0001398344-17-009338.txt : 20170731 0001398344-17-009338.hdr.sgml : 20170731 20170731165355 ACCESSION NUMBER: 0001398344-17-009338 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170731 DATE AS OF CHANGE: 20170731 EFFECTIVENESS DATE: 20170731 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 17993577 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 06-30-2017 06-30-2017 false Iron Financial, LLC

630 Dundee Road, Suite 200 Northbrook IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 07-31-2017 0 79 111740 INFORMATION TABLE 2 fp0027049_13fhr-table.xml 13F INFORMATION TABLE RTW HLDGS INC NOTE 5.625%11/1 749772AB5 163 155000 SH SOLE 0 0 155000 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 404 470000 SH SOLE 0 0 470000 THERAVANCE INC NOTE 2.125% 1/1 88338TAB0 418 455000 SH SOLE 0 0 455000 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 425 500000 SH SOLE 0 0 500000 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 431 510000 SH SOLE 0 0 510000 WEBMD HEALTH CORP NOTE 1.500%12/0 94770VAK8 445 350000 SH SOLE 0 0 350000 COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 470 455000 SH SOLE 0 0 455000 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 483 500000 SH SOLE 0 0 500000 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 490 510000 SH SOLE 0 0 510000 WEBMD HEALTH CORP NOTE 2.625% 6/1 94770VAM4 492 500000 SH SOLE 0 0 500000 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 496 490000 SH SOLE 0 0 490000 RPM INTL INC NOTE 2.250%12/1 749685AT0 508 430000 SH SOLE 0 0 430000 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 571 475000 SH SOLE 0 0 475000 PANDORA MEDIA INC NOTE 1.750%12/0 698354AB3 581 610000 SH SOLE 0 0 610000 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 591 535000 SH SOLE 0 0 535000 GOGO INC NOTE 3.750% 3/0 38046CAB5 938 1015000 SH SOLE 0 0 1015000 HURON CONSULTING GROUP INC NOTE 1.250%10/0 447462AB8 945 980000 SH SOLE 0 0 980000 EZCORP INC NOTE 2.625% 6/1 302301AB2 950 975000 SH SOLE 0 0 975000 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 978 980000 SH SOLE 0 0 980000 CORNERSTONE ONDEMAND INC NOTE 1.500% 7/0 21925YAB9 983 970000 SH SOLE 0 0 970000 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 998 1015000 SH SOLE 0 0 1015000 MACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 55608BAA3 1020 910000 SH SOLE 0 0 910000 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 1052 945000 SH SOLE 0 0 945000 ALLSCRIPTS HEALTHCARE SOLUTN NOTE 1.250% 7/0 01988PAD0 1052 1030000 SH SOLE 0 0 1030000 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/1 00163UAA4 1066 1025000 SH SOLE 0 0 1025000 ELECTRONICS FOR IMAGING INC NOTE 0.750% 9/0 286082AC6 1067 990000 SH SOLE 0 0 990000 WRIGHT MED GROUP INC NOTE 2.000% 2/1 98235TAE7 1071 955000 SH SOLE 0 0 955000 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 1076 915000 SH SOLE 0 0 915000 KB HOME NOTE 1.375% 2/0 48666KAS8 1099 1020000 SH SOLE 0 0 1020000 CSG SYS INTL INC NOTE 4.250% 3/1 126349AF6 1115 1020000 SH SOLE 0 0 1020000 LIVE NATION ENTERTAINMENT IN DBCV 2.500% 5/1 538034AJ8 1123 980000 SH SOLE 0 0 980000 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 1151 990000 SH SOLE 0 0 990000 CEMEX SAB DE CV NOTE 3.720% 3/1 151290BR3 1182 1015000 SH SOLE 0 0 1015000 PROSHARES TR SHRT HGH YIELD 74347R131 541 22974 SH SOLE 0 0 22974 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 2242 60261 SH SOLE 0 0 60261 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 2506 24726 SH SOLE 0 0 24726 ISHARES TR IBOXX HI YD ETF 464288513 3229 35292 SH SOLE 0 0 35292 SPDR S&P 500 ETF TR TR UNIT 78462F103 6843 28300 SH SOLE 0 0 28300 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2164 39801 SH SOLE 0 0 39801 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2189 26756 SH SOLE 0 0 26756 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3965 49537 SH SOLE 0 0 49537 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1314 26255 SH SOLE 0 0 26255 VANGUARD STAR FD VG TL INTL STK F 921909768 6649 127945 SH SOLE 0 0 127945 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 484 31075 SH SOLE 0 0 31075 INTUIT COM 461202103 398 3000 SH SOLE 0 0 3000 TOWN SPORTS INTL HLDGS INC COM 89214A102 56 12000 SH SOLE 0 0 12000 PAPA MURPHYS HLDGS INC COM 698814100 57 13100 SH SOLE 0 0 13100 FACEBOOK INC CL A 30303M102 205 1355 SH SOLE 0 0 1355 VALEANT PHARMACEUTICALS INTL COM 91911K102 206 11894 SH SOLE 0 0 11894 WALGREENS BOOTS ALLIANCE INC COM 931427108 229 2930 SH SOLE 0 0 2930 ABBVIE INC COM 00287Y109 239 3301 SH SOLE 0 0 3301 VANGUARD INDEX FDS SMALL CP ETF 922908751 240 1774 SH SOLE 0 0 1774 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 262 1181 SH SOLE 0 0 1181 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 272 4930 SH SOLE 0 0 4930 COLONY NORTHSTAR INC CL A COM 19625W104 277 19643 SH SOLE 0 0 19643 HAIN CELESTIAL GROUP INC COM 405217100 291 7500 SH SOLE 0 0 7500 PROCTER AND GAMBLE CO COM 742718109 291 3342 SH SOLE 0 0 3342 VERIZON COMMUNICATIONS INC COM 92343V104 305 6833 SH SOLE 0 0 6833 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 331 2814 SH SOLE 0 0 2814 GENERAL ELECTRIC CO COM 369604103 345 12783 SH SOLE 0 0 12783 DISNEY WALT CO COM DISNEY 254687106 351 3305 SH SOLE 0 0 3305 ISHARES TR RUSSELL 2000 ETF 464287655 368 2614 SH SOLE 0 0 2614 ISHARES TR MSCI EMG MKT ETF 464287234 433 10468 SH SOLE 0 0 10468 AT&T INC COM 00206R102 435 11533 SH SOLE 0 0 11533 JOHNSON & JOHNSON COM 478160104 500 3782 SH SOLE 0 0 3782 INTEL CORP COM 458140100 521 15450 SH SOLE 0 0 15450 AMAZON COM INC COM 023135106 602 622 SH SOLE 0 0 622 MICROSOFT CORP COM 594918104 622 9026 SH SOLE 0 0 9026 BANK AMER CORP COM 060505104 652 26890 SH SOLE 0 0 26890 JPMORGAN CHASE & CO COM 46625H100 700 7659 SH SOLE 0 0 7659 PNC FINL SVCS GROUP INC COM 693475105 727 5821 SH SOLE 0 0 5821 ISHARES TR MSCI EAFE ETF 464287465 1114 17089 SH SOLE 0 0 17089 CBOE HLDGS INC COM 12503M108 1225 13399 SH SOLE 0 0 13399 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1581 17066 SH SOLE 0 0 17066 TRIMTABS ETF TR FLOAT SHRINK 89628W302 2504 84351 SH SOLE 0 0 84351 APPLE INC COM 037833100 3304 22944 SH SOLE 0 0 22944 SPDR S&P 500 ETF TR TR UNIT 78462F103 5561 22999 SH SOLE 0 0 22999 CME GROUP INC COM 12572Q105 10892 86971 SH SOLE 0 0 86971 VANGUARD INDEX FDS TOTAL STK MKT 922908769 18761 150750 SH SOLE 0 0 150750