0001595521-21-000004.txt : 20210517
0001595521-21-000004.hdr.sgml : 20210517
20210517130309
ACCESSION NUMBER: 0001595521-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210331
FILED AS OF DATE: 20210517
DATE AS OF CHANGE: 20210517
EFFECTIVENESS DATE: 20210517
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aristides Capital LLC
CENTRAL INDEX KEY: 0001595521
IRS NUMBER: 262056777
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19976
FILM NUMBER: 21929088
BUSINESS ADDRESS:
STREET 1: 25 SOUTH HURON, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
BUSINESS PHONE: 419-214-0412
MAIL ADDRESS:
STREET 1: 25 SOUTH HURON, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001595521
XXXXXXXX
03-31-2021
03-31-2021
Aristides Capital LLC
25 SOUTH HURON, SUITE 2A
TOLEDO
OH
43604
13F HOLDINGS REPORT
028-19976
N
Daniel Nall
Chief Compliance Officer
4192140412
Daniel Nall
Seattle
WA
05-17-2021
0
125
247806
false
INFORMATION TABLE
2
Q121_Filing.xml
ABSOLUTE SOFTWARE CORP
COM
00386B109
178
12800
SH
SOLE
None
12800
0
0
ARGAN INC
COM
04010E109
747
14000
SH
SOLE
None
14000
0
0
ASTRONOVA INC
COM
04638F108
373
27865
SH
SOLE
None
27865
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
567
18605
SH
SOLE
None
18605
0
0
AMERICAN PUBLIC EDUCATION IN
COM
02913V103
316
8855
SH
SOLE
None
8855
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
1555
737040
SH
SOLE
None
737040
0
0
A10 NETWORKS INC
COM
002121101
96
10000
SH
SOLE
None
10000
0
0
AWARE INC MASS
COM
05453N100
443
121249
SH
SOLE
None
121249
0
0
AMERICAN AXLE & MFG HLDGS IN
COM
024061103
245
25398
SH
SOLE
None
25398
0
0
BUILD-A-BEAR WORKSHOP INC
COM
120076104
437
63319
SH
SOLE
None
63319
0
0
BEL FUSE INC
CL A
077347201
501
26870
SH
SOLE
None
26870
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
867
3394
SH
SOLE
None
3394
0
0
BWX TECHNOLOGIES INC
COM
05605H100
1385
21000
SH
SOLE
None
21000
0
0
CASI PHARMACEUTICALS INC
COM
14757U109
152
63250
SH
SOLE
None
63250
0
0
CAMBRIDGE BANCORP
COM
132152109
1685
19981
SH
SOLE
None
19981
0
0
CATO CORP NEW
CL A
149205106
249
20732
SH
SOLE
None
20732
0
0
CBTX INC
COM
12481V104
614
20000
SH
SOLE
None
20000
0
0
CAMECO CORP
COM
13321L108
631
38000
SH
SOLE
None
38000
0
0
CLEARBRIDGE MLP AND MIDSTRM
COM
184692200
6040
258675
SH
SOLE
None
258675
0
0
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
1789
163353
SH
SOLE
None
163353
0
0
CENTRAL GARDEN & PET CO
COM
153527106
977
16848
SH
SOLE
None
16848
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
599
29767
SH
SOLE
None
29767
0
0
MACK CALI RLTY CORP
COM
554489104
418
27000
SH
SOLE
None
27000
0
0
CHAMPIONS ONCOLOGY INC
COM NEW
15870P307
415
36750
SH
SOLE
None
36750
0
0
CHARLES & COLVARD LTD
COM
159765106
403
136145
SH
SOLE
None
136145
0
0
CITI TRENDS INC
COM
17306X102
251
3000
SH
SOLE
None
3000
0
0
CEL-SCI CORP
COM PAR NEW
150837607
440
28934
SH
SOLE
None
28934
0
0
CARVANA CO
CL A
146869102
211
804
SH
SOLE
None
804
0
0
DESIGNER BRANDS INC
CL A
250565108
569
32700
SH
SOLE
None
32700
0
0
ELECTROMED INC
COM
285409108
215
20400
SH
SOLE
None
20400
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
3361
179937
SH
SOLE
None
179937
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
552
128643
SH
SOLE
None
128643
0
0
FACEBOOK INC
CL A
30303M102
2356
8000
SH
SOLE
None
8000
0
0
FUELCELL ENERGY INC
COM
35952H601
1442
100100
SH
SOLE
None
100100
0
0
FG NEW AMER ACQUISITION CORP
UNIT 08/31/2027
30259V205
440
39700
SH
SOLE
None
39700
0
0
FULL HSE RESORTS INC
COM
359678109
85
10000
SH
SOLE
None
10000
0
0
FLUOR CORP NEW
COM
343412102
223
9649
SH
SOLE
None
9649
0
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
504
13181
SH
SOLE
None
13181
0
0
SPDR GOLD TR
GOLD SHS
78463V107
240
1500
SH
SOLE
None
1500
0
0
ALPHABET INC
CAP STK CL C
02079K107
517
250
SH
SOLE
None
250
0
0
ALPHABET INC
CAP STK CL A
02079K305
4863
2358
SH
SOLE
None
2358
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
785
2400
SH
SOLE
None
2400
0
0
GLRY STR NW MDIA GRUP HLDG L
*W EXP 02/13/202
G39973113
15
100000
SH
SOLE
None
100000
0
0
GSX TECHEDU INC
SPONSORED ADS
36257Y109
241
7100
SH
SOLE
None
7100
0
0
GABELLI UTIL TR
COM
36240A101
69
10000
SH
SOLE
None
10000
0
0
GABELLI UTIL TR
RIGHT 04/14/2021
36240A168
1
10000
SH
SOLE
None
10000
0
0
HACKETT GROUP INC
COM
404609109
935
57042
SH
SOLE
None
57042
0
0
HOME DEPOT INC
COM
437076102
2858
9364
SH
SOLE
None
9364
0
0
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
1826
164616
SH
SOLE
None
164616
0
0
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
356
46167
SH
SOLE
None
46167
0
0
HINGHAM INSTN SVGS MASS
COM
433323102
7134
25140
SH
SOLE
None
25140
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
662
4400
SH
SOLE
None
4400
0
0
VOYA NAT RES EQUITY INCOME F
COM
92913C106
116
35000
SH
SOLE
None
35000
0
0
JOHNSON OUTDOORS INC
CL A
479167108
664
4650
SH
SOLE
None
4650
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
765
79734
SH
SOLE
None
79734
0
0
COFFEE HLDG CO INC
COM
192176105
187
37807
SH
SOLE
None
37807
0
0
KBR INC
COM
48242W106
768
20000
SH
SOLE
None
20000
0
0
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661E108
1517
227737
SH
SOLE
None
227737
0
0
KAYNE ANDERSON ENERGY INFRST
COM
486606106
346
48292
SH
SOLE
None
48292
0
0
LENNAR CORP
CL B
526057302
4304
52274
SH
SOLE
None
52274
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
445
1250
SH
SOLE
None
1250
0
0
MAGNA INTL INC
COM
559222401
995
11300
SH
SOLE
None
11300
0
0
MOVADO GROUP INC
COM
624580106
302
10605
SH
SOLE
None
10605
0
0
MICROSOFT CORP
COM
594918104
1769
7502
SH
SOLE
None
7502
0
0
MICROVISION INC DEL
COM NEW
594960304
2667
143747
SH
SOLE
None
143747
0
0
TORTOISE ENERGY INDEPENDENC
COM
89148K200
5261
304131
SH
SOLE
None
304131
0
0
NATURAL GAS SVCS GROUP INC
COM
63886Q109
575
60925
SH
SOLE
None
60925
0
0
NIKOLA CORP
COM
654110105
1125
81000
SH
SOLE
None
81000
0
0
NL INDS INC
COM NEW
629156407
3064
411285
SH
SOLE
None
411285
0
0
NEUBERGER BERMAN MLP & ENERG
COM
64129H104
86
20456
SH
SOLE
None
20456
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B200
3326
129348
SH
SOLE
None
129348
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
480
11000
SH
SOLE
None
11000
0
0
NVR INC
COM
62944T105
674
143
SH
SOLE
None
143
0
0
NEWS CORP NEW
CL B
65249B208
305
13000
SH
SOLE
None
13000
0
0
ONTRAK INC
COM
683373104
215
6612
SH
SOLE
None
6612
0
0
PAYCHEX INC
COM
704326107
392
4000
SH
SOLE
None
4000
0
0
PRINCIPAL REAL ESTATE INCOME
SHS BEN INT
74255X104
199
14770
SH
SOLE
None
14770
0
0
POWELL INDS INC
COM
739128106
273
8061
SH
SOLE
None
8061
0
0
INVESCO EXCH TRADED FD TR II
NASDAQNXTGEN100
46138G631
2347
73723
SH
SOLE
None
73723
0
0
ROCKY BRANDS INC
COM
774515100
1373
25394
SH
SOLE
None
25394
0
0
SOLID BIOSCIENCES INC
COM
83422E105
254
45900
SH
SOLE
None
45900
0
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
1156
78000
SH
SOLE
None
78000
0
0
STRATTEC SEC CORP
COM
863111100
1523
32464
SH
SOLE
None
32464
0
0
CUSHING NEXTGEN INFRA INCM F
COM
231647207
511
12665
SH
SOLE
None
12665
0
0
TRANSACT TECHNOLOGIES INC
COM
892918103
1311
120604
SH
SOLE
None
120604
0
0
TORTOISE ESSENTIAL ASSETS IN
COM SH BEN INT
89148A103
1579
110133
SH
SOLE
None
110133
0
0
THRYV HLDGS INC
COM NEW
886029206
243
10404
SH
SOLE
None
10404
0
0
TILLYS INC
CL A
886885102
700
61803
SH
SOLE
None
61803
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
1061
87745
SH
SOLE
None
87745
0
0
TTM TECHNOLOGIES INC
COM
87305R109
363
25000
SH
SOLE
None
25000
0
0
TORTOISE PIPELINE & ENERGY F
COM
89148H207
1782
87033
SH
SOLE
None
87033
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L886
3639
148904
SH
SOLE
None
148904
0
0
NET 1 UEPS TECHNOLOGIES INC
COM NEW
64107N206
329
58804
SH
SOLE
None
58804
0
0
VISA INC
COM CL A
92826C839
1482
7000
SH
SOLE
None
7000
0
0
VIRTU FINL INC
CL A
928254101
1397
45000
SH
SOLE
None
45000
0
0
VIEMED HEALTHCARE INC
COM
92663R105
168
16500
SH
SOLE
None
16500
0
0
VERSO CORP
CL A
92531L207
650
44544
SH
SOLE
None
44544
0
0
APPHARVEST INC
Put
03783T953
2710
148100
SH
Put
SOLE
None
148100
0
0
BEYOND MEAT INC
Put
08862E959
9733
74800
SH
Put
SOLE
None
74800
0
0
BIONANO GENOMICS INC
Put
09075F957
1671
206800
SH
Put
SOLE
None
206800
0
0
BLINK CHARGING CO
Put
09354A950
8693
211500
SH
Put
SOLE
None
211500
0
0
CAMECO CORP
Call
13321L908
831
50000
SH
Call
SOLE
None
50000
0
0
CEL-SCI CORP
Put
150837957
1547
101700
SH
Put
SOLE
None
101700
0
0
FUELCELL ENERGY INC
Call
35952H901
388
26900
SH
Call
SOLE
None
26900
0
0
FUELCELL ENERGY INC
Put
35952H951
1872
129900
SH
Put
SOLE
None
129900
0
0
GSX TECHEDU INC
Put
36257Y959
1104
32600
SH
Put
SOLE
None
32600
0
0
HOME DEPOT INC
Call
437076902
3541
11600
SH
Call
SOLE
None
11600
0
0
HUMANIGEN INC
Call
444863903
955
50000
SH
Call
SOLE
None
50000
0
0
INOVIO PHARMACEUTICALS INC
Put
45773H951
711
76600
SH
Put
SOLE
None
76600
0
0
LORDSTOWN MOTORS CORP
Put
54405Q950
2182
185400
SH
Put
SOLE
None
185400
0
0
MICROVISION INC DEL
Put
594960954
6173
332800
SH
Put
SOLE
None
332800
0
0
NIO INC
Put
62914V956
1949
50000
SH
Put
SOLE
None
50000
0
0
NIKOLA CORP
Put
654110955
7042
507000
SH
Put
SOLE
None
507000
0
0
OCUGEN INC
Put
67577C955
133
19600
SH
Put
SOLE
None
19600
0
0
ONTRAK INC
Put
683373954
694
21300
SH
Put
SOLE
None
21300
0
0
PELOTON INTERACTIVE INC
Put
70614W950
562
5000
SH
Put
SOLE
None
5000
0
0
PENUMBRA INC
Put
70975L957
406
1500
SH
Put
SOLE
None
1500
0
0
PLUG POWER INC
Put
72919P952
1075
30000
SH
Put
SOLE
None
30000
0
0
SPDR S&P 500 ETF TR
Call
78462F903
47560
120000
SH
Call
SOLE
None
120000
0
0
TESLA INC
Put
88160R951
32061
48000
SH
Put
SOLE
None
48000
0
0
TORONTO DOMINION BK ONT
Call
891160909
1304
20000
SH
Call
SOLE
None
20000
0
0
VERSO CORP
Call
92531L907
709
48600
SH
Call
SOLE
None
48600
0
0
VIRGIN GALACTIC HOLDINGS INC
Put
92766K956
3706
121000
SH
Put
SOLE
None
121000
0
0
VUZIX CORP
Put
92921W950
1137
44700
SH
Put
SOLE
None
44700
0
0
WORKHORSE GROUP INC
Put
98138J956
1836
133300
SH
Put
SOLE
None
133300
0
0