0001398344-15-000463.txt : 20150129 0001398344-15-000463.hdr.sgml : 20150129 20150129153414 ACCESSION NUMBER: 0001398344-15-000463 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150129 DATE AS OF CHANGE: 20150129 EFFECTIVENESS DATE: 20150129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 15558746 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 12-31-2014 12-31-2014 false Iron Financial, LLC

630 Dundee Road, Suite 200 Northbrook IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 01-29-2015 0 91 988966 INFORMATION TABLE 2 fp0013008_13fhr-table.xml 13F INFORMATION TABLE BGC PARTNERS SR Fixed Income 05541TAD3 3772 355000 SH SOLE 0 0 355000 BLUCORA INC FIX Fixed Income 095229AB6 3063 325000 SH SOLE 0 0 325000 COLONY FINANCIA Fixed Income 19624RAB2 3813 375000 SH SOLE 0 0 375000 ELECTRONIC ARTS Fixed Income 285512AA7 3615 240000 SH SOLE 0 0 240000 ICONIX BRAND GR Fixed Income 451055AE7 3707 315000 SH SOLE 0 0 315000 INTEGRA LIFESCI Fixed Income 457985AK5 3349 315000 SH SOLE 0 0 315000 INTERDIGITAL IN Fixed Income 458660AB3 3669 330000 SH SOLE 0 0 330000 J2 GLOBAL SR NT Fixed Income 48123VAC6 3965 360000 SH SOLE 0 0 360000 LIBERTY MEDIA C Fixed Income 530715AN1 3469 650000 SH SOLE 0 0 650000 MACQUARIE INFRA Fixed Income 55608BAA3 4318 380000 SH SOLE 0 0 380000 MEDICINES CO SR Fixed Income 584688AC9 4213 365000 SH SOLE 0 0 365000 MENTOR GRAPHIC Fixed Income 587200AK2 3772 315000 SH SOLE 0 0 315000 MERITAGE HOMES Fixed Income 59001AAR3 3792 385000 SH SOLE 0 0 385000 NATIONAL HEALTH Fixed Income 63633DAE4 3785 365000 SH SOLE 0 0 365000 NUANCE COMMUNIC Fixed Income 67020YAF7 2991 300000 SH SOLE 0 0 300000 NUVASIVE INC SR Fixed Income 670704AC9 4513 355000 SH SOLE 0 0 355000 OMNICARE INC SR Fixed Income 681904AL2 3548 330000 SH SOLE 0 0 330000 ON SEMICONDUCTO Fixed Income 682189AH8 4636 390000 SH SOLE 0 0 390000 PDL BIOPHRARMA Fixed Income 69329YAF1 3729 390000 SH SOLE 0 0 390000 PROSPECT CAPITA Fixed Income 74348TAK8 3682 370000 SH SOLE 0 0 370000 RTI INTL METALS Fixed Income 74973WAB3 3499 360000 SH SOLE 0 0 360000 ROYAL GOLD INC Fixed Income 780287AA6 3461 335000 SH SOLE 0 0 335000 RYLAND GROUP IN Fixed Income 783764AS2 2684 290000 SH SOLE 0 0 290000 SEACOR SMITH IN Fixed Income 811904AM3 4177 395000 SH SOLE 0 0 395000 STARWOOD PROPER Fixed Income 85571BAB1 3751 340000 SH SOLE 0 0 340000 STONE ENERGY CO Fixed Income 861642AN6 3304 380000 SH SOLE 0 0 380000 TAKE TWO INTERA Fixed Income 874054AD1 4466 320000 SH SOLE 0 0 320000 WEBMD HEALTH CO Fixed Income 94770VAF9 3092 310000 SH SOLE 0 0 310000 AMERICAN AIRLIN Equities 02376R102 7763 14475 SH SOLE 0 0 14475 AGCO CORP Equities 32076V103 301 6000 SH SOLE 0 0 6000 YAMANA GOLD INC Equities 98462Y100 358 8905 SH SOLE 0 0 8905 BANK AMERICA Equities 060505104 3325 18586 SH SOLE 0 0 18586 BANCO SANTANDER Equities 05967A107 417 8305 SH SOLE 0 0 8305 CBOE HOLDINGS I Equities 12503M108 10872 17142 SH SOLE 0 0 17142 TOWN SPORTS INT Equities 89214A102 536 9000 SH SOLE 0 0 9000 CHIPOTLE MEXICA Equities 169656105 2054 300 SH SOLE 0 0 300 DISNEY Equities 254687106 2177 2311 SH SOLE 0 0 2311 CENTRAIS ELEC B Equities 15234Q207 308 14380 SH SOLE 0 0 14380 ERICSSON L M TE Equities 294821608 967 7995 SH SOLE 0 0 7995 FIFTH STREET FI Equities 31678A103 561 7000 SH SOLE 0 0 7000 GENERAL ELECTRI Equities 369604103 3960 15670 SH SOLE 0 0 15670 GOGO INC COM Equities 38046C109 1157 7000 SH SOLE 0 0 7000 GOOGLE INC CL A Equities 38259P706 4148 788 SH SOLE 0 0 788 GOOGLE INC CL A Equities 38259P508 3858 727 SH SOLE 0 0 727 HAWAIIAN HOLDIN Equities 419879101 1303 5000 SH SOLE 0 0 5000 IBM Equities 459200101 2719 1695 SH SOLE 0 0 1695 CELLULAR DYNAMI Equities 15117V109 646 10051 SH SOLE 0 0 10051 INTEL CORP Equities 458140100 6169 17000 SH SOLE 0 0 17000 VANGUARD S&P MI Equities 921932885 48563 49844 SH SOLE 0 0 49844 JETBLUE AIRWAYS Equities 477143101 952 6000 SH SOLE 0 0 6000 NUVEEN FLOAT RA Equities 67072T108 1026 9335 SH SOLE 0 0 9335 MORGAN J P & CO Equities 46625H100 5765 9213 SH SOLE 0 0 9213 S&P MID CAP TRU Equities 78467Y107 17747 6723 SH SOLE 0 0 6723 MICROSOFT CORP Equities 594918104 4737 10198 SH SOLE 0 0 10198 ARCELORMITTAL S Equities L0302D178 2161 12493 SH SOLE 0 0 12493 MITSUBISHI UFJ Equities 606822104 898 16240 SH SOLE 0 0 16240 NORTHSTAR REALT Equities 66704R704 1564 8899 SH SOLE 0 0 8899 NUVEEN NEW YORK Equities 670656107 1612 12498 SH SOLE 0 0 12498 PROSPECT CAPITA Equities 74348T102 873 10575 SH SOLE 0 0 10575 PENN WEST ENERG Equities 707887105 1182 56819 SH SOLE 0 0 56819 SENIOR HSG PPTY Equities 81721M109 1305 5904 SH SOLE 0 0 5904 STEMCELLS INC Equities 85857R204 128 13600 SH SOLE 0 0 13600 AT&T Equities 00206R102 5071 15098 SH SOLE 0 0 15098 TELECOM ITALIA Equities 87927Y102 1290 12240 SH SOLE 0 0 12240 VANGUARD SHORT- Equities 92206C409 58019 72860 SH SOLE 0 0 72860 VANGUARD FTSE A Equities 922042775 16339 34868 SH SOLE 0 0 34868 VANGUARD DIVIDE Equities 921908844 70626 87021 SH SOLE 0 0 87021 VANGUARD TOTAL Equities 922908769 153569 144876 SH SOLE 0 0 144876 VANGUARD TOTAL Equities 921909768 41736 86338 SH SOLE 0 0 86338 VERIZON COMMUNI Equities 92343V104 4287 9164 SH SOLE 0 0 9164 WALGREENS BOOTS Equities 931427108 2370 3110 SH SOLE 0 0 3110 WESTELL TECHNOL Equities 957541105 150 10000 SH SOLE 0 0 10000 EXXON MOBIL COR Equities 30231G102 2090 2261 SH SOLE 0 0 2261 FXCM INC SR NOT Fixed Income 302693AB2 3384 325000 SH SOLE 0 0 325000 APPLE COMPUTER Equities 037833100 28278 25619 SH SOLE 0 0 25619 AEGON NV-ORD AM Equities 007924103 911 12148 SH SOLE 0 0 12148 CHICAGO MERCANT Equities 12572Q105 84035 94794 SH SOLE 0 0 94794 CEMEX S A SPONS Equities 151290889 709 6961 SH SOLE 0 0 6961 DUFF & PHELPS U Equities 23325P104 911 8629 SH SOLE 0 0 8629 DOW JONES SEL D Equities 464287168 18409 23185 SH SOLE 0 0 23185 MSCI EMERGING M Equities 464287234 8243 20981 SH SOLE 0 0 20981 MSCI EAFE IDX ( Equities 464287465 21923 36033 SH SOLE 0 0 36033 S&P SMALLCAP 60 Equities 464287804 2377 2084 SH SOLE 0 0 2084 RUSSELL 2000 (I Equities 464287655 23422 19580 SH SOLE 0 0 19580 STANDARD & POOR Equities 78462F103 105640 51396 SH SOLE 0 0 51396 UBS AG CHF0.80( Equities H42097107 1371 8040 SH SOLE 0 0 8040 VANGUARD REIT I Equities 929042109 17633 21770 SH SOLE 0 0 21770 ENERGY SELECT S Equities 81369Y506 17437 22028 SH SOLE 0 0 22028 FINANCIAL SELEC Equities 81369Y605 18428 74518 SH SOLE 0 0 74518 TECHNOLOGY SELE Equities 81369Y803 17123 41410 SH SOLE 0 0 41410 CONSUMER STAPL Equities 81369Y308 17237 35547 SH SOLE 0 0 35547