0001595521-20-000004.txt : 20200515
0001595521-20-000004.hdr.sgml : 20200515
20200515142232
ACCESSION NUMBER: 0001595521-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200515
DATE AS OF CHANGE: 20200515
EFFECTIVENESS DATE: 20200515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Aristides Capital LLC
CENTRAL INDEX KEY: 0001595521
IRS NUMBER: 262056777
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19976
FILM NUMBER: 20883872
BUSINESS ADDRESS:
STREET 1: 25 SOUTH HURON, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
BUSINESS PHONE: 419-214-0412
MAIL ADDRESS:
STREET 1: 25 SOUTH HURON, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001595521
XXXXXXXX
03-31-2020
03-31-2020
Aristides Capital LLC
25 SOUTH HURON, SUITE 2A
TOLEDO
OH
43604
13F HOLDINGS REPORT
028-19976
N
Daniel Nall
Chief Compliance Officer
419-214-0412
Daniel Nall
Seattle
WA
05-15-2020
0
158
137898
false
INFORMATION TABLE
2
Q120_Filing.xml
ABRAXAS PETROLEUM CORP
COM
003830106
2
13294
SH
SOLE
NONE
13294
0
0
ACCO BRANDS CORP
COM
00081T108
984
194900
SH
SOLE
NONE
194900
0
0
ALASKA AIR GROUP INC
PUT
011659959
285
10000
SH
Put
SOLE
NONE
10000
0
0
ALLISON TRANSMISSION HOLDING
COM
01973R101
210
6442
SH
SOLE
NONE
6442
0
0
ALLOT LTD
SHS
M0854Q105
503
53196
SH
SOLE
NONE
53196
0
0
ALPHABET INC
CAP STK CL C
02079K107
640
550
SH
SOLE
NONE
550
0
0
ALPHABET INC
CAP STK CL A
02079K305
3263
2808
SH
SOLE
NONE
2808
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
1134
329622
SH
SOLE
NONE
329622
0
0
AMAZON.COM INC
COM
023135106
4231
2170
SH
SOLE
NONE
2170
0
0
AMDOCS LTD
SHS
G02602103
217
3948
SH
SOLE
NONE
3948
0
0
ARC DOCUMENT SOLUTIONS INC
COM
00191G103
789
974404
SH
SOLE
NONE
974404
0
0
ARCOS DORADOS HOLDINGS INC
SHS CLASS -A -
G0457F107
125
37413
SH
SOLE
NONE
37413
0
0
ARGAN INC
COM
04010E109
707
20459
SH
SOLE
NONE
20459
0
0
ASTRONOVA INC
COM
04638F108
137
17633
SH
SOLE
NONE
17633
0
0
AUTOWEB INC
COM
05335B100
272
266492
SH
SOLE
NONE
266492
0
0
AVADEL PHARMACEUTICALS PLC
SPONSORED ADR
05337M104
568
71520
SH
SOLE
NONE
71520
0
0
AXALTA COATING SYSTEMS LTD
COM
G0750C108
176
10210
SH
SOLE
NONE
10210
0
0
BEL FUSE INC
CL A
077347201
546
72095
SH
SOLE
NONE
72095
0
0
BERKSHIRE HATHAWAY INC
CL B
084670702
621
3394
SH
SOLE
NONE
3394
0
0
BEYOND MEAT INC
COM
08862E109
759
11400
SH
SOLE
NONE
11400
0
0
BEYOND MEAT INC
PUT
08862E959
200
3000
SH
Put
SOLE
NONE
3000
0
0
BORGWARNER INC
COM
099724106
205
8402
SH
SOLE
NONE
8402
0
0
BROADWIND INC
COM
11161T207
114
81300
SH
SOLE
NONE
81300
0
0
BROOGE HOLDINGS LTD
*W EXP 12/20/202
G1611B115
44
54400
SH
SOLE
NONE
54400
0
0
BROOKFIELD REAL ASSETS INCOM
SHS BEN INT
112830104
719
49008
SH
SOLE
NONE
49008
0
0
BRUKER CORP
COM
116794108
215
5997
SH
SOLE
NONE
5997
0
0
CALLON PETE CO DEL
COM
13123X102
173
315978
SH
SOLE
NONE
315978
0
0
CAMBRIDGE BANCORP
COM
132152109
369
7096
SH
SOLE
NONE
7096
0
0
CARVANA CO
CALL
146869902
551
10000
SH
Call
SOLE
NONE
10000
0
0
CARVANA CO
PUT
146869952
551
10000
SH
Put
SOLE
NONE
10000
0
0
CATO CORP
CL A
149205106
975
91345
SH
SOLE
NONE
91345
0
0
CBIZ INC
COM
124805102
222
10617
SH
SOLE
NONE
10617
0
0
CBTX INC
COM
12481V104
355
20000
SH
SOLE
NONE
20000
0
0
CEL SCI CORP
COM PAR
150837607
322
27892
SH
SOLE
NONE
27892
0
0
CEL SCI CORP
PUT
150837957
485
42000
SH
Put
SOLE
NONE
42000
0
0
CHARLES & COLVARD LTD
COM
159765106
1039
1536435
SH
SOLE
NONE
1536435
0
0
CHILDRENS PL INC
COM
168905107
467
23900
SH
SOLE
NONE
23900
0
0
CITI TRENDS INC
COM
17306X102
352
39566
SH
SOLE
NONE
39566
0
0
CITRIX SYSTEMS INC
COM
177376100
332
2344
SH
SOLE
NONE
2344
0
0
CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P100
1383
1063468
SH
SOLE
NONE
1063468
0
0
CLEARBRIDGE MLP & MIDSTREAM
COM
184692101
2629
1436732
SH
SOLE
NONE
1436732
0
0
CLEARBRIDGE MLP AND MIDSTRM
COM
18469Q108
56
40297
SH
SOLE
NONE
40297
0
0
CRONOS GROUP INC
COM
22717L101
572
100940
SH
SOLE
NONE
100940
0
0
CUSHING RENAISSANCE FD
COM
231647108
62
10243
SH
SOLE
NONE
10243
0
0
DEL TACO RESTAURANTS INC
COM
245496104
153
44551
SH
SOLE
NONE
44551
0
0
DONALDSON CO INC
COM
257651109
210
5443
SH
SOLE
NONE
5443
0
0
DTF TAX-FREE INCOME INC
COM
23334J107
282
20192
SH
SOLE
NONE
20192
0
0
ELECTROMED INC
COM
285409108
649
57757
SH
SOLE
NONE
57757
0
0
EMCOR GROUP INC
COM
29084Q100
209
3406
SH
SOLE
NONE
3406
0
0
ENTERPRISE PRODUCTS PARTNERS
COM
293792107
1001
70000
SH
SOLE
NONE
70000
0
0
EVERTEC INC
COM
30040P103
2828
124431
SH
SOLE
NONE
124431
0
0
EXELIXIS INC
COM
30161Q104
563
32700
SH
SOLE
NONE
32700
0
0
EXPEDITORS INTL WASH INC
COM
302130109
263
3942
SH
SOLE
NONE
3942
0
0
FACEBOOK INC
CL A
30303M102
1501
9000
SH
SOLE
NONE
9000
0
0
FARO TECHNOLOGIES INC
COM
311642102
312
7000
SH
SOLE
NONE
7000
0
0
FEDERAL SIGNAL CORP
COM
313855108
375
13743
SH
SOLE
NONE
13743
0
0
FIDUCIARY CLAYMORE ENGRY INF
COM
31647Q106
315
250291
SH
SOLE
NONE
250291
0
0
FIRST TRUST ABERDEEN GLOBAL
COM SHS
337319107
253
28760
SH
SOLE
NONE
28760
0
0
FMC CORP
COM
302491303
248
3034
SH
SOLE
NONE
3034
0
0
FORWARD AIR CORP
COM
349853101
218
4313
SH
SOLE
NONE
4313
0
0
FRANKLIN ELECTRIC CO INC
COM
353514102
228
4842
SH
SOLE
NONE
4842
0
0
GENTEX CORP
COM
371901109
213
9634
SH
SOLE
NONE
9634
0
0
GENUINE PARTS CO
COM
372460105
203
3008
SH
SOLE
NONE
3008
0
0
GEOPARK LTD
USD SHS
G38327105
110
15526
SH
SOLE
NONE
15526
0
0
GILEAD SCIENCES INC
COM
375558103
1368
18300
SH
SOLE
NONE
18300
0
0
GLRY STR NW MDIA GRUP HLDG L
SHS
G39973105
41
10000
SH
SOLE
NONE
10000
0
0
GLRY STR NW MDIA GRUP HLDG L
*W EXP 02/13/202
G39973113
8
100000
SH
SOLE
NONE
100000
0
0
GMS INC
COM
36251C103
219
13900
SH
SOLE
NONE
13900
0
0
GRAF INDUSTRIAL CORP
UNIT 12/31/2025
384278206
732
70000
SH
SOLE
NONE
70000
0
0
GRAPHIC PACKAGING HOLDING CO
COM
388689101
223
18296
SH
SOLE
NONE
18296
0
0
HACKETT GROUP INC
COM
404609109
1667
131085
SH
SOLE
NONE
131085
0
0
HAEMONETICS CORP
COM
405024100
271
2724
SH
SOLE
NONE
2724
0
0
HIGHLAND GLOBAL ALLOCATION F
COM
43010T104
201
46167
SH
SOLE
NONE
46167
0
0
HIGHLAND INCOME FD
HIGHLAND INCOME
43010E404
3224
377964
SH
SOLE
NONE
377964
0
0
HINGHAM INSTITUTION FOR SVGS
COM
433323102
5336
36804
SH
SOLE
NONE
36804
0
0
HL ACQUISITIONS CORP
RIGHT 07/17/2023
G4603R130
2
30000
SH
SOLE
NONE
30000
0
0
HL ACQUISITIONS CORP
*W EXP 06/21/202
G4603R122
2
30000
SH
SOLE
NONE
30000
0
0
HUNT (JB) TRANSPRT SVCS INC
COM
445658107
239
2586
SH
SOLE
NONE
2586
0
0
HUNTINGTON INGALLS INDUSTRIE
COM
446413106
200
1097
SH
SOLE
NONE
1097
0
0
HUNTSMAN CORP
COM
447011107
199
13799
SH
SOLE
NONE
13799
0
0
ICON PLC
SHS
G4705A100
231
1702
SH
SOLE
NONE
1702
0
0
IDEX CORP
COM
45167R104
244
1764
SH
SOLE
NONE
1764
0
0
INTERNATIONAL PAPER CO
COM
460146103
220
7068
SH
SOLE
NONE
7068
0
0
INTEVAC INC
COM
461148108
104
25442
SH
SOLE
NONE
25442
0
0
INVESCO EXCHANGE-TRADED FD T
SR LN ETF
46138G508
1374
67161
SH
SOLE
NONE
67161
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
454
4700
SH
SOLE
NONE
4700
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
1773
23010
SH
SOLE
NONE
23010
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
1164
10300
SH
SOLE
NONE
10300
0
0
ISHARES TR
PFD AND INCM SEC
464288687
685
21500
SH
SOLE
NONE
21500
0
0
ISHARES TR
CALL
464287905
19504
170400
SH
Call
SOLE
NONE
170400
0
0
JOHNSON OUTDOORS INC
CL A
479167108
550
8768
SH
SOLE
NONE
8768
0
0
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
243
66829
SH
SOLE
NONE
66829
0
0
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
1267
380521
SH
SOLE
NONE
380521
0
0
KFORCE INC
COM
493732101
202
7910
SH
SOLE
NONE
7910
0
0
KINDER MORGAN INC
COM
49456B101
892
64100
SH
SOLE
NONE
64100
0
0
LABORATORY CRP OF AMER HLDGS
COM
50540R409
205
1623
SH
SOLE
NONE
1623
0
0
LAMB WESTON HOLDINGS INC
COM
513272104
211
3700
SH
SOLE
NONE
3700
0
0
LENNAR CORP
CL B
526057302
1512
52274
SH
SOLE
NONE
52274
0
0
LENNOX INTERNATIONAL INC
COM
526107107
222
1221
SH
SOLE
NONE
1221
0
0
LINCOLN ELECTRIC HOLDINGS
COM
533900106
217
3149
SH
SOLE
NONE
3149
0
0
MAGELLAN MIDSTREAM PARTNERS
COM UNIT RP LP
559080106
1119
30665
SH
SOLE
NONE
30665
0
0
MASTERCARD INC
CL A
57636Q104
1087
4500
SH
SOLE
NONE
4500
0
0
MAXIM INTEGRATED PRODUCTS
COM
57772K101
230
4732
SH
SOLE
NONE
4732
0
0
MUELLER INDUSTRIES INC
COM
624756102
237
9912
SH
SOLE
NONE
9912
0
0
NATIONAL INSTRUMENTS CORP
COM
636518102
216
6523
SH
SOLE
NONE
6523
0
0
NET 1 UEPS TECHNOLOGIES INC
COM
64107N206
233
79979
SH
SOLE
NONE
79979
0
0
NL INDUSTRIES
COM
629156407
1341
449966
SH
SOLE
NONE
449966
0
0
NUCOR CORP
COM
670346105
216
6010
SH
SOLE
NONE
6010
0
0
NUVEEN REAL ASSET INCOME & G
COM
67074Y105
176
17790
SH
SOLE
NONE
17790
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
293
43168
SH
SOLE
NONE
43168
0
0
NVENT ELECTRIC PLC
SHS
G6700G107
192
11385
SH
SOLE
NONE
11385
0
0
OKTA INC
CALL
679295905
452
3700
SH
Call
SOLE
NONE
3700
0
0
OKTA INC
CALL
679295955
391
3200
SH
Call
SOLE
NONE
3200
0
0
OSHKOSH CORP
COM
688239201
216
3356
SH
SOLE
NONE
3356
0
0
PAYCHEX INC
COM
704326107
1636
26000
SH
SOLE
NONE
26000
0
0
PIONEER FLOATING RATE TR
COM
72369J102
99
12947
SH
SOLE
NONE
12947
0
0
PLUG POWER INC
COM
72919P202
138
38973
SH
SOLE
NONE
38973
0
0
POWERFLEET INC
COM
73931J109
727
210172
SH
SOLE
NONE
210172
0
0
PRIMORIS SERVICES CORP
COM
74164F103
212
13346
SH
SOLE
NONE
13346
0
0
PTC THERAPEUTICS INC
COM
69366J200
279
6250
SH
SOLE
NONE
6250
0
0
PURPLE INNOVATION INC
COM
74640Y106
75
13217
SH
SOLE
NONE
13217
0
0
QUMU CORP
COM
749063103
43
26179
SH
SOLE
NONE
26179
0
0
REGAL BELOIT CORP
COM
758750103
226
3583
SH
SOLE
NONE
3583
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
231
6760
SH
SOLE
NONE
6760
0
0
RPM INTERNATIONAL INC
COM
749685103
240
4026
SH
SOLE
NONE
4026
0
0
SCHULTZE SPECIAL PURPOSE ACQ
UNIT 12/31/2023
80821R208
1031
100000
SH
SOLE
NONE
100000
0
0
SEALED AIR CORP
COM
81211K100
209
8443
SH
SOLE
NONE
8443
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1097
19800
SH
SOLE
NONE
19800
0
0
SIMPSON MANUFACTURING CO INC
COM
829073105
211
3397
SH
SOLE
NONE
3397
0
0
SMITH (A.O.) CORP
COM
831865209
251
6651
SH
SOLE
NONE
6651
0
0
SOLITON INC
COM
834251100
416
51363
SH
SOLE
NONE
51363
0
0
SPDR GOLD SHARES
GOLD SHS
78463V107
873
5900
SH
SOLE
NONE
5900
0
0
SPDR INDEX SHS FDS
CALL
78463X902
626
21200
SH
Call
SOLE
NONE
21200
0
0
SPDR S&P 500 ETF TR
PUT
78462F953
10104
39200
SH
Put
SOLE
NONE
39200
0
0
SPDR SER TR
S&P BIOTECH
78464A870
1162
15000
SH
SOLE
NONE
15000
0
0
SPS COMMERCE INC
COM
78463M107
419
9000
SH
SOLE
NONE
9000
0
0
STEEL DYNAMICS INC
COM
858119100
216
9596
SH
SOLE
NONE
9596
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
219
3579
SH
SOLE
NONE
3579
0
0
TEEKAY LNG PARTNERS LP
PRTNRSP UNITS
Y8564M105
217
22140
SH
SOLE
NONE
22140
0
0
TESLA INC
PUT
88160R951
14148
27000
SH
Put
SOLE
NONE
27000
0
0
THE CUSHING MLP INFASTCR TOT
COM
231631201
70
19833
SH
SOLE
NONE
19833
0
0
TILRAY INC
COM CL 2
88688T100
300
43600
SH
SOLE
NONE
43600
0
0
TORTOISE ESSENTIAL ASSETS IN
COM SH BEN INT
89148A103
496
49079
SH
SOLE
NONE
49079
0
0
TORTOISE PWR & ENERGY INFRAS
COM
89147X104
199
28448
SH
SOLE
NONE
28448
0
0
TRACTOR SUPPLY COMPANY
COM
892356106
258
3051
SH
SOLE
NONE
3051
0
0
TRIMAS CORP
COM
896215209
226
9805
SH
SOLE
NONE
9805
0
0
TRIMBLE INC
COM
896239100
213
6693
SH
SOLE
NONE
6693
0
0
TUSCAN HOLDINGS CORP
UNIT 99/99/9999
90069K203
404
40000
SH
SOLE
NONE
40000
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
221
2226
SH
SOLE
NONE
2226
0
0
VALMONT INDUSTRIES
COM
920253101
208
1967
SH
SOLE
NONE
1967
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
1250
17900
SH
SOLE
NONE
17900
0
0
VERSO CORP
CL A
92531L207
2910
257968
SH
SOLE
NONE
257968
0
0
VISA INC
COM CL A
92826C839
4914
30500
SH
SOLE
NONE
30500
0
0
VOYA NAT RES EQUITY INCOME F
COM
92913C106
124
57591
SH
SOLE
NONE
57591
0
0
WESTPORT FUEL SYSTEMS INC
COM
960908309
70
74571
SH
SOLE
NONE
74571
0
0
WIDEPOINT CORP
COM
967590100
43
117333
SH
SOLE
NONE
117333
0
0
WW GRAINGER INC
COM
384802104
233
938
SH
SOLE
NONE
938
0
0
ZYNEX INC
COM
98986M103
354
31938
SH
SOLE
NONE
31938
0
0