SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Symons Robert A

(Last) (First) (Middle)
TWO NORTH NINTH STREET

(Street)
ALLENTOWN PA 18101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PPL Corp [ PPL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Exec of a PPL Subsidiary
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/04/2014 M 59,011 A (1) 72,912 D
Common Stock 03/04/2014 D 59,011 D $32.31 13,901 D
Common Stock 06/01/2015 M 44,227 A (1) 58,128 D
Common Stock 06/01/2015 D 44,227 D $34.77 13,901 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Option (1) 03/04/2014 M 14,784 (2) 02/15/2021 Common Stock 14,784 (1) 0 D
Phantom Stock Option (1) 03/04/2014 M 16,473 (3) 02/15/2022 Common Stock 16,473 (1) 16,474 D
Phantom Stock Option (1) 03/04/2014 M 27,754 (4) 02/15/2023 Common Stock 27,754 (1) 55,506 D
Phantom Stock Option (1) 06/01/2015 M 16,474 (3) 02/15/2022 Common Stock 16,474 (1) 0 D
Phantom Stock Option (1) 06/01/2015 M 27,753 (4) 02/15/2023 Common Stock 27,753 (1) 27,753 D
Explanation of Responses:
1. Each share of phantom stock was the economic equivalent of one share of PPL common stock. The reporting person settled his shares of phantom stock for cash.
2. The phantom stock options vested on February 15, 2014.
3. A grant of 32,947 phantom stock options vested in two installments of 16,473 options on February 15, 2014 and 16,474 options on February 15, 2015.
4. A grant of 83,260 phantom stock options vested in three installments of 27,754 options on February 15, 2014, 27,753 options on February 15, 2015 and 27,753 options on February 15, 2016.
Remarks:
The amounts reflected in Column 5 in Table I are as of the date hereof.
/s/Frederick C. Paine, as Attorney-In-Fact for Robert A. Symons 03/11/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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