0001104659-18-070277.txt : 20181128 0001104659-18-070277.hdr.sgml : 20181128 20181128144319 ACCESSION NUMBER: 0001104659-18-070277 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20181127 FILED AS OF DATE: 20181128 DATE AS OF CHANGE: 20181128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gurnet Holding Co CENTRAL INDEX KEY: 0001756450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36375 FILM NUMBER: 181205326 BUSINESS ADDRESS: STREET 1: C/O GURNET POINT CAPITAL STREET 2: 55 CAMBRIDGE PKWY #401 CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617-588-4900 MAIL ADDRESS: STREET 1: C/O GURNET POINT CAPITAL STREET 2: 55 CAMBRIDGE PKWY #401 CITY: CAMBRIDGE STATE: MA ZIP: 02142 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gurnet Merger Sub, Inc. CENTRAL INDEX KEY: 0001756465 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36375 FILM NUMBER: 181205327 BUSINESS ADDRESS: STREET 1: C/O GURNER POINT CAPITAL STREET 2: 55 CAMBRIDGE PKWY #401 CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 6175884900 MAIL ADDRESS: STREET 1: C/O GURNER POINT CAPITAL STREET 2: 55 CAMBRIDGE PKWY #401 CITY: CAMBRIDGE STATE: MA ZIP: 02142 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gurnet Point, L.P. CENTRAL INDEX KEY: 0001756506 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36375 FILM NUMBER: 181205328 BUSINESS ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY STREET 2: SUITE 401 CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617-588-4900 MAIL ADDRESS: STREET 1: C/O GURNET POINT CAPITAL STREET 2: 55 CAMBRIDGE PKWY #401 CITY: CAMBRIDGE STATE: MA ZIP: 02142 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Waypoint International GP LLC CENTRAL INDEX KEY: 0001703753 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36375 FILM NUMBER: 181205329 BUSINESS ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY, SUITE 401 CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617-588-4900 MAIL ADDRESS: STREET 1: 55 CAMBRIDGE PARKWAY, SUITE 401 CITY: CAMBRIDGE STATE: MA ZIP: 02142 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Corium International, Inc. CENTRAL INDEX KEY: 0001594337 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 383230774 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 235 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-298-8012 MAIL ADDRESS: STREET 1: 235 CONSTITUTION DRIVE CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 a4.xml 4 X0306 4 2018-11-27 0 0001594337 Corium International, Inc. CORI 0001756450 Gurnet Holding Co C/O WAYPOINT INTERNATIONAL GP LLC 55 CAMBRIDGE PARKWAY, SUITE 401 CAMBRIDGE MA 02142 0 0 1 0 0001756465 Gurnet Merger Sub, Inc. C/O WAYPOINT INTERNATIONAL GP LLC 55 CAMBRIDGE PARKWAY, SUITE 401 CAMBRIDGE MA 02142 0 0 1 0 0001756506 Gurnet Point, L.P. C/O WAYPOINT INTERNATIONAL GP LLC 55 CAMBRIDGE PARKWAY, SUITE 401 CAMBRIDGE MA 02142 0 0 1 0 0001703753 Waypoint International GP LLC C/O WAYPOINT INTERNATIONAL GP LLC 55 CAMBRIDGE PARKWAY, SUITE 401 CAMBRIDGE MA 02142 0 0 1 0 Common Stock 2018-11-27 4 P 0 31578042 12.50 A 31578042 I See footnote Common Stock 2018-11-27 4 P 0 5051463 12.50 A 100 I See footnote Shares of Common Stock, par value $0.001 per share (the "Shares"), of the Issuer acquired pursuant to the tender offer effected pursuant to the Agreement and Plan of Merger, dated as of October 11, 2018 (the "Merger Agreement"), by and among Gurnet Holding Company ("Parent"), Gurnet Merger Sub, Inc., a direct wholly owned subsidiary of Parent ("Merger Sub"), and the Issuer (such tender offer, the "Offer"). Directly held by Merger Sub. Merger Sub is a direct wholly owned subsidiary of Parent. Parent is a direct wholly-owned subsidiary of Gurnet Point L.P. and Waypoint International GP LLC ("Waypoint") is the general partner of Gurnet Point L.P. Each of Waypoint, Gurnet Point L.P. and Parent may be deemed to have indirect beneficial ownership of the shares held by Merger Sub. Reflects all of the outstanding shares of the Issuer not tendered in the Offer, which may be deemed to have been acquired by Waypoint, Gurnet Point L.P., Parent and Merger Sub pursuant to the consummation of the transactions contemplated by the Merger Agreement. Effective on November 27, 2018, Merger Sub was merged with and into the Issuer, with the Issuer surviving the Merger as a direct wholly owned subsidiary of Parent (the "Merger"). As a result of the Merger, all of the outstanding Shares (other than those owned by Parent or Merger Sub) were cancelled and converted into the right to receive the merger consideration under the Merger Agreement. Following and as a result of the Merger, Parent owned 100 shares of common stock of the Issuer, which represents all of the outstanding shares of common stock of the Issuer. Exhibit 99.1 (Joint Filer Information) and Exhibit 99.2 (Joint Filer Signatures) are incorporated herein by reference. See Exhibit 99.2 for signatures 2018-11-28 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

 

Exhibit 99.1 - Joint Filer Information

 

Designated Filer: Gurnet Holding Company

Issuer & Ticker Symbol: Corium International, Inc. (CORI)

Date of Earliest Transaction Required to be Reported: November 27, 2018

 

Joint Filers:

 

1. Name: Gurnet Holding Company

Address: c/o Waypoint International GP LLC

55 Cambridge Parkway, Suite 401

Cambridge, MA 02142

Relationship of Joint Filer to Issuer: 10% Owner

 

2. Name: Gurnet Merger Sub, Inc.

Address: c/o Waypoint International GP LLC

55 Cambridge Parkway, Suite 401

Cambridge, MA 02142

Relationship of Joint Filer to Issuer: 10% Owner

 

3. Name: Gurnet Point L.P.

Address: c/o Waypoint International GP LLC

55 Cambridge Parkway, Suite 401

Cambridge, MA 02142

Relationship of Joint Filer to Issuer: 10% Owner

 

4. Name: Waypoint International GP LLC

Address: 55 Cambridge Parkway, Suite 401

Cambridge, MA 02142

Relationship of Joint Filer to Issuer: 10% Owner

 

 

 EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

 

Exhibit 99.2 - Joint Filers’ Signatures

 

Designated Filer: Gurnet Holding Company

Issuer & Ticker Symbol: Corium International, Inc. (CORI)

Date of Earliest Transaction Required to be Reported: November 27, 2018

 

 

GURNET HOLDING COMPANY

 

 

 

By:

 

/s/ James B. Singleton

 

Name: James B. Singleton

 

Title: Secretary

 

Date: November 28, 2018

 

 

 

GURNET MERGER SUB, INC.

 

 

 

By:

 

/s/ James B. Singleton

 

Name: James B. Singleton

 

Title: President

 

Date: November 28, 2018

 

 

 

GURNET POINT L.P.

 

 

 

By:

 

/s/ James B. Singleton

 

Name: James B. Singleton

 

Title: Manager of Waypoint International GP LLC, in its capacity as General Partner of Gurnet Point L.P.

 

Date: November 28, 2018

 

 

 

WAYPOINT INTERNATIONAL GP LLC.

 

 

 

By:

 

/s/ James B. Singleton

 

Name: James B. Singleton

 

Title: Manager

 

Date: November 28, 2018