0001085146-16-003616.txt : 20160509 0001085146-16-003616.hdr.sgml : 20160509 20160509060103 ACCESSION NUMBER: 0001085146-16-003616 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160509 DATE AS OF CHANGE: 20160509 EFFECTIVENESS DATE: 20160509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FT Options LLC CENTRAL INDEX KEY: 0001594954 IRS NUMBER: 264171020 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17112 FILM NUMBER: 161629773 BUSINESS ADDRESS: STREET 1: 200 S. WACKER DRIVE STREET 2: SUITE 2450 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-690-2533 MAIL ADDRESS: STREET 1: 200 S. WACKER DRIVE STREET 2: SUITE 2450 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001594954 XXXXXXXX 03-31-2016 03-31-2016 false FT Options LLC

200 S. WACKER DRIVE SUITE 2450 CHICAGO IL 60606

13F HOLDINGS REPORT 028-17112 N Jason Billups 312-690-2532 /s/ Jason Billups Chicago IL 05-06-2016 0 292 95472 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM 002824100 1 8000 SH Call SOLE 0 0 0 ABBOTT LABS COM 002824100 5660 135300 SH SOLE 135300 0 0 ABBVIE INC COM 00287Y109 566 9906 SH SOLE 9906 0 0 ABBVIE INC COM 00287Y109 22 38944 SH Call SOLE 0 0 0 ABBVIE INC COM 00287Y109 55 49100 SH Put SOLE 0 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 3 108 SH SOLE 108 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 397 114700 SH Call SOLE 0 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 5 62900 SH Put SOLE 0 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 300 2600 SH SOLE 2600 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 83 26700 SH Put SOLE 0 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 232 30000 SH SOLE 30000 0 0 ADOBE SYS INC COM 00724F101 188 10000 SH Call SOLE 0 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 60 16345 SH SOLE 16345 0 0 AEGERION PHARMACEUTICALS INC COM 00767E102 5 67900 SH Call SOLE 0 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 153 12614 SH SOLE 12614 0 0 AERIE PHARMACEUTICALS INC COM 00771V108 43 15000 SH Put SOLE 0 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 10 201800 SH Put SOLE 0 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 57 32300 SH Call SOLE 0 0 0 AKEBIA THERAPEUTICS INC COM 00972D105 3513 389919 SH SOLE 389919 0 0 AKORN INC COM 009728106 49 20000 SH Put SOLE 0 0 0 AKORN INC COM 009728106 6 250 SH SOLE 250 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 396 16173 SH SOLE 16173 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 9 5000 SH Put SOLE 0 0 0 ALERE INC COM 01449J105 1830 36163 SH SOLE 36163 0 0 ALERE INC COM 01449J105 124 50200 SH Put SOLE 0 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 9 10000 SH Call SOLE 0 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 585 17000 SH Put SOLE 0 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 497 3573 SH SOLE 3573 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 252 11100 SH Put SOLE 0 0 0 ALKERMES PLC SHS G01767105 57 50200 SH Call SOLE 0 0 0 ALLERGAN PLC SHS G0177J108 397 1480 SH SOLE 1480 0 0 ALLERGAN PLC SHS G0177J108 25 23300 SH Call SOLE 0 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 144 40000 SH Call SOLE 0 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 491 45000 SH Put SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 102 3000 SH Call SOLE 0 0 0 ALPHABET INC CAP STK CL C 02079K107 134 180 SH SOLE 180 0 0 AMGEN INC COM 031162100 27 36900 SH Put SOLE 0 0 0 AMGEN INC COM 031162100 71 52900 SH Call SOLE 0 0 0 AMICUS THERAPEUTICS INC COM 03152W109 34 20400 SH Call SOLE 0 0 0 AMICUS THERAPEUTICS INC COM 03152W109 9 25000 SH Put SOLE 0 0 0 AMPHENOL CORP NEW CL A 032095101 2 10000 SH Put SOLE 0 0 0 ANACOR PHARMACEUTICALS INC COM 032420101 342 56100 SH Call SOLE 0 0 0 APPLE INC COM 037833100 139 58000 SH Put SOLE 0 0 0 APPLE INC COM 037833100 584 5357 SH SOLE 5357 0 0 APPLE INC COM 037833100 196 27900 SH Call SOLE 0 0 0 APPLIED MATLS INC COM 038222105 15 8100 SH Call SOLE 0 0 0 APPLIED MATLS INC COM 038222105 4 8100 SH Put SOLE 0 0 0 ARROWHEAD RESH CORP COM NEW 042797209 384 79705 SH SOLE 79705 0 0 ARROWHEAD RESH CORP COM NEW 042797209 80 63800 SH Call SOLE 0 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 43 10500 SH Call SOLE 0 0 0 AT&T INC COM 00206R102 348 210200 SH Call SOLE 0 0 0 AT&T INC COM 00206R102 137 129500 SH Put SOLE 0 0 0 AUTOHOME INC SP ADR RP CL A 05278C107 9 21700 SH Put SOLE 0 0 0 AUTOHOME INC SP ADR RP CL A 05278C107 32 26100 SH Call SOLE 0 0 0 AXOVANT SCIENCES LTD COM G0750W104 10 20000 SH Call SOLE 0 0 0 BAKER HUGHES INC COM 057224107 51 72900 SH Call SOLE 0 0 0 BAXALTA INC COM 07177M103 795 19673 SH SOLE 19673 0 0 BAXALTA INC COM 07177M103 85 62000 SH Put SOLE 0 0 0 BAXTER INTL INC COM 071813109 4108 100000 SH SOLE 100000 0 0 BAXTER INTL INC COM 071813109 1420 100000 SH Put SOLE 0 0 0 BIG LOTS INC COM 089302103 10 21200 SH Call SOLE 0 0 0 BIG LOTS INC COM 089302103 1 8800 SH Put SOLE 0 0 0 BIOGEN INC COM 09062X103 291 1116 SH SOLE 1116 0 0 BIOGEN INC COM 09062X103 306 32200 SH Call SOLE 0 0 0 BIOGEN INC COM 09062X103 605 15000 SH Put SOLE 0 0 0 BLUEBIRD BIO INC COM 09609G100 45 29800 SH Call SOLE 0 0 0 BLUEBIRD BIO INC COM 09609G100 110 10700 SH Put SOLE 0 0 0 BOEING CO COM 097023105 144 45000 SH Call SOLE 0 0 0 BOEING CO COM 097023105 11 5000 SH Put SOLE 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 25 19900 SH Call SOLE 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 5 19900 SH Put SOLE 0 0 0 BROADCOM LTD SHS Y09827109 154 5498 SH Put SOLE 0 0 0 BROADCOM LTD SHS Y09827109 54 5428 SH Call SOLE 0 0 0 BROADCOM LTD SHS Y09827109 18 117 SH SOLE 117 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 53 13100 SH Call SOLE 0 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 4 25000 SH Put SOLE 0 0 0 CAL MAINE FOODS INC COM NEW 128030202 1188 22892 SH SOLE 22892 0 0 CAL MAINE FOODS INC COM NEW 128030202 257 143100 SH Put SOLE 0 0 0 CAMPBELL SOUP CO COM 134429109 20 16100 SH Call SOLE 0 0 0 CEMPRA INC COM 15130J109 165 9400 SH SOLE 9400 0 0 CEMPRA INC COM 15130J109 1 1000 SH Put SOLE 0 0 0 CENTURYLINK INC COM 156700106 105 3300 SH SOLE 3300 0 0 CENTURYLINK INC COM 156700106 6 20000 SH Put SOLE 0 0 0 CHIMERIX INC COM 16934W106 93 145000 SH Call SOLE 0 0 0 CHIMERIX INC COM 16934W106 1470 287712 SH SOLE 287712 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 930 1974 SH SOLE 1974 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 147 7700 SH Call SOLE 0 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 211 4500 SH Put SOLE 0 0 0 CIGNA CORPORATION COM 125509109 153 22600 SH Call SOLE 0 0 0 CIGNA CORPORATION COM 125509109 17 600 SH Put SOLE 0 0 0 CLOROX CO DEL COM 189054109 7 34900 SH Call SOLE 0 0 0 CLOROX CO DEL COM 189054109 5 5000 SH Put SOLE 0 0 0 CLOVIS ONCOLOGY INC COM 189464100 150 7810 SH SOLE 7810 0 0 CLOVIS ONCOLOGY INC COM 189464100 98 29600 SH Call SOLE 0 0 0 CLOVIS ONCOLOGY INC COM 189464100 20 5000 SH Put SOLE 0 0 0 COCA COLA CO COM 191216100 525 382000 SH Call SOLE 0 0 0 COCA COLA CO COM 191216100 5 25000 SH Put SOLE 0 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 15 10400 SH Call SOLE 0 0 0 COLGATE PALMOLIVE CO COM 194162103 146 126800 SH Call SOLE 0 0 0 COMMSCOPE HLDG CO INC COM 20337X109 36 17600 SH Call SOLE 0 0 0 CONAGRA FOODS INC COM 205887102 40 22500 SH Call SOLE 0 0 0 CORNING INC COM 219350105 14 47400 SH Put SOLE 0 0 0 CORNING INC COM 219350105 91 73400 SH Call SOLE 0 0 0 CREE INC COM 225447101 41 1400 SH SOLE 1400 0 0 CREE INC COM 225447101 7 5800 SH Call SOLE 0 0 0 CREE INC COM 225447101 18 5800 SH Put SOLE 0 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 37 8500 SH Call SOLE 0 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 28 14000 SH Put SOLE 0 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 67 18300 SH Call SOLE 0 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 41 15200 SH Put SOLE 0 0 0 DOW CHEM CO COM 260543103 17 36500 SH Call SOLE 0 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 74 85200 SH Call SOLE 0 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 17 1500 SH Put SOLE 0 0 0 E M C CORP MASS COM 268648102 600 22500 SH SOLE 22500 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 207 52500 SH Call SOLE 0 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 13 7000 SH Put SOLE 0 0 0 ELECTRONIC ARTS INC COM 285512109 68 59900 SH Put SOLE 0 0 0 ELECTRONIC ARTS INC COM 285512109 140 61000 SH Call SOLE 0 0 0 ENDO INTL PLC SHS G30401106 18 20000 SH Call SOLE 0 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 117 92200 SH Call SOLE 0 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 529 31296 SH SOLE 31296 0 0 EXELIXIS INC COM 30161Q104 57 189700 SH Call SOLE 0 0 0 EXPEDIA INC DEL COM NEW 30212P303 914 8481 SH SOLE 8481 0 0 EXPEDIA INC DEL COM NEW 30212P303 76 10000 SH Put SOLE 0 0 0 FACEBOOK INC CL A 30303M102 25 5000 SH Call SOLE 0 0 0 FACEBOOK INC CL A 30303M102 41 20000 SH Put SOLE 0 0 0 FIRSTHAND TECH VALUE FD INC COM 33766Y100 167 22238 SH SOLE 22238 0 0 FIVE BELOW INC COM 33829M101 10 49600 SH Put SOLE 0 0 0 FIVE BELOW INC COM 33829M101 17 9400 SH Call SOLE 0 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 622 15312 SH SOLE 15312 0 0 FIVE PRIME THERAPEUTICS INC COM 33830X104 174 34300 SH Put SOLE 0 0 0 FOUNDATION MEDICINE INC COM 350465100 15 10600 SH Call SOLE 0 0 0 GENERAL MLS INC COM 370334104 304 134800 SH Call SOLE 0 0 0 GENERAL MLS INC COM 370334104 10 12500 SH Put SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 218 82100 SH Call SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 507 274000 SH Put SOLE 0 0 0 GILEAD SCIENCES INC COM 375558103 2516 27390 SH SOLE 27390 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 424 26711 SH SOLE 26711 0 0 GLOBUS MED INC CL A 379577208 11 20000 SH Put SOLE 0 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 727 77000 SH Call SOLE 0 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 254 29900 SH Put SOLE 0 0 0 HERBALIFE LTD COM USD SHS G4412G101 8 6700 SH Call SOLE 0 0 0 HERBALIFE LTD COM USD SHS G4412G101 11 4200 SH Put SOLE 0 0 0 HERON THERAPEUTICS INC COM 427746102 7 2500 SH Put SOLE 0 0 0 HERON THERAPEUTICS INC COM 427746102 95 63100 SH Call SOLE 0 0 0 HERSHEY CO COM 427866108 24 15200 SH Put SOLE 0 0 0 HERSHEY CO COM 427866108 39 37000 SH Call SOLE 0 0 0 HOME DEPOT INC COM 437076102 57 20000 SH Call SOLE 0 0 0 HUMANA INC COM 444859102 1203 6578 SH SOLE 6578 0 0 HUMANA INC COM 444859102 198 19000 SH Call SOLE 0 0 0 HUMANA INC COM 444859102 202 9400 SH Put SOLE 0 0 0 ILLUMINA INC COM 452327109 32 10000 SH Call SOLE 0 0 0 INCYTE CORP COM 45337C102 52 23000 SH Put SOLE 0 0 0 INFOSYS LTD SPONSORED ADR 456788108 6 8700 SH Put SOLE 0 0 0 INFOSYS LTD SPONSORED ADR 456788108 110 76300 SH Call SOLE 0 0 0 INOTEK PHARMACEUTICALS CORP COM 45780V102 1255 169551 SH SOLE 169551 0 0 INOTEK PHARMACEUTICALS CORP COM 45780V102 1 10000 SH Call SOLE 0 0 0 INSMED INC COM PAR $.01 457669307 15 21600 SH Call SOLE 0 0 0 INTEL CORP COM 458140100 425 13138 SH SOLE 13138 0 0 INTEL CORP COM 458140100 28 20900 SH Call SOLE 0 0 0 INTEL CORP COM 458140100 37 30400 SH Put SOLE 0 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 2003 12900 SH Put SOLE 0 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 1967 15314 SH SOLE 15314 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 350 35500 SH Call SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1 7500 SH Put SOLE 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1516 10012 SH SOLE 10012 0 0 INTREXON CORP COM 46122T102 37 70000 SH Put SOLE 0 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 232 10000 SH Call SOLE 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 38 100000 SH Call SOLE 0 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 19 40000 SH Put SOLE 0 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 75 24100 SH Call SOLE 0 0 0 KELLOGG CO COM 487836108 5 1100 SH Put SOLE 0 0 0 KELLOGG CO COM 487836108 109 139000 SH Call SOLE 0 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 69 115000 SH Call SOLE 0 0 0 KIMBERLY CLARK CORP COM 494368103 7 4000 SH Put SOLE 0 0 0 KIMBERLY CLARK CORP COM 494368103 300 96800 SH Call SOLE 0 0 0 KINDER MORGAN INC DEL COM 49456B101 7 15600 SH Call SOLE 0 0 0 KITE PHARMA INC COM 49803L109 6 20100 SH Call SOLE 0 0 0 KITE PHARMA INC COM 49803L109 13 5000 SH Put SOLE 0 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 93 864 SH SOLE 864 0 0 LIGAND PHARMACEUTICALS INC COM NEW 53220K504 85 25000 SH Put SOLE 0 0 0 LINEAR TECHNOLOGY CORP COM 535678106 32 17500 SH Call SOLE 0 0 0 LINEAR TECHNOLOGY CORP COM 535678106 2 1800 SH Put SOLE 0 0 0 LINKEDIN CORP COM CL A 53578A108 33 11400 SH Call SOLE 0 0 0 LULULEMON ATHLETICA INC COM 550021109 107 20000 SH Call SOLE 0 0 0 LULULEMON ATHLETICA INC COM 550021109 156 20000 SH Put SOLE 0 0 0 MACYS INC COM 55616P104 331 7500 SH SOLE 7500 0 0 MACYS INC COM 55616P104 19 10000 SH Call SOLE 0 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 40 30000 SH Call SOLE 0 0 0 MANNKIND CORP COM 56400P201 382 295900 SH Put SOLE 0 0 0 MANNKIND CORP COM 56400P201 71 120000 SH Call SOLE 0 0 0 MATTEL INC COM 577081102 448 50000 SH Call SOLE 0 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 89 39800 SH Call SOLE 0 0 0 MCDONALDS CORP COM 580135101 55 12500 SH Call SOLE 0 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 93 1100 SH SOLE 1100 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 89 16500 SH Call SOLE 0 0 0 MEDIVATION INC COM 58501N101 1754 38155 SH SOLE 38155 0 0 MEDIVATION INC COM 58501N101 221 50100 SH Call SOLE 0 0 0 MOLSON COORS BREWING CO CL B 60871R209 4 2500 SH Put SOLE 0 0 0 MOLSON COORS BREWING CO CL B 60871R209 335 29100 SH Call SOLE 0 0 0 MONSANTO CO NEW COM 61166W101 18 25000 SH Call SOLE 0 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 75 13300 SH Call SOLE 0 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 186 28300 SH Put SOLE 0 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 35 263 SH SOLE 263 0 0 MOSAIC CO NEW COM 61945C103 232 8600 SH SOLE 8600 0 0 NABRIVA THERAPEUTICS AG SPONSORED ADR 62957M104 208 23163 SH SOLE 23163 0 0 NCR CORP NEW COM 62886E108 8 10000 SH Put SOLE 0 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 24 35000 SH Put SOLE 0 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 20 17500 SH Call SOLE 0 0 0 NEWLINK GENETICS CORP COM 651511107 1162 20000 SH Put SOLE 0 0 0 NEWLINK GENETICS CORP COM 651511107 382 21003 SH SOLE 21003 0 0 NEWLINK GENETICS CORP COM 651511107 17 16000 SH Call SOLE 0 0 0 NII HLDGS INC COM PAR $0.001 62913F508 55 10000 SH SOLE 10000 0 0 NORFOLK SOUTHERN CORP COM 655844108 288 71800 SH Call SOLE 0 0 0 NORFOLK SOUTHERN CORP COM 655844108 36 12500 SH Put SOLE 0 0 0 ONCOTHYREON INC COM 682324108 1290 1015607 SH SOLE 1015607 0 0 ONCOTHYREON INC COM 682324108 37 408200 SH Call SOLE 0 0 0 OTONOMY INC COM 68906L105 2334 156437 SH SOLE 156437 0 0 PEPSICO INC COM 713448108 136 223100 SH Call SOLE 0 0 0 PEPSICO INC COM 713448108 80 22500 SH Put SOLE 0 0 0 PFIZER INC COM 717081103 643 21686 SH SOLE 21686 0 0 PFIZER INC COM 717081103 8 75000 SH Call SOLE 0 0 0 PFIZER INC COM 717081103 72 75000 SH Put SOLE 0 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 1 59600 SH Call SOLE 0 0 0 PORTOLA PHARMACEUTICALS INC COM 737010108 4 21700 SH Put SOLE 0 0 0 POTASH CORP SASK INC COM 73755L107 1021 60000 SH SOLE 60000 0 0 POTASH CORP SASK INC COM 73755L107 6 35000 SH Call SOLE 0 0 0 PROQR THRAPEUTICS N V SHS EURO N71542109 61 12523 SH SOLE 12523 0 0 PTC THERAPEUTICS INC COM 69366J200 148 22954 SH SOLE 22954 0 0 PTC THERAPEUTICS INC COM 69366J200 38 122900 SH Call SOLE 0 0 0 PUBLIC STORAGE COM 74460D109 103 20000 SH Call SOLE 0 0 0 RADIUS HEALTH INC COM NEW 750469207 8 29600 SH Call SOLE 0 0 0 RADWARE LTD ORD M81873107 296 25000 SH SOLE 25000 0 0 RADWARE LTD ORD M81873107 156 25000 SH Put SOLE 0 0 0 RAMBUS INC DEL COM 750917106 5 5100 SH Call SOLE 0 0 0 RAMBUS INC DEL COM 750917106 6 5200 SH Put SOLE 0 0 0 REGENERON PHARMACEUTICALS COM 75886F107 11952 33159 SH SOLE 33159 0 0 REGENERON PHARMACEUTICALS COM 75886F107 6813 48500 SH Put SOLE 0 0 0 REGENERON PHARMACEUTICALS COM 75886F107 33 13500 SH Call SOLE 0 0 0 REGULUS THERAPEUTICS INC COM 75915K101 61 70000 SH Call SOLE 0 0 0 REGULUS THERAPEUTICS INC COM 75915K101 11 5000 SH Put SOLE 0 0 0 RELYPSA INC COM 759531106 562 41484 SH SOLE 41484 0 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PHARMACEUTICALS DEL COM NEW 871639308 1 30400 SH Call SOLE 0 0 0 TEREX CORP NEW COM 880779103 16 18500 SH Call SOLE 0 0 0 TETRAPHASE PHARMACEUTICALS I COM 88165N105 9 1880 SH SOLE 1880 0 0 TETRAPHASE PHARMACEUTICALS I COM 88165N105 14 45000 SH Call SOLE 0 0 0 TEXAS INSTRS INC COM 882508104 29 15100 SH Call SOLE 0 0 0 THE ADT CORPORATION COM 00101J106 806 19541 SH SOLE 19541 0 0 THE ADT CORPORATION COM 00101J106 5 18100 SH Put SOLE 0 0 0 TIFFANY & CO NEW COM 886547108 35 46300 SH Put SOLE 0 0 0 TIFFANY & CO NEW COM 886547108 62 26300 SH Call SOLE 0 0 0 TIME WARNER CABLE INC COM 88732J207 849 4151 SH SOLE 4151 0 0 TIME WARNER CABLE INC COM 88732J207 172 12400 SH Call SOLE 0 0 0 TIME WARNER CABLE INC COM 88732J207 15 21800 SH Put SOLE 0 0 0 TIVO INC COM 888706108 16 24000 SH Call SOLE 0 0 0 TONIX PHARMACEUTICALS HLDG C COM NEW 890260201 1 2500 SH Call SOLE 0 0 0 TONIX PHARMACEUTICALS HLDG C COM NEW 890260201 122 50600 SH SOLE 50600 0 0 TREEHOUSE FOODS INC COM 89469A104 178 17100 SH Call SOLE 0 0 0 TREEHOUSE FOODS INC COM 89469A104 342 3937 SH SOLE 3937 0 0 TYCO INTL PLC SHS G91442106 178 103000 SH Call SOLE 0 0 0 TYCO INTL PLC SHS G91442106 0 19600 SH Put SOLE 0 0 0 UNITED TECHNOLOGIES CORP COM 913017109 277 66100 SH Call SOLE 0 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 148 137000 SH Call SOLE 0 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 1902 135100 SH Put SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 8 15000 SH Put SOLE 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 262 57500 SH Call SOLE 0 0 0 WAL-MART STORES INC COM 931142103 226 95000 SH Call SOLE 0 0 0 WESTERN DIGITAL CORP COM 958102105 36 5900 SH Call SOLE 0 0 0 WESTERN DIGITAL CORP COM 958102105 24 13100 SH Put SOLE 0 0 0 WESTERN DIGITAL CORP COM 958102105 92 1950 SH SOLE 1950 0 0 WHITEWAVE FOODS CO COM 966244105 99 100500 SH Call SOLE 0 0 0 XILINX INC COM 983919101 2 15000 SH Call SOLE 0 0 0 YAHOO INC COM 984332106 193 5241 SH SOLE 5241 0 0 YAHOO INC COM 984332106 223 39200 SH Call SOLE 0 0 0 ZAFGEN INC COM 98885E103 34 101800 SH Call SOLE 0 0 0 ZAFGEN INC COM 98885E103 464 69440 SH SOLE 69440 0 0