0001593806-14-000004.txt : 20141217 0001593806-14-000004.hdr.sgml : 20141217 20141217215757 ACCESSION NUMBER: 0001593806-14-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141215 FILED AS OF DATE: 20141217 DATE AS OF CHANGE: 20141217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guidewire Software, Inc. CENTRAL INDEX KEY: 0001528396 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 364468504 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 BUSINESS PHONE: 650-357-9100 MAIL ADDRESS: STREET 1: 1001 E. HILLSDALE BOULEVARD CITY: FOSTER CITY STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roza Scott CENTRAL INDEX KEY: 0001593806 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35394 FILM NUMBER: 141294108 MAIL ADDRESS: STREET 1: 1001 E. HILLSDALE BLVD., SUITE 800 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-12-15 0 0001528396 Guidewire Software, Inc. GWRE 0001593806 Roza Scott 1001 E. HILLSDALE BLVD., SUITE 800 FOSTER CITY CA 94404 0 1 0 0 SVP, Worldwide Sales Common Stock 2014-12-15 4 M 0 9375.0 0.0 A 10175 D Common Stock 2014-12-15 4 F 0 2564.0 47.11 D 7611 D Common Stock 2014-12-15 4 M 0 281.0 0.0 A 7892 D Common Stock 2014-12-15 4 F 0 76.0 47.11 D 7816 D Common Stock 500 I by Spouse Restricted Stock Unit 0.0 2014-12-15 4 M 0 9375.0 0.0 D 2023-12-05 Common Stock 9375 28125 D Restricted Stock Unit 0.0 2014-12-15 4 M 0 281.0 0.0 D 2024-09-04 Common Stock 281 8719 D Shares withheld by Issuer to cover taxes associated with settlement of Restricted Stock Units. The Restricted Stock Units vest as follows: 1/4th of the units vest on the one year anniversary of the vesting commencement date of December 15, 2013 and an additional 1/16th of the units vest quarterly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The grant consists of two separate issuances of Restricted Stock Units. One issuance consists of 4,500 units vesting as follows: 1/16th of units vest quarterly following September 15, 2014 (the "VCD"), subject to Reporting Person's continued service to Issuer. The second issuance consists of 4,500 units, for which vesting is subject to the satisfaction of both performance-based conditions and time-based criteria. The performance-based conditions will be satisfied if certain financial targets, determined by Issuer, are met over the course of Issuer?s 2015 fiscal year. If the performance-based conditions are not met, then no units will vest. If the performance-based conditions are met, then units will vest as the time-based criteria are satisfied: 1/4th of units vest on the one year anniversary of the VCD and an additional 1/16th of units will vest quarterly thereafter, subject to Reporting Person?s continued service to Issuer through each such vesting date. By: Winston King, Attorney in Fact For: Scott Roza 2014-12-15