0001398344-19-000696.txt : 20190115 0001398344-19-000696.hdr.sgml : 20190115 20190115134200 ACCESSION NUMBER: 0001398344-19-000696 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190115 DATE AS OF CHANGE: 20190115 EFFECTIVENESS DATE: 20190115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 19526851 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 12-31-2018 12-31-2018 false Iron Financial, LLC

630 DUNDEE ROAD, SUITE 200 NORTHBROOK IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 01-15-2019 0 79 128451 INFORMATION TABLE 2 fp0038361_13fhr-table.xml 13F INFORMATION TABLE VANGUARD STAR FD VG TL INTL STK F 921909768 3045 64494 SH SOLE 0 0 64494 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 888 19482 SH SOLE 0 0 19482 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 2049 63315 SH SOLE 0 0 63315 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 7810 295277 SH SOLE 0 0 295277 FLEXSHARES TR GLB QLT R/E IDX 33939L787 3634 65465 SH SOLE 0 0 65465 MICRON TECHNOLOGY INC COM 595112103 222 7000 SH SOLE 0 0 7000 ABBOTT LABS COM 002824100 280 3865 SH SOLE 0 0 3865 AMAZON COM INC COM 023135106 1298 864 SH SOLE 0 0 864 APPLE INC COM 037833100 3305 20954 SH SOLE 0 0 20954 BAUSCH HEALTH COS INC COM 071734107 371 20094 SH SOLE 0 0 20094 DISNEY WALT CO COM DISNEY 254687106 331 3017 SH SOLE 0 0 3017 HOME DEPOT INC COM 437076102 201 1167 SH SOLE 0 0 1167 INTEL CORP COM 458140100 714 15205 SH SOLE 0 0 15205 ISHARES TR MSCI EMG MKT ETF 464287234 253 6479 SH SOLE 0 0 6479 ISHARES TR MSCI EAFE ETF 464287465 1297 22073 SH SOLE 0 0 22073 ISHARES TR RUSSELL 2000 ETF 464287655 209 1559 SH SOLE 0 0 1559 JOHNSON & JOHNSON COM 478160104 621 4811 SH SOLE 0 0 4811 MICROSOFT CORP COM 594918104 741 7299 SH SOLE 0 0 7299 PNC FINL SVCS GROUP INC COM 693475105 676 5782 SH SOLE 0 0 5782 PROCTER AND GAMBLE CO COM 742718109 439 4779 SH SOLE 0 0 4779 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 275 5583 SH SOLE 0 0 5583 UNITED TECHNOLOGIES CORP COM 913017109 228 1724 SH SOLE 0 0 1724 VANGUARD GROUP DIV APP ETF 921908844 1332 13603 SH SOLE 0 0 13603 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 315 2814 SH SOLE 0 0 2814 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 240 4930 SH SOLE 0 0 4930 VANGUARD INDEX FDS GROWTH ETF 922908736 291 2163 SH SOLE 0 0 2163 VANGUARD INDEX FDS TOTAL STK MKT 922908769 9685 75882 SH SOLE 0 0 75882 AT&T INC COM 00206R102 277 9721 SH SOLE 0 0 9721 ABBVIE INC COM 00287Y109 341 3701 SH SOLE 0 0 3701 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 307 2237 SH SOLE 0 0 2237 ALPHABET INC CAP STK CL C 02079K107 252 243 SH SOLE 0 0 243 ALPHABET INC CAP STK CL A 02079K305 225 215 SH SOLE 0 0 215 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 891 19010 SH SOLE 0 0 19010 CBOE GLOBAL MARKETS INC COM 12503M108 1091 11150 SH SOLE 0 0 11150 CME GROUP INC COM CL A 12572Q105 18414 97886 SH SOLE 0 0 97886 DNP SELECT INCOME FD COM 23325P104 115 11078 SH SOLE 0 0 11078 FREEPORT-MCMORAN INC CL B 35671D857 137 13291 SH SOLE 0 0 13291 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 202 2214 SH SOLE 0 0 2214 JPMORGAN CHASE & CO COM 46625H100 672 6888 SH SOLE 0 0 6888 MOLINA HEALTHCARE INC COM 60855R100 349 3000 SH SOLE 0 0 3000 SPDR S&P 500 ETF TR TR UNIT 78462F103 20421 81708 SH SOLE 39574 0 42134 SPDR GOLD TRUST GOLD SHS 78463V107 595 4908 SH SOLE 0 0 4908 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 16585 536545 SH SOLE 0 0 536545 SALESFORCE COM INC COM 79466L302 459 3350 SH SOLE 0 0 3350 THE TRADE DESK INC COM CL A 88339J105 201 1730 SH SOLE 0 0 1730 TRIMTABS ETF TR ALL CAP US FREE 89628W302 10761 342555 SH SOLE 0 0 342555 VERIZON COMMUNICATIONS INC COM 92343V104 426 7570 SH SOLE 0 0 7570 AMAG PHARMACEUTICALS INC NOTE 3.250% 6/0 00163UAD8 495 540000 SH SOLE 0 0 540000 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 543 560000 SH SOLE 0 0 560000 ATLAS AIR WORLDWIDE HLDGS IN NOTE 2.250% 6/0 049164BH8 309 320000 SH SOLE 0 0 320000 BIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/1 09061GAF8 513 460000 SH SOLE 0 0 460000 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 567 565000 SH SOLE 0 0 565000 CALAMP CORP NOTE 1.625% 5/1 128126AB5 524 550000 SH SOLE 0 0 550000 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 480 495000 SH SOLE 0 0 495000 DYCOM INDS INC NOTE 0.750% 9/1 267475AB7 521 560000 SH SOLE 0 0 560000 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 525 540000 SH SOLE 0 0 540000 FINISAR CORP NOTE 0.500%12/1 31787AAP6 527 555000 SH SOLE 0 0 555000 GREENBRIER COS INC NOTE 2.875% 2/0 393657AK7 199 200000 SH SOLE 0 0 200000 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 26 20000 SH SOLE 0 0 20000 INTERDIGITAL INC NOTE 1.500% 3/0 458660AD9 544 515000 SH SOLE 0 0 515000 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 546 510000 SH SOLE 0 0 510000 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 591 515000 SH SOLE 0 0 515000 KAMAN CORP NOTE 3.250% 5/0 483548AF0 503 470000 SH SOLE 0 0 470000 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AF1 457 465000 SH SOLE 0 0 465000 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 496 450000 SH SOLE 0 0 450000 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 592 560000 SH SOLE 0 0 560000 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 489 525000 SH SOLE 0 0 525000 ON SEMICONDUCTOR CORP NOTE 1.000%12/0 682189AK1 452 410000 SH SOLE 0 0 410000 PDC ENERGY INC NOTE 1.125% 9/1 69327RAD3 369 415000 SH SOLE 0 0 415000 PACIRA PHARMACEUTICALS INC NOTE 2.375% 4/0 695127AD2 339 340000 SH SOLE 0 0 340000 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 531 480000 SH SOLE 0 0 480000 REDWOOD TR INC NOTE 4.750% 8/1 758075AC9 481 515000 SH SOLE 0 0 515000 ROVI CORP NOTE 0.500% 3/0 779376AD4 428 450000 SH SOLE 0 0 450000 SM ENERGY CO NOTE 1.500% 7/0 78454LAM2 276 295000 SH SOLE 0 0 295000 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 482 520000 SH SOLE 0 0 520000 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 536 505000 SH SOLE 0 0 505000 TERADYNE INC NOTE 1.250%12/1 880770AG7 558 470000 SH SOLE 0 0 470000 VECTOR GROUP LTD FRNT 4/1 92240MBC1 538 530000 SH SOLE 0 0 530000 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 542 560000 SH SOLE 0 0 560000