0001593806-16-000039.txt : 20160316
0001593806-16-000039.hdr.sgml : 20160316
20160316161926
ACCESSION NUMBER: 0001593806-16-000039
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160315
FILED AS OF DATE: 20160316
DATE AS OF CHANGE: 20160316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Guidewire Software, Inc.
CENTRAL INDEX KEY: 0001528396
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 364468504
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1001 E. HILLSDALE BOULEVARD
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-357-9100
MAIL ADDRESS:
STREET 1: 1001 E. HILLSDALE BOULEVARD
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Roza Scott
CENTRAL INDEX KEY: 0001593806
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35394
FILM NUMBER: 161509946
MAIL ADDRESS:
STREET 1: 1001 E. HILLSDALE BLVD., SUITE 800
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2016-03-15
0
0001528396
Guidewire Software, Inc.
GWRE
0001593806
Roza Scott
1001 E. HILLSDALE BLVD., SUITE 800
FOSTER CITY
CA
94404
0
1
0
0
Chief Business Officer
Common Stock
2016-03-15
4
M
0
2343.0
0.0
A
3143
D
Common Stock
2016-03-15
4
M
0
281.0
0.0
A
3424
D
Common Stock
2016-03-15
4
M
0
190.0
0.0
A
3614
D
Common Stock
2016-03-15
4
M
0
625.0
0.0
A
4239
D
Common Stock
500
I
by Spouse
Restricted Stock Unit
0.0
2016-03-15
4
M
0
2343.0
0.0
D
2023-12-05
Common Stock
2343
16407
D
Restricted Stock Unit
0.0
2016-03-15
4
M
0
281.0
0.0
D
2024-09-04
Common Stock
281
4906
D
Restricted Stock Unit
0.0
2016-03-15
4
M
0
190.0
0.0
D
2024-09-04
Common Stock
190
4716
D
Restricted Stock Unit
0.0
2016-03-15
4
M
0
625.0
0.0
D
2025-09-03
Common Stock
625
18750
D
The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2013 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date.
The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,045 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer.
The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 10,000 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets for FY2016, determined by the Issuer, are met. The time-based criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Both performance-based conditions and time-based criteria must be met for vesting to occur.
By: Winston King Attorney in Fact For: Scott A. Roza
2016-03-16