0000899243-20-030382.txt : 20201104
0000899243-20-030382.hdr.sgml : 20201104
20201104160512
ACCESSION NUMBER: 0000899243-20-030382
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201103
FILED AS OF DATE: 20201104
DATE AS OF CHANGE: 20201104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rock Springs Capital Management LP
CENTRAL INDEX KEY: 0001595725
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39661
FILM NUMBER: 201286632
BUSINESS ADDRESS:
STREET 1: 650 SOUTH EXETER STREET
STREET 2: SUITE 1070
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4102200129
MAIL ADDRESS:
STREET 1: 650 SOUTH EXETER STREET
STREET 2: SUITE 1070
CITY: BALTIMORE
STATE: MD
ZIP: 21202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rock Springs Capital Master Fund LP
CENTRAL INDEX KEY: 0001735393
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39661
FILM NUMBER: 201286633
BUSINESS ADDRESS:
STREET 1: 650 SOUTH EXETER STREET
STREET 2: SUITE 1070
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-220-0142
MAIL ADDRESS:
STREET 1: 190 ELGIN AVENUE
CITY: GEORGE TOWN
STATE: E9
ZIP: KY1 9001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rock Springs Capital LLC
CENTRAL INDEX KEY: 0001735397
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39661
FILM NUMBER: 201286634
BUSINESS ADDRESS:
STREET 1: 650 SOUTH EXETER STREET
STREET 2: SUITE 1070
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 410-220-0142
MAIL ADDRESS:
STREET 1: 650 SOUTH EXETER STREET
STREET 2: SUITE 1070
CITY: BALTIMORE
STATE: MD
ZIP: 21202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Atea Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001593899
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 460574869
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 125 SUMMER STREET
STREET 2: 16TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 857-204-8109
MAIL ADDRESS:
STREET 1: 125 SUMMER STREET
STREET 2: 16TH FLOOR
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-03
1
0001593899
Atea Pharmaceuticals, Inc.
AVIR
0001595725
Rock Springs Capital Management LP
650 SOUTH EXETER ST. SUITE 1070
BALTIMORE
MD
21202
0
0
1
0
0001735393
Rock Springs Capital Master Fund LP
C/O WALKERS CORPORATE LIMITED,
CAYMAN CO CENTER, 27 HOSPITAL ROAD
GEORAGE TOWN
E9
KY-1-9008
CAYMAN ISLANDS
0
0
1
0
0001735397
Rock Springs Capital LLC
650 SOUTH EXETER ST. SUITE 1070
BALTIMORE
MD
21202
0
0
1
0
Common Stock
2020-11-03
4
C
0
1412016
A
1412016
I
See Footnote
Common Stock
2020-11-03
4
C
0
282403
A
282403
I
See Footnote
Common Stock
2020-11-03
4
P
0
242708
24.00
A
1654724
I
See Footnote
Common Stock
2020-11-03
4
P
0
7292
24.00
A
289695
I
See Footnote
Series D Convertible Preferred Stock
2020-11-03
4
C
0
890313
D
Common Stock
890313
0
I
See Footnote
Series D-1 Convertible Preferred Stock
2020-11-03
4
C
0
521703
D
Common Stock
521703
0
I
See Footnote
Series D Convertible Preferred Stock
2020-11-03
4
C
0
178063
D
Common Stock
178063
0
I
See Footnote
Series D-1 Convertible Preferred Stock
2020-11-03
4
C
0
104340
D
Common Stock
104340
0
I
See Footnote
The preferred stock was convertible at any time, at the holder's election and had no expiration date. Each share of preferred stock was automatically converted into one share of common stock upon the closing of the Issuer's initial public offering of its common stock.
The securities reported herein are held of record by Rock Springs Capital Master Fund LP ("Master Fund"). Rock Springs Capital LLC ("RSC") is the general partner of Rock Springs Capital Management LP ("RSCM") which is the investment manager to Master Fund. RSC and RSCM may therefore be deemed to have or share beneficial ownership of preferred stock held directly by Master Fund.
The securities reported herein are held of record by Four Pines Master Fund LP ("Four Pines"). RSC is the general partner of RSCM which is the investment manager to Four Pines. RSC and RSCM may therefore be deemed to have or share beneficial ownership of the preferred stock held directly by Four Pines.
Rock Springs Capital Management LP, By: /s/ Kris Jenner, Member
2020-11-04
Rock Springs Capital Master Fund LP, By: /s/ Kris Jenner, Member
2020-11-04
Rock Springs Capital LLC, By: /s/ Kris Jenner, Member
2020-11-04