0001595521-20-000016.txt : 20201112 0001595521-20-000016.hdr.sgml : 20201112 20201112173033 ACCESSION NUMBER: 0001595521-20-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aristides Capital LLC CENTRAL INDEX KEY: 0001595521 IRS NUMBER: 262056777 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19976 FILM NUMBER: 201308164 BUSINESS ADDRESS: STREET 1: 25 SOUTH HURON, SUITE 2A CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: 419-214-0412 MAIL ADDRESS: STREET 1: 25 SOUTH HURON, SUITE 2A CITY: TOLEDO STATE: OH ZIP: 43604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001595521 XXXXXXXX 09-30-2020 09-30-2020 Aristides Capital LLC
25 SOUTH HURON, SUITE 2A TOLEDO OH 43604
13F HOLDINGS REPORT 028-19976 N
Daniel Nall Chief Compliance Officer 419-214-0412 Daniel Nall Seattle WA 11-12-2020 0 92 144143 false
INFORMATION TABLE 2 Q320_Filing.xml ALPHABET INC CAP STK CL C 02079K107 367 250 SH SOLE None 250 0 0 ALPHABET INC CAP STK CL A 02079K305 3456 2358 SH SOLE None 2358 0 0 AMAZON COM INC COM 023135106 2314 735 SH SOLE None 735 0 0 ARC DOCUMENT SOLUTIONS INC COM 00191G103 1124 1248422 SH SOLE None 1248422 0 0 ARGAN INC COM 04010E109 587 14000 SH SOLE None 14000 0 0 ASTRONOVA INC COM 04638F108 141 17633 SH SOLE None 17633 0 0 AXOS FINANCIAL INC PUT 05465C950 520 22300 SH Put SOLE None 22300 0 0 BEL FUSE INC CL A 077347201 476 40650 SH SOLE None 40650 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 723 3394 SH SOLE None 3394 0 0 BEYOND MEAT INC CALL 08862E909 930 5600 SH Call SOLE None 5600 0 0 BEYOND MEAT INC PUT 08862E959 2923 17600 SH Put SOLE None 17600 0 0 BROWN FORMAN CORP CL A 115637100 862 12546 SH SOLE None 12546 0 0 BUILD A BEAR WORKSHOP COM 120076104 373 149231 SH SOLE None 149231 0 0 CAMBRIDGE BANCORP COM 132152109 810 15236 SH SOLE None 15236 0 0 CANADIAN NATL RY CO COM 136375102 351 3300 SH SOLE None 3300 0 0 CATO CORP NEW CL A 149205106 323 41332 SH SOLE None 41332 0 0 CBTX INC COM 12481V104 327 20000 SH SOLE None 20000 0 0 CEL-SCI CORP PUT 150837957 128 10000 SH Put SOLE None 10000 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 433 58115 SH SOLE None 58115 0 0 CHARLES & COLVARD LTD COM 159765106 525 639724 SH SOLE None 639724 0 0 CITI TRENDS INC COM 17306X102 426 17044 SH SOLE None 17044 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 1578 179937 SH SOLE None 179937 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692200 3075 278254 SH SOLE None 278254 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 575 89567 SH SOLE None 89567 0 0 COFFEE HLDG CO INC COM 192176105 132 37807 SH SOLE None 37807 0 0 COLGATE PALMOLIVE CO COM 194162103 586 7600 SH SOLE None 7600 0 0 CORENERGY INFRASTRUCTURE TR NOTE 5.875% 8/1 21870UAC0 1439 20000 PRN SOLE None 20000 0 0 CORENERGY INFRASTRUCTURE TR PUT 21870U952 117 20000 SH Put SOLE None 20000 0 0 CREDIT ACCEP CORP MICH PUT 225310951 4064 12000 SH Put SOLE None 12000 0 0 DASEKE INC *W EXP 02/27/202 23753F115 18 120373 SH SOLE None 120373 0 0 DIAMONDPEAK HLDGS COR *W EXP 02/22/202 25280H118 249 23450 SH SOLE None 23450 0 0 ENDURANCE INTL GROUP HLDGS I COM 29272B105 69 11967 SH SOLE None 11967 0 0 FACEBOOK INC CL A 30303M102 2095 8000 SH SOLE None 8000 0 0 FG NEW AMER ACQUISITION CORP UNIT 08/31/2027 30259V205 400 40000 SH SOLE None 40000 0 0 FIDUCIARY CLAYMORE ENGRY INF COM 31647Q205 267 37083 SH SOLE None 37083 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 3135 353483 SH SOLE None 353483 0 0 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 6 100000 SH SOLE None 100000 0 0 GRAFTECH INTL LTD COM 384313508 78 11462 SH SOLE None 11462 0 0 GSX TECHEDU INC SPONSORED ADS 36257Y109 1000 11100 SH SOLE None 11100 0 0 GSX TECHEDU INC PUT 36257Y959 2884 32000 SH Put SOLE None 32000 0 0 HACKETT GROUP INC COM 404609109 917 82042 SH SOLE None 82042 0 0 HIGHLAND GLOBAL ALLOCATION F COM 43010T104 286 46167 SH 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594918104 1578 7502 SH SOLE None 7502 0 0 MICROVISION INC DEL COM NEW 594960304 488 250182 SH SOLE None 250182 0 0 MONOLITHIC PWR SYS INC PUT 609839955 447 1600 SH Put SOLE None 1600 0 0 NATURAL GAS SERVICES GROUP COM 63886Q109 1250 147925 SH SOLE None 147925 0 0 NET 1 UEPS TECHNOLOGIES INC COM NEW 64107N206 667 197979 SH SOLE None 197979 0 0 NETFLIX INC PUT 64110L956 1250 2500 SH Put SOLE None 2500 0 0 NIKOLA CORP COM 654110105 492 24000 SH SOLE None 24000 0 0 NIKOLA CORP PUT 654110955 2415 117900 SH Put SOLE None 117900 0 0 NL INDS INC COM NEW 629156407 2241 527254 SH SOLE None 527254 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 478 14400 SH SOLE None 14400 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 602 79734 SH SOLE None 79734 0 0 PAYCHEX INC COM 704326107 1356 17000 SH SOLE None 17000 0 0 PITNEY BOWES INC COM 724479100 85 16000 SH SOLE None 16000 0 0 PIVOTAL INVT CORP II COM CL A 72582K100 1960 170000 SH SOLE None 170000 0 0 PLURISTEM THERAPEUTICS INC COM NEW 72940R300 330 31300 SH SOLE None 31300 0 0 POPULAR INC COM NEW 733174700 1155 31840 SH SOLE None 31840 0 0 ROCKY BRANDS INC COM 774515100 364 14643 SH SOLE None 14643 0 0 ROTH CH ACQUISITION I CO *W EXP 01/28/202 778675116 61 59025 SH SOLE None 59025 0 0 SHERWIN WILLIAMS CO COM 824348106 383 550 SH SOLE None 550 0 0 SORRENTO THERAPEUTICS INC COM NEW 83587F202 271 24302 SH SOLE None 24302 0 0 SPDR SER TR S&P BIOTECH 78464A870 535 4800 SH SOLE None 4800 0 0 TESLA INC PUT 88160R951 51910 121000 SH Put SOLE None 121000 0 0 TILLYS INC CL A 886885102 584 96803 SH SOLE None 96803 0 0 TILRAY INC NOTE 5.000%10/0 88688TAB6 219 5000 PRN SOLE None 5000 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K200 1797 180772 SH SOLE None 180772 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 2202 148904 SH SOLE None 148904 0 0 TORTOISE ESSENTIAL ASSETS IN COM SH BEN INT 89148A103 1249 118308 SH SOLE None 118308 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B200 678 46777 SH SOLE None 46777 0 0 TORTOISE PWR & ENERGY INFRAS COM 89147X104 748 87745 SH SOLE None 87745 0 0 TTEC HLDGS INC COM 89854H102 246 4511 SH SOLE None 4511 0 0 TWITTER INC COM 90184L102 1736 39000 SH SOLE None 39000 0 0 VELODYNE LIDAR INC *W EXP 09/29/202 92259F119 432 88333 SH SOLE None 88333 0 0 VERSO CORP CL A 92531L207 649 82216 SH SOLE None 82216 0 0 VIEMED HEALTHCARE INC COM 92663R105 143 16500 SH SOLE None 16500 0 0 VISA INC COM CL A 92826C839 3753 18770 SH SOLE None 18770 0 0 VOYA NAT RES EQUITY INCOME F COM 92913C106 311 127591 SH SOLE None 127591 0 0 WORTHINGTON INDS INC COM 981811102 530 13000 SH SOLE None 13000 0 0