0001398344-20-021707.txt : 20201109 0001398344-20-021707.hdr.sgml : 20201109 20201109104337 ACCESSION NUMBER: 0001398344-20-021707 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201109 DATE AS OF CHANGE: 20201109 EFFECTIVENESS DATE: 20201109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 201296556 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 09-30-2020 09-30-2020 false Iron Financial, LLC

630 DUNDEE ROAD, SUITE 200 NORTHBROOK IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 11-06-2020 0 102 181012 INFORMATION TABLE 2 fp0058573_13fhr-table.xml 13F INFORMATION TABLE APPLE INC COM 037833100 8935 77150 SH SOLE 0 0 77150 ABBVIE INC COM 00287Y109 532 6078 SH SOLE 0 0 6078 ABBOTT LABS COM 002824100 444 4079 SH SOLE 0 0 4079 ISHARES INC MSCI GBL MIN VOL 464286525 15229 165695 SH SOLE 0 0 165695 AMAZON COM INC COM 023135106 3095 983 SH SOLE 0 0 983 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1045 3554 SH SOLE 0 0 3554 BK OF AMERICA CORP COM 060505104 243 10096 SH SOLE 0 0 10096 BIONTECH SE SPONSORED ADS 09075V102 377 5450 SH SOLE 0 0 5450 BLACKSTONE GROUP INC COM CL A 09260D107 244 4668 SH SOLE 0 0 4668 LEGG MASON ETF INVT TR CLRBRG GWT ETF 524682101 6802 171964 SH SOLE 0 0 171964 CBOE GLOBAL MARKETS INC COM 12503M108 974 11100 SH SOLE 0 0 11100 ISHARES INC JP MRG EM CRP BD 464286251 5741 111029 SH SOLE 0 0 111029 CME GROUP INC COM 12572Q105 14900 89056 SH SOLE 0 0 89056 CHIPOTLE MEXICAN GRILL INC COM 169656105 289 232 SH SOLE 0 0 232 DISNEY WALT CO COM DISNEY 254687106 408 3286 SH SOLE 0 0 3286 DNP SELECT INCOME FD INC COM 23325P104 125 12444 SH SOLE 0 0 12444 DOCUSIGN INC COM 256163106 1054 4895 SH SOLE 0 0 4895 ISHARES TR SELECT DIVID ETF 464287168 241 2951 SH SOLE 0 0 2951 ISHARES TR MSCI EMG MKT ETF 464287234 260 5892 SH SOLE 0 0 5892 ISHARES TR MSCI EAFE ETF 464287465 1378 21650 SH SOLE 0 0 21650 FACEBOOK INC CL A 30303M102 583 2226 SH SOLE 0 0 2226 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 1545 28269 SH SOLE 0 0 28269 GILEAD SCIENCES INC COM 375558103 243 3843 SH SOLE 0 0 3843 SPDR GOLD TR GOLD SHS 78463V107 547 3091 SH SOLE 0 0 3091 ALPHABET INC CAP STK CL C 02079K107 332 226 SH SOLE 0 0 226 ALPHABET INC CAP STK CL A 02079K305 509 347 SH SOLE 0 0 347 HOME DEPOT INC COM 437076102 351 1266 SH SOLE 0 0 1266 HARTFORD FDS EXCHANGE TRADED TOTAL RTRN ETF 41653L305 23530 568914 SH SOLE 0 0 568914 ISHARES GOLD TRUST ISHARES 464285105 393 21834 SH SOLE 0 0 21834 INTEL CORP COM 458140100 818 15807 SH SOLE 0 0 15807 INTUITIVE SURGICAL INC COM NEW 46120E602 203 286 SH SOLE 0 0 286 ISHARES TR CORE 1 5 YR USD 46432F859 1130 21916 SH SOLE 0 0 21916 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 325 2592 SH SOLE 0 0 2592 ISHARES TR RUS 1000 GRW ETF 464287614 292 1344 SH SOLE 0 0 1344 ISHARES TR RUS MD CP GR ETF 464287481 414 2395 SH SOLE 0 0 2395 JOHNSON & JOHNSON COM 478160104 792 5319 SH SOLE 0 0 5319 JPMORGAN CHASE & CO COM 46625H100 852 8854 SH SOLE 0 0 8854 MASTERCARD INCORPORATED CL A 57636Q104 278 821 SH SOLE 0 0 821 ISHARES TR MBS ETF 464288588 8571 77637 SH SOLE 0 0 77637 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 477 4681 SH SOLE 0 0 4681 MONSTER BEVERAGE CORP NEW COM 61174X109 200 2498 SH SOLE 0 0 2498 VANECK VECTORS ETF TR MORNINGSTAR WIDE 92189F643 6358 116469 SH SOLE 0 0 116469 MICROSOFT CORP COM 594918104 2079 9885 SH SOLE 0 0 9885 NIKE INC CL B 654106103 225 1792 SH SOLE 0 0 1792 NVIDIA CORPORATION COM 67066G104 706 1304 SH SOLE 0 0 1304 PROCTER AND GAMBLE CO COM 742718109 780 5610 SH SOLE 0 0 5610 PNC FINL SVCS GROUP INC COM 693475105 658 5984 SH SOLE 0 0 5984 PROSHARES TR PSHS ULTRA QQQ 74347R206 495 5401 SH SOLE 0 0 5401 BOSTON BEER INC CL A 100557107 228 258 SH SOLE 0 0 258 STARBUCKS CORP COM 855244109 381 4438 SH SOLE 0 0 4438 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 387 4854 SH SOLE 0 0 4854 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 218 6938 SH SOLE 0 0 6938 SENSEONICS HLDGS INC COM 81727U105 7 17000 SH SOLE 0 0 17000 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 275 3500 SH SOLE 0 0 3500 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 4459 152381 SH SOLE 0 0 152381 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2349 64249 SH SOLE 0 0 64249 S&P GLOBAL INC COM 78409V104 229 634 SH SOLE 0 0 634 SPDR SER TR PORTFOLI S&P1500 78464A805 8838 216141 SH SOLE 0 0 216141 SPDR S&P 500 ETF TR TR UNIT 78462F103 13291 39686 SH SOLE 0 0 39686 AT&T INC COM 00206R102 438 15372 SH SOLE 0 0 15372 TESLA INC COM 88160R101 706 1645 SH SOLE 0 0 1645 UNITEDHEALTH GROUP INC COM 91324P102 270 866 SH SOLE 0 0 866 ISHARES TR MSCI USA MIN VOL 46429B697 7014 110052 SH SOLE 0 0 110052 VISA INC COM CL A 92826C839 246 1228 SH SOLE 0 0 1228 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 218 4321 SH SOLE 0 0 4321 VANGUARD WORLD FDS INF TECH ETF 92204A702 279 896 SH SOLE 0 0 896 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 1476 11470 SH SOLE 0 0 11470 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8857 52003 SH SOLE 0 0 52003 VANGUARD INDEX FDS GROWTH ETF 922908736 694 3047 SH SOLE 0 0 3047 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 306 7068 SH SOLE 0 0 7068 VANGUARD STAR FDS VG TL INTL STK F 921909768 1193 22870 SH SOLE 0 0 22870 BARCLAYS BANK PLC IPTH SR B S&P 06746P621 623 25000 SH SOLE 0 0 25000 VERIZON COMMUNICATIONS INC COM 92343V104 491 8249 SH SOLE 0 0 8249 WALMART INC COM 931142103 244 1747 SH SOLE 0 0 1747 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 252 4241 SH SOLE 0 0 4241 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 424 330000 SH SOLE 0 0 330000 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 371 340000 SH SOLE 0 0 340000 BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 09061GAH4 283 270000 SH SOLE 0 0 270000 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 326 315000 SH SOLE 0 0 315000 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 332 375000 SH SOLE 0 0 375000 ETSY INC NOTE 3/0 29786AAC0 34 10000 SH SOLE 0 0 10000 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 410 335000 SH SOLE 0 0 335000 FINISAR CORP NOTE 0.500%12/1 31787AAP6 488 485000 SH SOLE 0 0 485000 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 265 290000 SH SOLE 0 0 290000 GUIDEWIRE SOFTWARE INC NOTE 1.250% 3/1 40171VAA8 373 325000 SH SOLE 0 0 325000 ILLUMINA INC NOTE 8/1 452327AK5 354 335000 SH SOLE 0 0 335000 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 300 290000 SH SOLE 0 0 290000 KAMAN CORP NOTE 3.250% 5/0 483548AF0 300 305000 SH SOLE 0 0 305000 MERITOR INC NOTE 3.250%10/1 59001KAF7 425 410000 SH SOLE 0 0 410000 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 408 265000 SH SOLE 0 0 265000 NRG ENERGY INC DBCV 2.750% 6/0 629377CG5 155 150000 SH SOLE 0 0 150000 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 320 320000 SH SOLE 0 0 320000 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 403 305000 SH SOLE 0 0 305000 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 199 210000 SH SOLE 0 0 210000 PRA GROUP INC NOTE 3.500% 6/0 69354NAB2 377 345000 SH SOLE 0 0 345000 PACIRA BIOSCIENCES NOTE 2.375% 4/0 695127AD2 333 290000 SH SOLE 0 0 290000 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 316 280000 SH SOLE 0 0 280000 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 319 300000 SH SOLE 0 0 300000 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 292 320000 SH SOLE 0 0 320000 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 383 320000 SH SOLE 0 0 320000 VIAVI SOLUTIONS INC NOTE 1.750% 6/0 925550AE5 310 280000 SH SOLE 0 0 280000 DBX ETF TR XTRACK USD HIGH 233051432 2544 52900 SH SOLE 52900 0 0