0001398344-14-003784.txt : 20140730 0001398344-14-003784.hdr.sgml : 20140730 20140730091616 ACCESSION NUMBER: 0001398344-14-003784 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140730 DATE AS OF CHANGE: 20140730 EFFECTIVENESS DATE: 20140730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 141001467 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 06-30-2014 06-30-2014 false Iron Financial, LLC

630 Dundee Road, Suite 200 Northbrook IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 07-29-2014 0 81 113105 INFORMATION TABLE 2 fp0011102_13fhr-table.xml 13F INFORMATION TABLE AMERICAN RLTY CAP PPTYS FIXED RT Fixed Income 02917TAA2 236 230000 SH SOLE 0 0 230000 ARES CAPITAL CORP Fixed Income 04010LAB9 315 290000 SH SOLE 0 0 290000 BGC PARTNERS SR UNSECURED CONV LKD TO BGCP Fixed Income 05541TAD3 335 310000 SH SOLE 0 0 310000 COBALT INTL ENERGY INC SR NT CONV Fixed Income 19075FAA4 291 315000 SH SOLE 0 0 315000 ELECTRONIC ARTS OMC SR NT CONV Fixed Income 285512AA7 292 230000 SH SOLE 0 0 230000 GENERAL CABLE CORP SR NT CV ST EP 29 Fixed Income 369300AL2 317 320000 SH SOLE 0 0 320000 ICONIX BRAND GROUP INC SR SB CONV NT 16 Fixed Income 451055AE7 384 265000 SH SOLE 0 0 265000 INTEGRA LIFESCIENCE HOLDS CORP SR UNSECURED CONV L Fixed Income 457985AK5 307 285000 SH SOLE 0 0 285000 INTERDIGITAL INC SR NT CV 2.5% 16 Fixed Income 458660AB3 311 280000 SH SOLE 0 0 280000 J2 GLOBAL SR NT CONV Fixed Income 48123VAC6 239 235000 SH SOLE 0 0 235000 LIBERTY MEDIA CORP SR EXCHBLE DEB Fixed Income 530715AN1 324 575000 SH SOLE 0 0 575000 MEDICINES CO SR NT CONV Fixed Income 584688AC9 398 325000 SH SOLE 0 0 325000 MENTOR GRAPHIC CORP CONV Fixed Income 587200AK2 352 285000 SH SOLE 0 0 285000 MERITAGE HOMES CONV Fixed Income 59001AAR3 349 330000 SH SOLE 0 0 330000 NUANCE COMMUNICATIONS INC SR UNSECURED CONVERTIBL Fixed Income 67020YAB6 64 60000 SH SOLE 0 0 60000 NUANCE COMMUNICATIONS INC FIXED RT SR DEB CONV Fixed Income 67020YAF7 231 230000 SH SOLE 0 0 230000 NUVASIVE INC SR NT CONV Fixed Income 670704AC9 336 290000 SH SOLE 0 0 290000 OMNICARE INC SR DB CONV/CALL/P UT Fixed Income 681904AL2 181 170000 SH SOLE 0 0 170000 ON SEMICONDUCTOR CORP SR SUB NT SER B Fixed Income 682189AH8 393 335000 SH SOLE 0 0 335000 PDL BIOPHRARMA INC SR NT CONV Fixed Income 69329YAF1 377 325000 SH SOLE 0 0 325000 PEABODY ENERGY CORP JR SUBORDINATED CONVERTIBLE Fixed Income 704549AG9 226 300000 SH SOLE 0 0 300000 PROSPECT CAPITAL CORPORATION SR UNSECURED CONVERT Fixed Income 74348TAK8 312 295000 SH SOLE 0 0 295000 RTI INTL METALS INC SE CONVERTIBLE Fixed Income 74973WAB3 292 290000 SH SOLE 0 0 290000 ROYAL GOLD INC CONVERTIBLE SR NT Fixed Income 780287AA6 166 155000 SH SOLE 0 0 155000 RYLAND GROUP INC GTD CONV FX RT Fixed Income 783764AS2 210 230000 SH SOLE 0 0 230000 SEACOR SMITH INC SR NT CONV Fixed Income 811904AM3 394 345000 SH SOLE 0 0 345000 STARWOOD PROPERTY TRUST CONV Fixed Income 85571BAB1 331 285000 SH SOLE 0 0 285000 STERLITE INDUSTRIES LTD SR NT CV Fixed Income 859737AB4 156 155000 SH SOLE 0 0 155000 STONE ENERGY CORP CONV Fixed Income 861642AN6 413 325000 SH SOLE 0 0 325000 TAKE TWO INTERACTIVE SOF CONV Fixed Income 874054AD1 313 255000 SH SOLE 0 0 255000 VOLCANO CORP CONV Fixed Income 928645AB6 300 310000 SH SOLE 0 0 310000 WALTER INVESTMENT MGMT Fixed Income 93317WAA0 336 360000 SH SOLE 0 0 360000 WEBMD HEALTH CORP SR NT CV 144 A 18 Fixed Income 94770VAF9 149 140000 SH SOLE 0 0 140000 AMERICAN AIRLINES GROUP INC CO M Equities 02376R102 393 9145 SH SOLE 0 0 9145 APPLE COMPUTER INC Equities 037833100 2576 27721 SH SOLE 0 0 27721 AEGON NV-ORD AMERICAN REGD DG 1 PAR Equities 007924103 94 10688 SH SOLE 0 0 10688 JP MORGAN CHASE & CO ALERIAN M LP INDEX ETN Equities 46625H365 7828 149440 SH SOLE 0 0 149440 BANK AMERICA Equities 060505104 336 21866 SH SOLE 0 0 21866 CBOE HOLDINGS INC COMMON Equities 12503M108 885 17992 SH SOLE 0 0 17992 CHICAGO MERCANTILE EXCHANGE HOLDINGS INC CL A Equities 12572Q105 7534 106193 SH SOLE 0 0 106193 CHIPOTLE MEXICAN GRILL INC CL A Equities 169656105 207 350 SH SOLE 0 0 350 DOW JONES SEL DIVID IDX (ISHARES) Equities 464287168 1999 25974 SH SOLE 0 0 25974 CENTRAIS ELEC BRAS SP ADR COM Equities 15234Q207 42 14380 SH SOLE 0 0 14380 MSCI EMERGING MARKETS IDX (ISHARES) Equities 464287234 1200 27766 SH SOLE 0 0 27766 MSCI EAFE IDX (ISHARES) Equities 464287465 3309 48403 SH SOLE 0 0 48403 ENTERPRISE PRODUCTS PARTNERS LP Equities 293792107 215 2740 SH SOLE 0 0 2740 FORD MOTOR COMPANY Equities 345370860 210 12179 SH SOLE 0 0 12179 GENERAL ELECTRIC CO. Equities 369604103 445 16934 SH SOLE 0 0 16934 STREETTRACKS GOLD TRUST Equities 78463V107 224 1750 SH SOLE 0 0 1750 GOOGLE INC CL A Equities 38259P706 375 652 SH SOLE 0 0 652 GOOGLE INC CL A Equities 38259P706 420 718 SH SOLE 0 0 718 CELLULAR DYNAMICS INTL INC COM Equities 15117V109 146 10051 SH SOLE 0 0 10051 S&P MIDCAP 400 GROWTH IDX (ISHARES) Equities 464287606 1841 11723 SH SOLE 0 0 11723 S&P SMALLCAP 600 (ISHARES) Equities 464287804 234 2084 SH SOLE 0 0 2084 INTEL CORP Equities 458140100 566 18330 SH SOLE 0 0 18330 VANGUARD S&P MID CAP 400 IDX ETF Equities 921932885 4869 50376 SH SOLE 0 0 50376 RUSSELL 2000 (ISHARES) Equities 464287655 625 5262 SH SOLE 0 0 5262 JOHNSON & JOHNSON Equities 478160104 523 5002 SH SOLE 0 0 5002 MORGAN J P & CO INC Equities 46625H100 536 9300 SH SOLE 0 0 9300 KBW BANK ETF Equities 78464A797 1836 54945 SH SOLE 0 0 54945 COCA COLA Equities 191216100 221 5216 SH SOLE 0 0 5216 S&P MID CAP TRUST Equities 78467Y107 1861 7143 SH SOLE 0 0 7143 MICROSOFT CORP Equities 594918104 452 10831 SH SOLE 0 0 10831 MITSUBISHI UFJ FINL GROUP Equities 606822104 97 15840 SH SOLE 0 0 15840 PROCTER & GAMBLE Equities 742718109 366 4653 SH SOLE 0 0 4653 PNC FINANCIAL SVCS GROUP INC Equities 693475105 533 5986 SH SOLE 0 0 5986 PROSPECT CAPITAL CORPORATION COM Equities 74348T102 106 10000 SH SOLE 0 0 10000 QQQ TRUST SERIES 1 (PWRSH) ETF Equities 73935A104 3968 42256 SH SOLE 0 0 42256 STANDARD & POORS DEPOSITARY (SPDR) Equities 78462F103 15370 78531 SH SOLE 0 0 78531 AT&T Equities 00206R102 546 15445 SH SOLE 0 0 15445 VANGUARD DIVIDEND APPRECIATION ETF Equities 921908844 6871 88143 SH SOLE 0 0 88143 VANGUARD REIT INDEX ETF Equities 922908553 3712 49595 SH SOLE 0 0 49595 VANGUARD TOTAL STOCK MARKET ETF Equities 922908769 10569 103856 SH SOLE 0 0 103856 VANGUARD TOTAL INTL. STOCK ETF Equities 921909768 4193 77232 SH SOLE 0 0 77232 WALGREENS Equities 931422109 226 3050 SH SOLE 0 0 3050 FINANCIAL SELECT SCTR IDX (SPDR) Equities 81369Y605 3755 165118 SH SOLE 0 0 165118 INDUSTRIAL SELECT SCTR (SPDR) Equities 81369Y704 1789 33091 SH SOLE 0 0 33091 TECHNOLOGY SELECT SPDR (SPDR) Equities 81369Y803 1856 48396 SH SOLE 0 0 48396 HEALTH CARE SELECT SCTR (SPDR) Equities 81369Y209 3625 59591 SH SOLE 0 0 59591 S&P METALS & MINING ETF (SPDR) Equities 78464A755 3583 84805 SH SOLE 0 0 84805 EXXON MOBIL CORPORATION Equities 30231G102 305 3031 SH SOLE 0 0 3031