0001104659-14-028062.txt : 20140416 0001104659-14-028062.hdr.sgml : 20140416 20140416134428 ACCESSION NUMBER: 0001104659-14-028062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140416 FILED AS OF DATE: 20140416 DATE AS OF CHANGE: 20140416 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zoe's Kitchen, Inc. CENTRAL INDEX KEY: 0001594879 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 510653504 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O JASON MORGAN - 5700 GRANITE PARKWAY STREET 2: BLDG. #2, STE. 455 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (205) 414-9920 MAIL ADDRESS: STREET 1: C/O JASON MORGAN - 5700 GRANITE PARKWAY STREET 2: BLDG. #2, STE. 455 CITY: PLANO STATE: TX ZIP: 75024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldwin Thomas CENTRAL INDEX KEY: 0001603093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36411 FILM NUMBER: 14767218 MAIL ADDRESS: STREET 1: C/O ROI ACQUISITION CORP II STREET 2: 601 LEXINGTON AVENUE, 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 a4.xml 4 X0306 4 2014-04-16 0 0001594879 Zoe's Kitchen, Inc. ZOES 0001603093 Baldwin Thomas C/O ROI ACQUISITION CORP II 601 LEXINGTON AVENUE, 51ST FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2014-04-16 4 P 0 8333 15.00 A 8333 D Restricted Stock Units 2014-04-16 4 A 0 3333 0 A Common Stock 3333 3333 D These shares were purchased through a Directed Share Program in connection with Zoe's Kitchen, Inc.'s Initial Public Offering. Each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units will vest in three equal annual installments beginning on April 16, 2015. /s/ Jason Morgan as Attorney-in-Fact for Thomas Baldwin 2014-04-16