0001398344-14-000132.txt : 20140108 0001398344-14-000132.hdr.sgml : 20140108 20140108160930 ACCESSION NUMBER: 0001398344-14-000132 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140108 DATE AS OF CHANGE: 20140108 EFFECTIVENESS DATE: 20140108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Iron Financial, LLC CENTRAL INDEX KEY: 0001595509 IRS NUMBER: 262409128 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15674 FILM NUMBER: 14516561 BUSINESS ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 BUSINESS PHONE: 847-715-3200 MAIL ADDRESS: STREET 1: 630 DUNDEE ROAD, SUITE 200 CITY: NORTHBROOK STATE: IL ZIP: 60062 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001595509 XXXXXXXX 12-31-2013 12-31-2013 false Iron Financial, LLC

630 Dundee Road, Suite 200 Northbrook IL 60062

13F HOLDINGS REPORT 028-15674 N Richard Lakin 847-715-3200 /s/ Richard Lakin Northbrook IL 01-08-2014 0 42 98031 INFORMATION TABLE 2 fp0009104_13fhr-table.xml 13F INFORMATION TABLE AEGON NV-ORD AMERICAN REGD DG NY REGISTRY SH 007924103 112 11837 SH SOLE 0 0 11837 ALPINE TOTAL DYNAMIC DIVIDEND COM SBI 021060108 50 12000 SH SOLE 0 0 12000 APPLE COMPUTER INC COM 037833100 2186 3897 SH SOLE 0 0 3897 AT&T COM 00206R102 612 17404 SH SOLE 0 0 17404 BANK AMERICA COM 060505104 392 25187 SH SOLE 0 0 25187 BLACKROCK ENHANCED DIVID ACHIE COM 09251A104 208 26176 SH SOLE 0 0 26176 CATERPILLAR INC COM 149123101 239 2636 SH SOLE 0 0 2636 CBOE HOLDINGS INC COMMON COM 12503M108 1069 20574 SH SOLE 0 0 20574 CHICAGO MERCANTILE EXCHANGE HO COM 12572Q105 8976 114408 SH SOLE 0 0 114408 EXXON MOBIL CORPORATION COM 30231G102 307 3031 SH SOLE 0 0 3031 FINANCIAL SELECT SCTR IDX (SPD SBI INT-FINL 81369Y605 3653 167101 SH SOLE 0 0 167101 GENERAL ELECTRIC CO. COM 369604103 493 17579 SH SOLE 0 0 17579 GOOGLE INC CL A CL A 38259P508 734 655 SH SOLE 0 0 655 INDUSTRIAL SELECT SCTR (SPDR) SBI INT-INDS 81369Y704 3595 68789 SH SOLE 0 0 68789 INTEL CORP COM 458140100 480 18500 SH SOLE 0 0 18500 JOHNSON & JOHNSON COM 478160104 454 4958 SH SOLE 0 0 4958 JP MORGAN CHASE & CO ALERIAN M ALERIAN ML ETN 46625H365 3582 77279 SH SOLE 0 0 77279 MICROSOFT CORP COM 594918104 466 12443 SH SOLE 0 0 12443 MITSUBISHI UFJ FINL GROUP SPONSORED ADR 606822104 95 14240 SH SOLE 0 0 14240 MORGAN J P & CO INC COM 46625H100 561 9593 SH SOLE 0 0 9593 MSCI EAFE IDX (ISHARES) MSCI EAFE ETF 464287465 4391 65439 SH SOLE 0 0 65439 MSCI EMERGING MARKETS IDX (ISH MSCI EMG MKT ETF 464287234 1466 35066 SH SOLE 0 0 35066 NUVEEN NEW YORK AMT FREE MUNIC COM 670656107 153 12498 SH SOLE 0 0 12498 PNC FINANCIAL SVCS GROUP INC COM 693475105 456 5876 SH SOLE 0 0 5876 PROCTER & GAMBLE COM 742718109 375 4609 SH SOLE 0 0 4609 RUBICON MINERALS CORP COM COM 780911103 11 12350 SH SOLE 0 0 12350 RUSSELL 2000 (ISHARES) RUSSELL 2000 ETF 464287655 799 6922 SH SOLE 0 0 6922 S&P SMALLCAP 600 (ISHARES) CORE S&P SCP ETF 464287804 227 2084 SH SOLE 0 0 2084 SPDR DJ SER TRST BARCLY CNVT B BRC CNV SECS ETF 78464A359 5243 112194 SH SOLE 0 0 112194 STANDARD & POORS DEPOSITARY (S TR UNIT 78462F103 19072 103267 SH SOLE 0 0 103267 STREETTRACKS GOLD TRUST GOLD SHS 78463V107 203 1750 SH SOLE 0 0 1750 TECHNOLOGY SELECT SPDR (SPDR) TECHNOLOGY 81369Y803 3536 98931 SH SOLE 0 0 98931 TELECOM ITALIA SPA SPONSORED A SPON ADR ORD 87927Y102 166 16620 SH SOLE 0 0 16620 UNION PACIFIC CORP COM 907818108 344 2050 SH SOLE 0 0 2050 VANGUARD DIVIDEND APPRECIATION DIV APP ETF 921908844 6689 88905 SH SOLE 0 0 88905 VANGUARD FTSE ALL-WORLD EX-US ALLWRLD EX US 922042775 2636 51955 SH SOLE 0 0 51955 VANGUARD S&P MID CAP 400 IDX E MIDCP 400 IDX 921932885 4551 50513 SH SOLE 0 0 50513 VANGUARD SHORT-TERM CORP BD ID SHRT TRM CORP BD 92206C409 5132 64323 SH SOLE 0 0 64323 VANGUARD TOTAL INTL. STOCK ETF VG TL INTL STK F 921909768 3810 72730 SH SOLE 0 0 72730 VANGUARD TOTAL STOCK MARKET ET TOTAL STK MKT 922908769 9998 104232 SH SOLE 0 0 104232 VERIZON COMMUNICATIONS COM 92343V104 469 9551 SH SOLE 0 0 9551 WESTELL TECHNOLOGIES INC-CL A CL A 957541105 41 10000 SH SOLE 0 0 10000