0001398344-15-004792.txt : 20150730 0001398344-15-004792.hdr.sgml : 20150730 20150730143354 ACCESSION NUMBER: 0001398344-15-004792 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150730 DATE AS OF CHANGE: 20150730 EFFECTIVENESS DATE: 20150730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 151015675 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 06-30-2015 06-30-2015 false Iron Financial, LLC

630 Dundee Road, Suite 200 Northbrook IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 07-30-2015 0 75 106076 INFORMATION TABLE 2 fp0015286_13fhr-table.xml 13F INFORMATION TABLE AEGON N V NY REGISTRY SH 007924103 90 12171 SH SOLE 0 0 12171 AMERICAN AIRLS GROUP INC COM 02376R102 1221 30575 SH SOLE 0 0 30575 APPLE INC COM 037833100 3432 27366 SH SOLE 0 0 27366 AT&T INC COM 00206R102 479 13472 SH SOLE 0 0 13472 BANK AMER CORP COM 060505104 231 13569 SH SOLE 0 0 13569 BGC PARTNERS INC NOTE 4.500% 7/1 05541TAD3 357 335000 SH SOLE 0 0 335000 BLUCORA INC NOTE 4.250% 4/0 095229AB6 391 390000 SH SOLE 0 0 390000 CBOE HLDGS INC COM 12503M108 987 17243 SH SOLE 0 0 17243 CENTRAIS ELETRICAS BRASILEIR SPONSORED ADR 15234Q207 24 13030 SH SOLE 0 0 13030 CME GROUP INC COM 12572Q105 9668 103893 SH SOLE 0 0 103893 COLONY CAP INC NOTE 3.875% 1/1 19624RAB2 384 375000 SH SOLE 0 0 375000 DISNEY WALT CO COM DISNEY 254687106 243 2131 SH SOLE 0 0 2131 ELECTRONIC ARTS INC NOTE 0.750% 7/1 285512AA7 502 240000 SH SOLE 0 0 240000 ETF SER SOLUTIONS US GLB JETS 26922A842 269 12000 SH SOLE 0 0 12000 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 360 400000 SH SOLE 0 0 400000 FXCM INC NOTE 2.250% 6/1 302693AB2 272 325000 SH SOLE 0 0 325000 GENERAL ELECTRIC CO COM 369604103 323 12174 SH SOLE 0 0 12174 GOOGLE INC CL C 38259P706 376 722 SH SOLE 0 0 722 GOOGLE INC CL A 38259P508 382 707 SH SOLE 0 0 707 HELIX ENERGY SOLUTIONS GRP I NOTE 3.250% 3/1 42330PAG2 364 380000 SH SOLE 0 0 380000 HORNBECK OFFSHORE SVCS INC N NOTE 1.500% 9/0 440543AN6 292 355000 SH SOLE 0 0 355000 INTEGRA LIFESCIENCES HLDGS C NOTE 1.625%12/1 457985AK5 401 330000 SH SOLE 0 0 330000 INTEL CORP COM 458140100 501 16464 SH SOLE 0 0 16464 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 418 360000 SH SOLE 0 0 360000 JETBLUE AIRWAYS CORP COM 477143101 228 11000 SH SOLE 0 0 11000 JOHNSON & JOHNSON COM 478160104 452 4640 SH SOLE 0 0 4640 SPDR SERIES TRUST S&P REGL BKG 78464A698 4021 91052 SH SOLE 0 0 91052 MACQUARIE INFRASTRUCTURE COR NOTE 2.875% 7/1 55608BAA3 453 380000 SH SOLE 0 0 380000 MEDICINES CO DBCV 1.375% 6/0 584688AC9 471 395000 SH SOLE 0 0 395000 MENTOR GRAPHICS CORP SDCV 4.000% 4/0 587200AK2 429 315000 SH SOLE 0 0 315000 MERITAGE HOMES CORP NOTE 1.875% 9/1 59001AAR3 410 385000 SH SOLE 0 0 385000 MICROSOFT CORP COM 594918104 388 8797 SH SOLE 0 0 8797 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 110 15250 SH SOLE 0 0 15250 JPMORGAN CHASE & CO COM 46625H100 531 7839 SH SOLE 0 0 7839 ISHARES TR MSCI EAFE ETF 464287465 2193 34541 SH SOLE 0 0 34541 ISHARES TR MSCI EMG MKT ETF 464287234 812 20492 SH SOLE 0 0 20492 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 363 365000 SH SOLE 0 0 365000 NEXTERA ENERGY INC UNIT 09/01/2015 65339F887 281 4560 SH SOLE 0 0 4560 NORTHSTAR ASSET MGMT GROUP I COM 66705Y104 234 12680 SH SOLE 0 0 12680 NORTHSTAR RLTY FIN CORP COM NEW 66704R704 159 10000 SH SOLE 0 0 10000 NUVASIVE INC NOTE 2.750% 7/0 670704AC9 456 355000 SH SOLE 0 0 355000 NVIDIA CORP NOTE 1.000%12/0 67066GAC8 424 395000 SH SOLE 0 0 395000 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AH8 483 390000 SH SOLE 0 0 390000 PDL BIOPHARMA INC NOTE 4.000% 2/0 69329YAF1 386 400000 SH SOLE 0 0 400000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 168 20640 SH SOLE 0 0 20640 PNC FINL SVCS GROUP INC COM 693475105 569 5951 SH SOLE 0 0 5951 PRICELINE GRP INC DEBT 1.000% 3/1 741503AQ9 407 305000 SH SOLE 0 0 305000 PROCTER & GAMBLE CO COM 742718109 309 3943 SH SOLE 0 0 3943 PROSPECT CAPITAL CORPORATION NOTE 5.375%10/1 74348TAK8 377 370000 SH SOLE 0 0 370000 ROYAL GOLD INC NOTE 2.875% 6/1 780287AA6 343 335000 SH SOLE 0 0 335000 RPM INTL INC NOTE 2.250%12/1 749685AT0 291 250000 SH SOLE 0 0 250000 ISHARES TR RUSSELL 2000 ETF 464287655 606 4855 SH SOLE 0 0 4855 RYLAND GROUP INC NOTE 0.250% 6/0 783764AS2 343 355000 SH SOLE 0 0 355000 ISHARES TR CORE S&P SCP ETF 464287804 246 2084 SH SOLE 0 0 2084 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 405 395000 SH SOLE 0 0 395000 SOLARCITY CORP NOTE 2.750%11/0 83416TAA8 369 340000 SH SOLE 0 0 340000 SOUTHWEST GAS CORP COM 844895102 653 12275 SH SOLE 0 0 12275 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 3714 101413 SH SOLE 0 0 101413 SPDR S&P 500 ETF TR TR UNIT 78462F103 14715 71482 SH SOLE 0 0 71482 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 366 340000 SH SOLE 0 0 340000 STEMCELLS INC COM NEW 85857R204 7 12100 SH SOLE 0 0 12100 SUPERVALU INC COM 868536103 157 19347 SH SOLE 0 0 19347 TOWN SPORTS INTL HLDGS INC COM 89214A102 52 18000 SH SOLE 0 0 18000 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1903 46542 SH SOLE 0 0 46542 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 7122 90637 SH SOLE 0 0 90637 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 3681 68193 SH SOLE 0 0 68193 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 1725 35532 SH SOLE 0 0 35532 VANGUARD ADMIRAL FDS INC MIDCP 400 IDX 921932885 5052 49780 SH SOLE 0 0 49780 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 5847 73473 SH SOLE 0 0 73473 VANGUARD STAR FD VG TL INTL STK F 921909768 4727 93919 SH SOLE 0 0 93919 VANGUARD INDEX FDS TOTAL STK MKT 922908769 15752 147188 SH SOLE 0 0 147188 VERIZON COMMUNICATIONS INC COM 92343V104 338 7260 SH SOLE 0 0 7260 WALGREENS BOOTS ALLIANCE INC COM 931427108 220 2611 SH SOLE 0 0 2611 WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 350 340000 SH SOLE 0 0 340000 WESTELL TECHNOLOGIES INC CL A 957541105 10 10000 SH SOLE 0 0 10000