0001595521-20-000016.txt : 20201112
0001595521-20-000016.hdr.sgml : 20201112
20201112173033
ACCESSION NUMBER: 0001595521-20-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201112
DATE AS OF CHANGE: 20201112
EFFECTIVENESS DATE: 20201112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aristides Capital LLC
CENTRAL INDEX KEY: 0001595521
IRS NUMBER: 262056777
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19976
FILM NUMBER: 201308164
BUSINESS ADDRESS:
STREET 1: 25 SOUTH HURON, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
BUSINESS PHONE: 419-214-0412
MAIL ADDRESS:
STREET 1: 25 SOUTH HURON, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001595521
XXXXXXXX
09-30-2020
09-30-2020
Aristides Capital LLC
25 SOUTH HURON, SUITE 2A
TOLEDO
OH
43604
13F HOLDINGS REPORT
028-19976
N
Daniel Nall
Chief Compliance Officer
419-214-0412
Daniel Nall
Seattle
WA
11-12-2020
0
92
144143
false
INFORMATION TABLE
2
Q320_Filing.xml
ALPHABET INC
CAP STK CL C
02079K107
367
250
SH
SOLE
None
250
0
0
ALPHABET INC
CAP STK CL A
02079K305
3456
2358
SH
SOLE
None
2358
0
0
AMAZON COM INC
COM
023135106
2314
735
SH
SOLE
None
735
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
1124
1248422
SH
SOLE
None
1248422
0
0
ARGAN INC
COM
04010E109
587
14000
SH
SOLE
None
14000
0
0
ASTRONOVA INC
COM
04638F108
141
17633
SH
SOLE
None
17633
0
0
AXOS FINANCIAL INC
PUT
05465C950
520
22300
SH
Put
SOLE
None
22300
0
0
BEL FUSE INC
CL A
077347201
476
40650
SH
SOLE
None
40650
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
723
3394
SH
SOLE
None
3394
0
0
BEYOND MEAT INC
CALL
08862E909
930
5600
SH
Call
SOLE
None
5600
0
0
BEYOND MEAT INC
PUT
08862E959
2923
17600
SH
Put
SOLE
None
17600
0
0
BROWN FORMAN CORP
CL A
115637100
862
12546
SH
SOLE
None
12546
0
0
BUILD A BEAR WORKSHOP
COM
120076104
373
149231
SH
SOLE
None
149231
0
0
CAMBRIDGE BANCORP
COM
132152109
810
15236
SH
SOLE
None
15236
0
0
CANADIAN NATL RY CO
COM
136375102
351
3300
SH
SOLE
None
3300
0
0
CATO CORP NEW
CL A
149205106
323
41332
SH
SOLE
None
41332
0
0
CBTX INC
COM
12481V104
327
20000
SH
SOLE
None
20000
0
0
CEL-SCI CORP
PUT
150837957
128
10000
SH
Put
SOLE
None
10000
0
0
CENTER COAST BRKFLD MLP ENRG
SHS BEN INT
151461209
433
58115
SH
SOLE
None
58115
0
0
CHARLES & COLVARD LTD
COM
159765106
525
639724
SH
SOLE
None
639724
0
0
CITI TRENDS INC
COM
17306X102
426
17044
SH
SOLE
None
17044
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P209
1578
179937
SH
SOLE
None
179937
0
0
CLEARBRIDGE MLP AND MIDSTRM
COM
184692200
3075
278254
SH
SOLE
None
278254
0
0
CLEVELAND-CLIFFS INC NEW
COM
185899101
575
89567
SH
SOLE
None
89567
0
0
COFFEE HLDG CO INC
COM
192176105
132
37807
SH
SOLE
None
37807
0
0
COLGATE PALMOLIVE CO
COM
194162103
586
7600
SH
SOLE
None
7600
0
0
CORENERGY INFRASTRUCTURE TR
NOTE 5.875% 8/1
21870UAC0
1439
20000
PRN
SOLE
None
20000
0
0
CORENERGY INFRASTRUCTURE TR
PUT
21870U952
117
20000
SH
Put
SOLE
None
20000
0
0
CREDIT ACCEP CORP MICH
PUT
225310951
4064
12000
SH
Put
SOLE
None
12000
0
0
DASEKE INC
*W EXP 02/27/202
23753F115
18
120373
SH
SOLE
None
120373
0
0
DIAMONDPEAK HLDGS COR
*W EXP 02/22/202
25280H118
249
23450
SH
SOLE
None
23450
0
0
ENDURANCE INTL GROUP HLDGS I
COM
29272B105
69
11967
SH
SOLE
None
11967
0
0
FACEBOOK INC
CL A
30303M102
2095
8000
SH
SOLE
None
8000
0
0
FG NEW AMER ACQUISITION CORP
UNIT 08/31/2027
30259V205
400
40000
SH
SOLE
None
40000
0
0
FIDUCIARY CLAYMORE ENGRY INF
COM
31647Q205
267
37083
SH
SOLE
None
37083
0
0
FORUM MERGER II CORP
*W EXP 09/30/202
34986F111
3135
353483
SH
SOLE
None
353483
0
0
GLRY STR NW MDIA GRUP HLDG L
*W EXP 02/13/202
G39973113
6
100000
SH
SOLE
None
100000
0
0
GRAFTECH INTL LTD
COM
384313508
78
11462
SH
SOLE
None
11462
0
0
GSX TECHEDU INC
SPONSORED ADS
36257Y109
1000
11100
SH
SOLE
None
11100
0
0
GSX TECHEDU INC
PUT
36257Y959
2884
32000
SH
Put
SOLE
None
32000
0
0
HACKETT GROUP INC
COM
404609109
917
82042
SH
SOLE
None
82042
0
0
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
286
46167
SH
SOLE
None
46167
0
0
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
1968
229076
SH
SOLE
None
229076
0
0
HILTON WORLDWIDE HLDGS INC
PUT
43300A953
853
10000
SH
Put
SOLE
None
10000
0
0
HINGHAM INSTN SVGS MASS
COM
433323102
6890
37446
SH
SOLE
None
37446
0
0
HL ACQUISITIONS CORP
RIGHT 07/17/2023
G4603R130
32
30000
SH
SOLE
None
30000
0
0
HOME DEPOT INC
COM
437076102
657
2364
SH
SOLE
None
2364
0
0
IMEDIA BRANDS INC
COM CL A
452465206
337
58088
SH
SOLE
None
58088
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
815
6020
SH
SOLE
None
6020
0
0
JUST ENERGY GROUP INC
COM NEW
48213W408
93
17835
SH
SOLE
None
17835
0
0
KAYNE ANDERSON ENERGY INFRST
COM
486606106
589
147717
SH
SOLE
None
147717
0
0
KAYNE ANDERSON NEXTGEN ENRGY
COM
48661E108
779
193187
SH
SOLE
None
193187
0
0
KENSINGTON CAP ACQUISITION C
*W EXP 07/01/202
490073111
253
56138
SH
SOLE
None
56138
0
0
LENNAR CORP
CL B
526057302
3432
52274
SH
SOLE
None
52274
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
761
2250
SH
SOLE
None
2250
0
0
MICROSOFT CORP
COM
594918104
1578
7502
SH
SOLE
None
7502
0
0
MICROVISION INC DEL
COM NEW
594960304
488
250182
SH
SOLE
None
250182
0
0
MONOLITHIC PWR SYS INC
PUT
609839955
447
1600
SH
Put
SOLE
None
1600
0
0
NATURAL GAS SERVICES GROUP
COM
63886Q109
1250
147925
SH
SOLE
None
147925
0
0
NET 1 UEPS TECHNOLOGIES INC
COM NEW
64107N206
667
197979
SH
SOLE
None
197979
0
0
NETFLIX INC
PUT
64110L956
1250
2500
SH
Put
SOLE
None
2500
0
0
NIKOLA CORP
COM
654110105
492
24000
SH
SOLE
None
24000
0
0
NIKOLA CORP
PUT
654110955
2415
117900
SH
Put
SOLE
None
117900
0
0
NL INDS INC
COM NEW
629156407
2241
527254
SH
SOLE
None
527254
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
478
14400
SH
SOLE
None
14400
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
602
79734
SH
SOLE
None
79734
0
0
PAYCHEX INC
COM
704326107
1356
17000
SH
SOLE
None
17000
0
0
PITNEY BOWES INC
COM
724479100
85
16000
SH
SOLE
None
16000
0
0
PIVOTAL INVT CORP II
COM CL A
72582K100
1960
170000
SH
SOLE
None
170000
0
0
PLURISTEM THERAPEUTICS INC
COM NEW
72940R300
330
31300
SH
SOLE
None
31300
0
0
POPULAR INC
COM NEW
733174700
1155
31840
SH
SOLE
None
31840
0
0
ROCKY BRANDS INC
COM
774515100
364
14643
SH
SOLE
None
14643
0
0
ROTH CH ACQUISITION I CO
*W EXP 01/28/202
778675116
61
59025
SH
SOLE
None
59025
0
0
SHERWIN WILLIAMS CO
COM
824348106
383
550
SH
SOLE
None
550
0
0
SORRENTO THERAPEUTICS INC
COM NEW
83587F202
271
24302
SH
SOLE
None
24302
0
0
SPDR SER TR
S&P BIOTECH
78464A870
535
4800
SH
SOLE
None
4800
0
0
TESLA INC
PUT
88160R951
51910
121000
SH
Put
SOLE
None
121000
0
0
TILLYS INC
CL A
886885102
584
96803
SH
SOLE
None
96803
0
0
TILRAY INC
NOTE 5.000%10/0
88688TAB6
219
5000
PRN
SOLE
None
5000
0
0
TORTOISE ENERGY INDEPENDENC
COM
89148K200
1797
180772
SH
SOLE
None
180772
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L886
2202
148904
SH
SOLE
None
148904
0
0
TORTOISE ESSENTIAL ASSETS IN
COM SH BEN INT
89148A103
1249
118308
SH
SOLE
None
118308
0
0
TORTOISE MIDSTRM ENERGY FD I
COM
89148B200
678
46777
SH
SOLE
None
46777
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
748
87745
SH
SOLE
None
87745
0
0
TTEC HLDGS INC
COM
89854H102
246
4511
SH
SOLE
None
4511
0
0
TWITTER INC
COM
90184L102
1736
39000
SH
SOLE
None
39000
0
0
VELODYNE LIDAR INC
*W EXP 09/29/202
92259F119
432
88333
SH
SOLE
None
88333
0
0
VERSO CORP
CL A
92531L207
649
82216
SH
SOLE
None
82216
0
0
VIEMED HEALTHCARE INC
COM
92663R105
143
16500
SH
SOLE
None
16500
0
0
VISA INC
COM CL A
92826C839
3753
18770
SH
SOLE
None
18770
0
0
VOYA NAT RES EQUITY INCOME F
COM
92913C106
311
127591
SH
SOLE
None
127591
0
0
WORTHINGTON INDS INC
COM
981811102
530
13000
SH
SOLE
None
13000
0
0