0001209191-15-046298.txt : 20150522
0001209191-15-046298.hdr.sgml : 20150522
20150522175628
ACCESSION NUMBER: 0001209191-15-046298
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150518
FILED AS OF DATE: 20150522
DATE AS OF CHANGE: 20150522
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RUBICON PROJECT, INC.
CENTRAL INDEX KEY: 0001595974
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370]
IRS NUMBER: 208881738
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
BUSINESS PHONE: 310-207-0272
MAIL ADDRESS:
STREET 1: 12181 BLUFF CREEK DRIVE, 4TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADDANTE FRANK
CENTRAL INDEX KEY: 0001603807
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36384
FILM NUMBER: 15887693
MAIL ADDRESS:
STREET 1: 12181 BLUFF CREEK DRIVE
STREET 2: 4TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90094
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-05-18
2015-05-19
0
0001595974
RUBICON PROJECT, INC.
RUBI
0001603807
ADDANTE FRANK
C/O THE RUBICON PROJECT, INC.
12181 BLUFF CREEK DRIVE, 4TH FLOOR
LOS ANGELES
CA
90094
1
1
0
0
See remarks
Common Stock
2015-05-18
4
S
0
29140
17.22
D
2363063
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan in order to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares.
This Form 4 amends the Form 4 filed by the reporting person on May 19, 2015 to reflect the sale of an additional 4,856 shares to cover the reporting person's tax liability incurred upon the vesting of the reporting person's restricted shares. The Issuer's broker made the additional sale on May 21, 2015, with an effective date of May 18, 2015 and at the average price per share reported for the May 18, 2015 sales ($17.22), to correct the broker's error whereby they inadvertently undersold the number of shares required to cover the reporting person's tax liability.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.69 to $17.65, inclusive. The reporting person undertakes to provide to The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3 to this Form 4.
Chief Executive Officer, Chief Product Architect and Chairman of the Board
/s/ Jonathan Feldman, attorney-in-fact
2015-05-22