0001593806-16-000039.txt : 20160316 0001593806-16-000039.hdr.sgml : 20160316 20160316161926 ACCESSION NUMBER: 0001593806-16-000039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160315 FILED AS OF DATE: 20160316 DATE AS OF CHANGE: 20160316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guidewire Software, Inc. CENTRAL INDEX KEY: 0001528396 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364468504 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-357-9100 MAIL ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roza Scott CENTRAL INDEX KEY: 0001593806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35394 FILM NUMBER: 161509946 MAIL ADDRESS: STREET 1: 1001 E. HILLSDALE BLVD., SUITE 800 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-03-15 0 0001528396 Guidewire Software, Inc. GWRE 0001593806 Roza Scott 1001 E. HILLSDALE BLVD., SUITE 800 FOSTER CITY CA 94404 0 1 0 0 Chief Business Officer Common Stock 2016-03-15 4 M 0 2343.0 0.0 A 3143 D Common Stock 2016-03-15 4 M 0 281.0 0.0 A 3424 D Common Stock 2016-03-15 4 M 0 190.0 0.0 A 3614 D Common Stock 2016-03-15 4 M 0 625.0 0.0 A 4239 D Common Stock 500 I by Spouse Restricted Stock Unit 0.0 2016-03-15 4 M 0 2343.0 0.0 D 2023-12-05 Common Stock 2343 16407 D Restricted Stock Unit 0.0 2016-03-15 4 M 0 281.0 0.0 D 2024-09-04 Common Stock 281 4906 D Restricted Stock Unit 0.0 2016-03-15 4 M 0 190.0 0.0 D 2024-09-04 Common Stock 190 4716 D Restricted Stock Unit 0.0 2016-03-15 4 M 0 625.0 0.0 D 2025-09-03 Common Stock 625 18750 D The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2013 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units which vest as follows: 1/16th of the units vest quarterly following the vesting commencement date of September 15, 2014 (the "VCD"), subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 3,045 units, for which vesting was subject to the satisfaction of both performance-based conditions and time-based criteria. Attainment regarding the performance-based conditions was determined by the Issuer's Board of Directors based on the Issuer's results for FYE July 31, 2015 and the time-based vesting criteria are as follows: 1/4th of the units vested on September 15, 2015, the one year anniversary of the VCD, and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 10,000 units which vest as follows: 1/16th of the units vest quarterly commencing December 15, 2015, subject to the Reporting Person's continued service to the Issuer. The second issuance consists of 10,000 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets for FY2016, determined by the Issuer, are met. The time-based criteria are as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of September 15, 2015 and an additional 1/16th of the units will vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer. Both performance-based conditions and time-based criteria must be met for vesting to occur. By: Winston King Attorney in Fact For: Scott A. Roza 2016-03-16