0001104659-14-028062.txt : 20140416
0001104659-14-028062.hdr.sgml : 20140416
20140416134428
ACCESSION NUMBER: 0001104659-14-028062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140416
FILED AS OF DATE: 20140416
DATE AS OF CHANGE: 20140416
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zoe's Kitchen, Inc.
CENTRAL INDEX KEY: 0001594879
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 510653504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O JASON MORGAN - 5700 GRANITE PARKWAY
STREET 2: BLDG. #2, STE. 455
CITY: PLANO
STATE: TX
ZIP: 75024
BUSINESS PHONE: (205) 414-9920
MAIL ADDRESS:
STREET 1: C/O JASON MORGAN - 5700 GRANITE PARKWAY
STREET 2: BLDG. #2, STE. 455
CITY: PLANO
STATE: TX
ZIP: 75024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baldwin Thomas
CENTRAL INDEX KEY: 0001603093
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36411
FILM NUMBER: 14767218
MAIL ADDRESS:
STREET 1: C/O ROI ACQUISITION CORP II
STREET 2: 601 LEXINGTON AVENUE, 51ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
a4.xml
4
X0306
4
2014-04-16
0
0001594879
Zoe's Kitchen, Inc.
ZOES
0001603093
Baldwin Thomas
C/O ROI ACQUISITION CORP II
601 LEXINGTON AVENUE, 51ST FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2014-04-16
4
P
0
8333
15.00
A
8333
D
Restricted Stock Units
2014-04-16
4
A
0
3333
0
A
Common Stock
3333
3333
D
These shares were purchased through a Directed Share Program in connection with Zoe's Kitchen, Inc.'s Initial Public Offering.
Each restricted stock unit represents a contingent right to receive one share of common stock.
The restricted stock units will vest in three equal annual installments beginning on April 16, 2015.
/s/ Jason Morgan as Attorney-in-Fact for Thomas Baldwin
2014-04-16