0001104659-20-021287.txt : 20200214 0001104659-20-021287.hdr.sgml : 20200214 20200214130238 ACCESSION NUMBER: 0001104659-20-021287 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 EFFECTIVENESS DATE: 20200214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Almitas Capital LLC CENTRAL INDEX KEY: 0001596468 IRS NUMBER: 461753898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19313 FILM NUMBER: 20617158 BUSINESS ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 BUSINESS PHONE: 310-573-4343 MAIL ADDRESS: STREET 1: 1460 4TH STREET STREET 2: SUITE 300 CITY: SANTA MONICA STATE: CA ZIP: 90401 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001596468 XXXXXXXX 12-31-2019 12-31-2019 false Almitas Capital LLC

1460 4th Street Suite 300 Santa Monica CA 90401

13F HOLDINGS REPORT 028-19313 N Ronald Mass 310-573-4343 /s/ Ronald Mass Santa Monica CA 02-12-2020 0 65 114770 INFORMATION TABLE 2 infotable.xml ABERDEEN JAPAN EQUITY FD INC COM 00306J109 216 27700 SH SOLE 0 0 0 ADECOAGRO S A COM L00849106 5790 691726 SH SOLE 0 0 0 AG MTG INVT TR INC COM 001228105 3853 249846 SH SOLE 0 0 0 ALCENTRA CAP CORP COM 01374T102 702 77561 SH SOLE 0 0 0 ANNALY CAP MGMT INC COM 035710409 8692 922757 SH SOLE 0 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 136 38506 SH SOLE 0 0 0 ARLINGTON ASSET INVT CORP CL A NEW 041356205 794 142632 SH SOLE 0 0 0 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 963 53897 SH SOLE 0 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 1226 89914 SH SOLE 0 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2717 8 SH SOLE 0 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 1498 110496 SH SOLE 0 0 0 BLACKROCK DEBT STRAT FD INC COM NEW 09255R202 137 12222 SH SOLE 0 0 0 BLACKROCK FLOAT RATE OME STR COM 09255X100 1361 101238 SH SOLE 0 0 0 BLACKROCK MUNI N Y INTER DUR COM 09255F109 752 49112 SH SOLE 0 0 0 BLACKROCK NY MUNICIPAL BOND COM 09249P106 552 36536 SH SOLE 0 0 0 BLUE CAP REINS HLDGS LTD COM G1190F107 2689 391961 SH SOLE 0 0 0 BRANDYWINEGBL GLBAL INM OPRT COM 10537L104 1396 110503 SH SOLE 0 0 0 CHERRY HILL MTG INVT CORP COM 164651101 407 27868 SH SOLE 0 0 0 CITIGROUP INC COM NEW 172967424 360 4500 SH SOLE 0 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P100 751 89300 SH SOLE 0 0 0 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 737 46046 SH SOLE 0 0 0 EATON VANCE FLTING RATE INC COM 278279104 1626 118533 SH SOLE 0 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 1341 98943 SH SOLE 0 0 0 ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 2410 222157 SH SOLE 0 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 282 10000 SH SOLE 0 0 0 EQUUS TOTAL RETURN INC COM 294766100 99 54210 SH SOLE 0 0 0 EXANTAS CAP CORP COM NEW 30068N105 2603 220402 SH SOLE 0 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 779 62451 SH SOLE 0 0 0 FRONT YD RESIDENTIAL CORP COM 35904G107 1729 140089 SH SOLE 0 0 0 FS KKR CAPITAL CORP COM 302635107 6369 1038962 SH SOLE 0 0 0 GABELLI DIVD & INCOME TR COM 36242H104 702 31964 SH SOLE 0 0 0 GARRISON CAP INC COM 366554103 2373 407707 SH SOLE 0 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 1323 167916 SH SOLE 0 0 0 GOLUB CAP BDC INC COM 38173M102 963 52166 SH SOLE 0 0 0 GREAT AJAX CORP COM 38983D300 7626 514921 SH SOLE 0 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 4493 481032 SH SOLE 0 0 0 HIGHLAND INCOME FUND HIGHLAND INCOME 43010E404 4632 372621 SH SOLE 0 0 0 HUNT COS FIN TR INC COM 44558T100 1056 327031 SH SOLE 0 0 0 INVESCO SR INCOME TR COM 46131H107 1006 234414 SH SOLE 0 0 0 MEXICO EQUITY & INCOME FD COM 592834105 637 54950 SH SOLE 0 0 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 48 10410 SH SOLE 0 0 0 MGIC INVT CORP WIS COM 552848103 2182 154009 SH SOLE 0 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 702 35270 SH SOLE 0 0 0 MVC CAPITAL INC COM 553829102 5804 644938 SH SOLE 0 0 0 NEXPOINT STRATEGIC OPORTUNT COM NEW 65340G205 282 15900 SH SOLE 0 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 929 121060 SH SOLE 0 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 2761 505719 SH SOLE 0 0 0 PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 2422 146763 SH SOLE 0 0 0 PIONEER FLOATING RATE TR COM 72369J102 802 73121 SH SOLE 0 0 0 PORTMAN RIDGE FIN CORP COM 73688F102 124 58361 SH SOLE 0 0 0 RESOURCE CAP CORP NOTE 4.500% 8/1 76120WAC8 2091 2000000 SH SOLE 0 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 7140 650243 SH SOLE 0 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 776 99660 SH SOLE 0 0 0 TEMPLETON DRAGON FD INC COM 88018T101 212 10925 SH SOLE 0 0 0 TEMPLETON GLOBAL INCOME FD COM 880198106 798 130172 SH SOLE 0 0 0 THIRD PT REINS LTD COM G8827U100 954 90684 SH SOLE 0 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K101 210 48381 SH SOLE 0 0 0 VERTICAL CAP INCOME FUND SHS BEN INT 92535C104 6258 601121 SH SOLE 0 0 0 VOYA INFRASTRUCTURE INDLS & COM 92912X101 283 24580 SH SOLE 0 0 0 VOYA NAT RES EQUITY INCOME F COM 92913C106 515 125069 SH SOLE 0 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 73 14592 SH SOLE 0 0 0 WESTERN ASSET CORPORATE LN F COM 95790J102 179 18086 SH SOLE 0 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 690 136148 SH SOLE 0 0 0 WESTERN ASSET MTG CAP CORP NOTE 6.750%10/0 95790DAA3 508 500000 SH SOLE 0 0 0 WHITEHORSE FIN INC COM 96524V106 249 18165 SH SOLE 0 0 0