0001398344-17-005704.txt : 20170502
0001398344-17-005704.hdr.sgml : 20170502
20170502143752
ACCESSION NUMBER: 0001398344-17-005704
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170502
DATE AS OF CHANGE: 20170502
EFFECTIVENESS DATE: 20170502
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Iron Financial, LLC
CENTRAL INDEX KEY: 0001595509
IRS NUMBER: 262409128
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-15674
FILM NUMBER: 17804393
BUSINESS ADDRESS:
STREET 1: 630 DUNDEE ROAD, SUITE 200
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 847-715-3200
MAIL ADDRESS:
STREET 1: 630 DUNDEE ROAD, SUITE 200
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001595509
XXXXXXXX
03-31-2017
03-31-2017
false
Iron Financial, LLC
630 Dundee Road, Suite 200
Northbrook
IL
60062
13F HOLDINGS REPORT
028-15674
N
Richard Lakin
Chief Compliance Officer
847-715-3200
/s/ Richard Lakin
Northbrook
IL
05-02-2017
0
87
138763
INFORMATION TABLE
2
fp0025581_13fhr-table.xml
13F INFORMATION TABLE
AMAG PHARMACEUTICALS INC
NOTE 2.500% 2/1
00163UAA4
585
535000
SH
SOLE
0
0
535000
ACORDA THERAPEUTICS INC
NOTE 1.750% 6/1
00484MAA4
423
495000
SH
SOLE
0
0
495000
AKAMAI TECHNOLOGIES INC
DBCV 2/1
00971TAG6
941
950000
SH
SOLE
0
0
950000
ALLSCRIPTS HEALTHCARE SOLUTN
NOTE 1.250% 7/0
01988PAD0
231
230000
SH
SOLE
0
0
230000
AMTRUST FINL SVCS INC
NOTE 2.750%12/1
032359AG6
788
1030000
SH
SOLE
0
0
1030000
BROOKDALE SR LIVING INC
NOTE 2.750% 6/1
112463AA2
969
975000
SH
SOLE
0
0
975000
CSG SYS INTL INC
NOTE 4.250% 3/1
126349AF6
590
565000
SH
SOLE
0
0
565000
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
587
500000
SH
SOLE
0
0
500000
CITRIX SYS INC
NOTE 0.500% 4/1
177376AD2
615
490000
SH
SOLE
0
0
490000
COLONY CAP INC
NOTE 3.875% 1/1
19624RAB2
417
420000
SH
SOLE
0
0
420000
CORNERSTONE ONDEMAND INC
NOTE 1.500% 7/0
21925YAB9
1021
995000
SH
SOLE
0
0
995000
ELECTRONICS FOR IMAGING INC
NOTE 0.750% 9/0
286082AC6
1088
1000000
SH
SOLE
0
0
1000000
EZCORP INC
NOTE 2.625% 6/1
302301AB2
910
970000
SH
SOLE
0
0
970000
GOGO INC
NOTE 3.750% 3/0
38046CAB5
854
1020000
SH
SOLE
0
0
1020000
HURON CONSULTING GROUP INC
NOTE 1.250%10/0
447462AB8
415
445000
SH
SOLE
0
0
445000
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
1088
975000
SH
SOLE
0
0
975000
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
37
35000
SH
SOLE
0
0
35000
KB HOME
NOTE 1.375% 2/0
48666KAS8
1060
1030000
SH
SOLE
0
0
1030000
LIVE NATION ENTERTAINMENT IN
DBCV 2.500% 5/1
538034AJ8
1091
995000
SH
SOLE
0
0
995000
MACQUARIE INFRASTRUCTURE COR
NOTE 2.875% 7/1
55608BAA3
1037
920000
SH
SOLE
0
0
920000
MOLINA HEALTHCARE INC
DBCV 1.625% 8/1
60855RAD2
1070
1010000
SH
SOLE
0
0
1010000
NATIONAL HEALTH INVS INC
NOTE 3.250% 4/0
63633DAE4
1048
925000
SH
SOLE
0
0
925000
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
987
990000
SH
SOLE
0
0
990000
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
689
680000
SH
SOLE
0
0
680000
RPM INTL INC
NOTE 2.250%12/1
749685AT0
532
440000
SH
SOLE
0
0
440000
SEACOR HOLDINGS INC
NOTE 3.000%11/1
81170YAB5
492
545000
SH
SOLE
0
0
545000
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
420
410000
SH
SOLE
0
0
410000
SHUTTERFLY INC
NOTE 0.250% 5/1
82568PAB2
852
850000
SH
SOLE
0
0
850000
SYNCHRONOSS TECHNOLOGIES INC
NOTE 0.750% 8/1
87157BAA1
113
120000
SH
SOLE
0
0
120000
VECTOR GROUP LTD
NOTE 1.750% 4/1
92240MBC1
1145
1005000
SH
SOLE
0
0
1005000
VERINT SYS INC
NOTE 1.500% 6/0
92343XAA8
1018
1025000
SH
SOLE
0
0
1025000
WEBMD HEALTH CORP
NOTE 1.500%12/0
94770VAK8
83
70000
SH
SOLE
0
0
70000
WORKDAY INC
NOTE 0.750% 7/1
98138HAC5
1104
965000
SH
SOLE
0
0
965000
WRIGHT MED GROUP INC
NOTE 2.000% 2/1
98235TAE7
1144
955000
SH
SOLE
0
0
955000
APPLE INC
COM
037833100
3305
23004
SH
SOLE
0
0
23004
ABBVIE INC
COM
00287Y109
215
3295
SH
SOLE
0
0
3295
AMAZON COM INC
COM
023135106
529
597
SH
SOLE
0
0
597
YAMANA GOLD INC
COM
98462Y100
31
11405
SH
SOLE
0
0
11405
BANK AMER CORP
COM
060505104
605
25632
SH
SOLE
0
0
25632
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
2227
27467
SH
SOLE
0
0
27467
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
2220
41020
SH
SOLE
0
0
41020
BERKSHIRE HATHAWAY INC CL
US Equities
084670207
294
1765
SH
SOLE
0
0
1765
CBOE HLDGS INC
COM
12503M108
1167
14399
SH
SOLE
0
0
14399
TOWN SPORTS INTL HLDGS INC
COM
89214A102
50
14000
SH
SOLE
0
0
14000
CME GROUP INC
COM
12572Q105
10582
89071
SH
SOLE
0
0
89071
DISNEY WALT CO
COM DISNEY
254687106
375
3305
SH
SOLE
0
0
3305
ISHARES TR
MSCI EMG MKT ETF
464287234
416
10560
SH
SOLE
0
0
10560
ISHARES TR
MSCI EAFE ETF
464287465
1058
16992
SH
SOLE
0
0
16992
PAPA MURPHYS HLDGS INC
COM
698814100
89
18600
SH
SOLE
0
0
18600
GENERAL ELECTRIC CO
COM
369604103
411
13776
SH
SOLE
0
0
13776
GOOGLE INC CL A
US Equities
38259P706
559
674
SH
SOLE
0
0
674
GOOGLE INC CL A
US Equities
38259P508
438
517
SH
SOLE
0
0
517
HAIN CELESTIAL GROUP INC
COM
405217100
301
8100
SH
SOLE
0
0
8100
ISHARES TR
IBOXX HI YD ETF
464288513
13717
156266
SH
SOLE
0
0
156266
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
1440
14246
SH
SOLE
0
0
14246
INTEL CORP
COM
458140100
557
15450
SH
SOLE
0
0
15450
INTUIT
COM
461202103
348
3000
SH
SOLE
0
0
3000
VANGUARD ADMIRAL FDS INC
MIDCP 400 IDX
921932885
3636
31435
SH
SOLE
0
0
31435
ISHARES TR
RUSSELL 2000 ETF
464287655
361
2629
SH
SOLE
0
0
2629
JETBLUE AIRWAYS CORP
COM
477143101
258
12500
SH
SOLE
0
0
12500
JOHNSON & JOHNSON
COM
478160104
469
3763
SH
SOLE
0
0
3763
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
10239
277261
SH
SOLE
0
0
277261
JPMORGAN CHASE & CO
COM
46625H100
672
7656
SH
SOLE
0
0
7656
MICROSOFT CORP
COM
594918104
629
9544
SH
SOLE
0
0
9544
ARCELORMITTAL SA LUXEMBOURG
NY REGISTRY SH
03938L104
125
15000
SH
SOLE
0
0
15000
MICRON TECHNOLOGY INC
COM
595112103
208
7200
SH
SOLE
0
0
7200
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
273
16075
SH
SOLE
0
0
16075
PROCTER AND GAMBLE CO
COM
742718109
298
3317
SH
SOLE
0
0
3317
POWERSHARES ETF TR II
FDM HG YLD RAFI
73936T557
10000
531645
SH
SOLE
0
0
531645
PNC FINL SVCS GROUP INC
COM
693475105
700
5821
SH
SOLE
0
0
5821
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 2 ORD
780097689
61
10000
SH
SOLE
0
0
10000
ISHARES TR
0-5YR HI YL CP
46434V407
573
11994
SH
SOLE
0
0
11994
PROSHARES TR
SHRT HGH YIELD
74347R131
567
23579
SH
SOLE
0
0
23579
SPDR SER TR
BLOOMBERG SRT TR
78468R408
929
33210
SH
SOLE
0
0
33210
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9331
39535
SH
SOLE
0
0
39535
AT&T INC
COM
00206R102
479
11533
SH
SOLE
0
0
11533
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
3796
47608
SH
SOLE
0
0
47608
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1275
26656
SH
SOLE
0
0
26656
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
254
4930
SH
SOLE
0
0
4930
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
1529
16996
SH
SOLE
0
0
16996
VALEANT PHARMACEUTICALS INTL
COM
91911K102
137
12394
SH
SOLE
0
0
12394
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
18480
152323
SH
SOLE
0
0
152323
VANGUARD STAR FD
VG TL INTL STK F
921909768
6279
126384
SH
SOLE
0
0
126384
VERIZON COMMUNICATIONS INC
COM
92343V104
333
6833
SH
SOLE
0
0
6833
WALGREENS BOOTS ALLIANCE INC
COM
931427108
243
2929
SH
SOLE
0
0
2929
WESTELL TECHNOLOGIES INC
CL A
957541105
7
10000
SH
SOLE
0
0
10000
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
241
10350
SH
SOLE
0
0
10350