0001085146-19-002522.txt : 20191015
0001085146-19-002522.hdr.sgml : 20191015
20191015105447
ACCESSION NUMBER: 0001085146-19-002522
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191015
DATE AS OF CHANGE: 20191015
EFFECTIVENESS DATE: 20191015
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Surevest Inc.
CENTRAL INDEX KEY: 0001593842
IRS NUMBER: 611404205
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19426
FILM NUMBER: 191149962
BUSINESS ADDRESS:
STREET 1: 2425 E. CAMELBACK RD STE 890
CITY: PHOENIX
STATE: AZ
ZIP: 85016
BUSINESS PHONE: 4802727116
MAIL ADDRESS:
STREET 1: 2425 E. CAMELBACK RD STE 890
CITY: PHOENIX
STATE: AZ
ZIP: 85016
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001593842
XXXXXXXX
09-30-2019
09-30-2019
false
Surevest Inc.
2425 E. CAMELBACK RD STE 890
PHOENIX
AZ
85016
13F HOLDINGS REPORT
028-19426
N
Robert Luna
Chief Executive Officer
480-272-7116
/s/ Robert Luna
Phoenix
AZ
10-11-2019
0
133
203213
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1297
7890
SH
SOLE
0
0
7890
ABBVIE INC
COM
00287Y109
1341
17713
SH
SOLE
0
0
17713
AFLAC INC
COM
001055102
1687
32246
SH
SOLE
0
0
32246
AIR PRODS & CHEMS INC
COM
009158106
984
4434
SH
SOLE
0
0
4434
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1309
7830
SH
SOLE
0
0
7830
ALPHABET INC
CAP STK CL A
02079K305
2448
2005
SH
SOLE
0
0
2005
ALPHABET INC
CAP STK CL C
02079K107
544
446
SH
SOLE
0
0
446
AMAZON COM INC
COM
023135106
2779
1601
SH
SOLE
0
0
1601
AMGEN INC
COM
031162100
236
1220
SH
SOLE
0
0
1220
APPLE INC
COM
037833100
2129
9507
SH
SOLE
0
0
9507
ASSURANT INC
COM
04621X108
1724
13700
SH
SOLE
0
0
13700
AT&T INC
COM
00206R102
1742
46030
SH
SOLE
0
0
46030
AUTODESK INC
COM
052769106
780
5279
SH
SOLE
0
0
5279
AUTODESK INC
COM
052769106
18
5200
SH
Put
SOLE
0
0
5200
AVALONBAY CMNTYS INC
COM
053484101
2488
11556
SH
SOLE
0
0
11556
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
531
2555
SH
SOLE
0
0
2555
BLACKSTONE GROUP INC
COM CL A
09260D107
1660
33990
SH
SOLE
0
0
33990
BRISTOL MYERS SQUIBB CO
COM
110122108
980
19333
SH
SOLE
0
0
19333
BRITISH AMERN TOB PLC
SPONSORED ADR
110448107
597
16188
SH
SOLE
0
0
16188
CARLYLE GROUP L P
COM UTS LTD PTN
14309L102
1171
45817
SH
SOLE
0
0
45817
CHEVRON CORP NEW
COM
166764100
1373
11577
SH
SOLE
0
0
11577
CHUBB LIMITED
COM
H1467J104
228
1415
SH
SOLE
0
0
1415
CLOROX CO DEL
COM
189054109
893
5877
SH
SOLE
0
0
5877
COCA COLA CO
COM
191216100
1477
27123
SH
SOLE
0
0
27123
COLGATE PALMOLIVE CO
COM
194162103
944
12846
SH
SOLE
0
0
12846
CONSOLIDATED EDISON INC
COM
209115104
1681
17790
SH
SOLE
0
0
17790
COSTCO WHSL CORP NEW
COM
22160K105
492
1706
SH
SOLE
0
0
1706
CUMMINS INC
COM
231021106
1757
10801
SH
SOLE
0
0
10801
CVS HEALTH CORP
COM
126650100
484
7668
SH
SOLE
0
0
7668
DIGITAL RLTY TR INC
COM
253868103
2028
15624
SH
SOLE
0
0
15624
DISNEY WALT CO
COM DISNEY
254687106
2563
19670
SH
SOLE
0
0
19670
DOMINION ENERGY INC
COM
25746U109
1613
19902
SH
SOLE
0
0
19902
EAGLE BANCORP INC MD
COM
268948106
1028
23044
SH
SOLE
0
0
23044
EMERSON ELEC CO
COM
291011104
1382
20669
SH
SOLE
0
0
20669
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
629
48102
SH
SOLE
0
0
48102
ENTERPRISE PRODS PARTNERS L
COM
293792107
898
31404
SH
SOLE
0
0
31404
EQUITY LIFESTYLE PPTYS INC
COM
29472R108
2163
16192
SH
SOLE
0
0
16192
ESSEX PPTY TR INC
COM
297178105
2136
6539
SH
SOLE
0
0
6539
EXXON MOBIL CORP
COM
30231G102
1651
23380
SH
SOLE
0
0
23380
FORD MTR CO DEL
COM
345370860
121
13200
SH
SOLE
0
0
13200
GENERAL DYNAMICS CORP
COM
369550108
1455
7961
SH
SOLE
0
0
7961
GENERAL MLS INC
COM
370334104
2255
40916
SH
SOLE
0
0
40916
GENUINE PARTS CO
COM
372460105
1629
16357
SH
SOLE
0
0
16357
GILEAD SCIENCES INC
COM
375558103
1392
21962
SH
SOLE
0
0
21962
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
319
7468
SH
SOLE
0
0
7468
HEALTHCARE TR AMER INC
CL A NEW
42225P501
272
9256
SH
SOLE
0
0
9256
ILLINOIS TOOL WKS INC
COM
452308109
951
6078
SH
SOLE
0
0
6078
INVESCO EXCHANGE TRADED FD T
DWA MOMENTUM
46137V837
791
12985
SH
SOLE
0
0
12985
INVESCO EXCHNG TRADED FD TR
DWA DEV MKTS
46138E875
315
11925
SH
SOLE
0
0
11925
ISHARES TR
0-5 YR TIPS ETF
46429B747
6467
64560
SH
SOLE
0
0
64560
ISHARES TR
CORE US AGGBD ET
464287226
272
2407
SH
SOLE
0
0
2407
ISHARES TR
FLTG RATE NT ETF
46429B655
6209
121811
SH
SOLE
0
0
121811
ISHARES TR
INTL MOMENTUM FT
46434V449
3165
107721
SH
SOLE
0
0
107721
ISHARES TR
INTL QLTY FACTOR
46434V456
236
7937
SH
SOLE
0
0
7937
ISHARES TR
MSCI ACWI ETF
464288257
2116
28692
SH
SOLE
0
0
28692
ISHARES TR
NASDAQ BIOTECH
464287556
327
3288
SH
SOLE
0
0
3288
ISHARES TR
RUS MID CAP ETF
464287499
257
4589
SH
SOLE
0
0
4589
ISHARES TR
SHRT NAT MUN ETF
464288158
217
2041
SH
SOLE
0
0
2041
ISHARES TR
U.S. FIN SVC ETF
464287770
290
2124
SH
SOLE
0
0
2124
ISHARES TR
US TREAS BD ETF
46429B267
205
7771
SH
SOLE
0
0
7771
ISHARES TR
USA MOMENTUM FCT
46432F396
1959
16426
SH
SOLE
0
0
16426
ISHARES TR
USA QUALITY FCTR
46432F339
2377
25725
SH
SOLE
0
0
25725
JOHNSON & JOHNSON
COM
478160104
1596
12336
SH
SOLE
0
0
12336
JPMORGAN CHASE & CO
COM
46625H100
305
2593
SH
SOLE
0
0
2593
KELLOGG CO
COM
487836108
1545
24002
SH
SOLE
0
0
24002
KIMBERLY CLARK CORP
COM
494368103
989
6961
SH
SOLE
0
0
6961
LYFT INC
CL A COM
55087P104
718
17573
SH
SOLE
0
0
17573
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
958
14462
SH
SOLE
0
0
14462
MCDONALDS CORP
COM
580135101
1778
8282
SH
SOLE
0
0
8282
MEDTRONIC PLC
SHS
G5960L103
1602
14751
SH
SOLE
0
0
14751
MICROSOFT CORP
COM
594918104
818
5884
SH
SOLE
0
0
5884
NIKE INC
CL B
654106103
1041
11085
SH
SOLE
0
0
11085
NORTHROP GRUMMAN CORP
COM
666807102
1947
5194
SH
SOLE
0
0
5194
NUTANIX INC
CL A
67059N108
788
30000
SH
SOLE
0
0
30000
PEOPLES UTD FINL INC
COM
712704105
1628
104140
SH
SOLE
0
0
104140
PEPSICO INC
COM
713448108
1837
13398
SH
SOLE
0
0
13398
PHILIP MORRIS INTL INC
COM
718172109
1349
17765
SH
SOLE
0
0
17765
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
606
29226
SH
SOLE
0
0
29226
POLARIS INC
COM
731068102
1409
16010
SH
SOLE
0
0
16010
PROCTER & GAMBLE CO
COM
742718109
2070
16644
SH
SOLE
0
0
16644
PRUDENTIAL FINL INC
COM
744320102
222
2470
SH
SOLE
0
0
2470
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
211
3395
SH
SOLE
0
0
3395
RESMED INC
COM
761152107
228
1688
SH
SOLE
0
0
1688
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1188
10964
SH
SOLE
0
0
10964
RYDER SYS INC
COM
783549108
1533
29611
SH
SOLE
0
0
29611
SALESFORCE COM INC
COM
79466L302
1778
11976
SH
SOLE
0
0
11976
SHERWIN WILLIAMS CO
COM
824348106
1717
3123
SH
SOLE
0
0
3123
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
5232
178200
SH
SOLE
0
0
178200
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2331
7855
SH
SOLE
0
0
7855
SPDR S&P 500 ETF TR
TR UNIT
78462F103
31
2400
SH
Put
SOLE
0
0
2400
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
497
1409
SH
SOLE
0
0
1409
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
21
1400
SH
Put
SOLE
0
0
1400
SPDR SERIES TRUST
BLOOMBERG SRT TR
78468R408
2921
108139
SH
SOLE
0
0
108139
SPDR SERIES TRUST
HLTH CR EQUIP
78464A581
854
10939
SH
SOLE
0
0
10939
SPDR SERIES TRUST
NUVEEN BLMBRG SR
78468R739
219
4467
SH
SOLE
0
0
4467
SPDR SERIES TRUST
PRTFLO S&P500 HI
78468R788
273
7178
SH
SOLE
0
0
7178
SPDR SERIES TRUST
S&P 400 MDCP GRW
78464A821
2158
40162
SH
SOLE
0
0
40162
SPDR SERIES TRUST
S&P 600 SMCP GRW
78464A201
781
13114
SH
SOLE
0
0
13114
SPDR SERIES TRUST
S&P 600 SMCP VAL
78464A300
1169
19075
SH
SOLE
0
0
19075
SPDR SERIES TRUST
S&P BK ETF
78464A797
777
18011
SH
SOLE
0
0
18011
SSGA ACTIVE TR
SPDR DBLELN SHRT
78470P200
5674
114242
SH
SOLE
0
0
114242
TORONTO DOMINION BK ONT
COM NEW
891160509
720
12352
SH
SOLE
0
0
12352
TRAVELERS COMPANIES INC
COM
89417E109
1495
10057
SH
SOLE
0
0
10057
UNILEVER PLC
SPON ADR NEW
904767704
653
10873
SH
SOLE
0
0
10873
UNION PACIFIC CORP
COM
907818108
1601
9882
SH
SOLE
0
0
9882
UNITED TECHNOLOGIES CORP
COM
913017109
1558
11410
SH
SOLE
0
0
11410
VANGUARD GROUP
DIV APP ETF
921908844
394
3291
SH
SOLE
0
0
3291
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
828
6428
SH
SOLE
0
0
6428
VANGUARD INDEX FDS
VALUE ETF
922908744
283
2531
SH
SOLE
0
0
2531
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
6875
137769
SH
SOLE
0
0
137769
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
393
9760
SH
SOLE
0
0
9760
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
312
3511
SH
SOLE
0
0
3511
VANGUARD WORLD FDS
INF TECH ETF
92204A702
220
1019
SH
SOLE
0
0
1019
VERIZON COMMUNICATIONS INC
COM
92343V104
1734
28720
SH
SOLE
0
0
28720
VISA INC
COM CL A
92826C839
2082
12102
SH
SOLE
0
0
12102
WASTE MGMT INC DEL
COM
94106L109
1503
13071
SH
SOLE
0
0
13071
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
999
656
SH
SOLE
0
0
656
WISDOMTREE TR
CURRNCY INT EQ
97717X263
3222
111814
SH
SOLE
0
0
111814
WISDOMTREE TR
DYNAMIC LNG EQ
97717X313
1602
57662
SH
SOLE
0
0
57662
WISDOMTREE TR
EM EX ST-OWNED
97717X578
1249
45183
SH
SOLE
0
0
45183
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
3860
93448
SH
SOLE
0
0
93448
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
530
11953
SH
SOLE
0
0
11953
WISDOMTREE TR
EUROPE SMCP DV
97717W869
201
3594
SH
SOLE
0
0
3594
WISDOMTREE TR
FLOATNG RAT TREA
97717X628
1998
79762
SH
SOLE
0
0
79762
WISDOMTREE TR
INDIA ERNGS FD
97717W422
2150
90164
SH
SOLE
0
0
90164
WISDOMTREE TR
INTL MIDCAP DV
97717W778
2479
41107
SH
SOLE
0
0
41107
WISDOMTREE TR
INTL QULTY DIV
97717X131
5758
200003
SH
SOLE
0
0
200003
WISDOMTREE TR
INTL SMCAP DIV
97717W760
3892
61269
SH
SOLE
0
0
61269
WISDOMTREE TR
US LARGECAP FUND
97717W588
2232
66547
SH
SOLE
0
0
66547
WISDOMTREE TR
US MIDCAP DIVID
97717W505
4148
114226
SH
SOLE
0
0
114226
WISDOMTREE TR
US MIDCAP FUND
97717W570
2113
53584
SH
SOLE
0
0
53584
WISDOMTREE TR
US SMALLCAP FUND
97717W562
2581
72499
SH
SOLE
0
0
72499
WISDOMTREE TR
YIELD ENHANCD US
97717X511
5287
101122
SH
SOLE
0
0
101122