0000899243-20-030212.txt : 20201103 0000899243-20-030212.hdr.sgml : 20201103 20201103160010 ACCESSION NUMBER: 0000899243-20-030212 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201030 FILED AS OF DATE: 20201103 DATE AS OF CHANGE: 20201103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capital Partners III, L.P. CENTRAL INDEX KEY: 0001593999 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39658 FILM NUMBER: 201283435 BUSINESS ADDRESS: STREET 1: 2770 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: (650) 320-1157 MAIL ADDRESS: STREET 1: 2770 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Root, Inc. CENTRAL INDEX KEY: 0001788882 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 842717903 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 80 E RICH STREET STREET 2: SUITE 500 CITY: COLUMBUS STATE: OH ZIP: 43215 BUSINESS PHONE: (614) 591-4568 MAIL ADDRESS: STREET 1: 80 E RICH STREET STREET 2: SUITE 500 CITY: COLUMBUS STATE: OH ZIP: 43215 FORMER COMPANY: FORMER CONFORMED NAME: Root Stockholdings, Inc. DATE OF NAME CHANGE: 20190919 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-10-30 0 0001788882 Root, Inc. ROOT 0001593999 Capital Partners III, L.P. 2770 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2020-10-30 4 C 0 12540250 A 12540250 D Class A Common Stock 2020-10-30 4 S 0 1254025 25.515 D 11286225 D Series B Preferred Stock 2020-10-30 4 C 0 8379540 0.00 D Class B Common Stock 8379540 0 D Series C Preferred Stock 2020-10-30 4 C 0 4160710 0.00 D Class B Common Stock 4160710 0 D Each share of Series B Preferred Stock and Series C Preferred Stock (a) automatically converted into shares of Class B Common Stock at the applicable conversion ratio set forth in the Issuer's certificate of incorporation immediately prior to the completion of the Issuer's initial public offering of Class B Common Stock and (b) has no expiration date. Each outstanding share of Class B Common Stock held by the Reporting Person converted into one share of Class A Common Stock following the completion of the Issuer's initial public offering. These securities are held directly by the Reporting Person. SVB Financial Group is the managing member of SVB Capital Partners III, LLC, the general partner of the Reporting Person. SVB Financial Group is a reporting company listed on the Nasdaq Global Select Market. Certain employees of Silicon Valley Bank, a wholly-owned subsidiary of SVB Financial Group, have voting and dispositive power with respect to these shares. Capital Partners III, L.P., By: /s/ Karen Hon, Chief Accounting Officer (Principal Accounting Officer) 2020-11-03