE 0 0 0 MFA FINANCIAL INC COM 55272X102 6493 2422930 SH SOLE 0 0 0 MGIC INVESTMENT CORP COM 552848103 2424 273600 SH SOLE 0 0 0 MMA CAPITAL HOLDINGS INC COM 55315D105 3028 134515 SH SOLE 0 0 0 MVC CAPITAL INC COM 553829102 4761 609588 SH SOLE 0 0 0 NB MLP & ENERGY INCOME COM 64129H104 83 35000 SH SOLE 0 0 0 NEW YORK MORTGAGE TRUST INC COM PAR $.02 649604501 2628 1030417 SH SOLE 0 0 0 NICHOLAS FINANCIAL INC COM NEW 65373J209 544 74892 SH SOLE 0 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 1251 258377 SH SOLE 0 0 0 PIMCO ENRGY & TACT CRDT COM SHS BEN INT 69346N107 768 123991 SH SOLE 0 0 0 RADIAN GROUP INC COM 750236101 495 33867 SH SOLE 0 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 3522 642753 SH SOLE 0 0 0 SALIENT MIDSTREAM & MLP FUND SH BEN INT 79471V105 224 63865 SH SOLE 0 0 0 STERLING BANCORP INC/MI COM 85917W102 181 60228 SH SOLE 0 0 0 THIRD POINT REINSURANCE LTD COM G8827U100 119 17135 SH SOLE 0 0 0 TORTOISE ENERGY INDEPENDENCE COM 89148K200 567 57028 SH SOLE 0 0 0 TORTOISE ENERGY INFRASTRUCT COM 89147L886 455 30747 SH SOLE 0 0 0 TORTOISE PIPELINE & ENERGY COM 89148H207 810 67879 SH SOLE 0 0 0 TORTOISE POWER & ENRGY INFRA COM 89147X104 802 94116 SH SOLE 0 0 0 TREMONT MORTGAGE TRUST COM 894789106 704 241260 SH SOLE 0 0 0 TWO HARBORS INVESTMENT CORP COM NEW 90187B408 51 10000 SH SOLE 0 0 0 VERTICAL CAPITAL INCOME SHS BEN INT 92535C104 5954 599573 SH SOLE 0 0 0 VOYA PRIME RATE TRUST SH BEN INT 92913A100 296 67060 SH SOLE 0 0 0 WATFORD HOLDINGS LTD SHS G94787101 1254 54655 SH SOLE 0 0 0 WESTERN ASSET GLOBAL HIGH IN COM 95766B109 277 28709 SH SOLE 0 0 0