0001398344-16-015725.txt : 20160728 0001398344-16-015725.hdr.sgml : 20160728 20160728135420 ACCESSION NUMBER: 0001398344-16-015725 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160728 DATE AS OF CHANGE: 20160728 EFFECTIVENESS DATE: 20160728 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 161789492 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 06-30-2016 06-30-2016 false Iron Financial, LLC

630 Dundee Road, Suite 200 Northbrook IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 07-28-2016 0 71 77611 INFORMATION TABLE 2 fp0020574_13fhr-table.xml 13F INFORMATION TABLE ABBVIE INC COM 00287Y109 203 3277 SH SOLE 0 0 3277 AMAZON COM INC COM 023135106 205 286 SH SOLE 0 0 286 AMERICAN AIRLS GROUP INC COM 02376R102 866 30575 SH SOLE 0 0 30575 APPLE INC COM 037833100 2503 26184 SH SOLE 0 0 26184 ARES CAP CORP NOTE 4.750% 1/1 04010LAJ2 449 425000 SH SOLE 0 0 425000 AT&T INC COM 00206R102 606 14035 SH SOLE 0 0 14035 BANK AMER CORP COM 060505104 253 19075 SH SOLE 0 0 19075 BROOKDALE SR LIVING INC NOTE 2.750% 6/1 112463AA2 460 470000 SH SOLE 0 0 470000 CBOE HLDGS INC COM 12503M108 1116 16749 SH SOLE 0 0 16749 CEMEX SAB DE CV SPON ADR NEW 151290889 79 12866 SH SOLE 0 0 12866 CME GROUP INC COM 12572Q105 9005 92450 SH SOLE 0 0 92450 CHIPOTLE MEXICAN GRILL INC COM 169656105 277 687 SH SOLE 0 0 687 COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 386 400000 SH SOLE 0 0 400000 CORNERSTONE ONDEMAND INC NOTE 1.500% 7/0 21925YAB9 471 455000 SH SOLE 0 0 455000 DISNEY WALT CO COM DISNEY 254687106 249 2550 SH SOLE 0 0 2550 ETF SER SOLUTIONS US GLB JETS 26922A842 201 9500 SH SOLE 0 0 9500 EXXON MOBIL CORP COM 30231G102 315 3358 SH SOLE 0 0 3358 FINISAR CORP NOTE 0.500%12/1 31787AAM3 429 445000 SH SOLE 0 0 445000 GENERAL ELECTRIC CO COM 369604103 413 13118 SH SOLE 0 0 13118 HOLOGIC INC FRNT 12/1 436440AG6 473 390000 SH SOLE 0 0 390000 HOME DEPOT INC COM 437076102 288 2258 SH SOLE 0 0 2258 INSULET CORP NOTE 2.000% 6/1 45784PAD3 428 450000 SH SOLE 0 0 450000 INTEL CORP COM 458140100 591 18027 SH SOLE 0 0 18027 INTERDIGITAL INC NOTE 1.500% 3/0 458660AD9 422 405000 SH SOLE 0 0 405000 JETBLUE AIRWAYS CORP COM 477143101 209 12649 SH SOLE 0 0 12649 JOHNSON & JOHNSON COM 478160104 559 4605 SH SOLE 0 0 4605 MACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 55608BAA3 433 375000 SH SOLE 0 0 375000 MEDIDATA SOLUTIONS INC NOTE 1.000% 8/0 58471AAB1 462 425000 SH SOLE 0 0 425000 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 354 320000 SH SOLE 0 0 320000 MERITAGE HOMES CORP NOTE 1.875% 9/1 59001AAR3 385 385000 SH SOLE 0 0 385000 MICROSOFT CORP COM 594918104 484 9450 SH SOLE 0 0 9450 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 71 16094 SH SOLE 0 0 16094 MOLINA HEALTHCARE INC DBCV 1.625% 8/1 60855RAD2 513 470000 SH SOLE 0 0 470000 JPMORGAN CHASE & CO COM 46625H100 498 8011 SH SOLE 0 0 8011 ISHARES TR MSCI EAFE ETF 464287465 1613 28902 SH SOLE 0 0 28902 ISHARES TR MSCI EMG MKT ETF 464287234 609 17726 SH SOLE 0 0 17726 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 423 380000 SH SOLE 0 0 380000 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 247 17835 SH SOLE 0 0 17835 NOKIA CORP SPONSORED ADR 654902204 65 11468 SH SOLE 0 0 11468 NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 129 12680 SH SOLE 0 0 12680 PNC FINL SVCS GROUP INC COM 693475105 482 5920 SH SOLE 0 0 5920 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 73640QAB1 321 405000 SH SOLE 0 0 405000 PROCTER & GAMBLE CO COM 742718109 363 4283 SH SOLE 0 0 4283 PROSPECT CAPITAL CORPORATION NOTE 5.375%10/1 74348TAK8 384 375000 SH SOLE 0 0 375000 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 47 10000 SH SOLE 0 0 10000 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 332 310000 SH SOLE 0 0 310000 RPM INTL INC NOTE 2.250%12/1 749685AT0 459 395000 SH SOLE 0 0 395000 ISHARES TR RUSSELL 2000 ETF 464287655 456 3963 SH SOLE 0 0 3963 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 396 405000 SH SOLE 0 0 405000 SHUTTERFLY INC NOTE 0.250% 5/1 82568PAB2 357 360000 SH SOLE 0 0 360000 SPDR S&P 500 ETF TR TR UNIT 78462F103 4632 22114 SH SOLE 0 0 22114 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 418 390000 SH SOLE 0 0 390000 TOWN SPORTS INTL HLDGS INC COM 89214A102 49 18000 SH SOLE 0 0 18000 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1446 17375 SH SOLE 0 0 17375 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 230 4930 SH SOLE 0 0 4930 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1213 28307 SH SOLE 0 0 28307 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 2258 40532 SH SOLE 0 0 40532 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 3499 34883 SH SOLE 0 0 34883 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3798 46987 SH SOLE 0 0 46987 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 2256 26758 SH SOLE 0 0 26758 VANGUARD STAR FD VG TL INTL STK F 921909768 6025 135452 SH SOLE 0 0 135452 VANGUARD INDEX FDS TOTAL STK MKT 922908769 17644 164648 SH SOLE 0 0 164648 VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 521 465000 SH SOLE 0 0 465000 VERIZON COMMUNICATIONS INC COM 92343V104 431 7710 SH SOLE 0 0 7710 JDS UNIPHASE CORP DBCV 0.625% 8/1 46612JAF8 415 425000 SH SOLE 0 0 425000 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 444 450000 SH SOLE 0 0 450000 WALGREENS BOOTS ALLIANCE INC COM 931427108 235 2825 SH SOLE 0 0 2825 WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 433 390000 SH SOLE 0 0 390000 WESTELL TECHNOLOGIES INC CL A 957541105 7 10000 SH SOLE 0 0 10000 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 256 230000 SH SOLE 0 0 230000 YAMANA GOLD INC COM 98462Y100 62 11905 SH SOLE 0 0 11905