0001744981-22-000004.txt : 20221004
0001744981-22-000004.hdr.sgml : 20221004
20221004180516
ACCESSION NUMBER: 0001744981-22-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sibling Capital Fund II-A L.P.
CENTRAL INDEX KEY: 0001593693
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 221293565
BUSINESS ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 5047158335
MAIL ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sibling Capital Fund II-C L.P.
CENTRAL INDEX KEY: 0001680279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 221293563
BUSINESS ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 504-715-8335
MAIL ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sibling Capital Fund II-B L.P.
CENTRAL INDEX KEY: 0001629421
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 221293564
BUSINESS ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: (504)715-8335
MAIL ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Isern Brian M.
CENTRAL INDEX KEY: 0001744981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 221293566
MAIL ADDRESS:
STREET 1: 2033 6TH AVE., SUITE 330
CITY: SEATTLE
STATE: WA
ZIP: 98121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sibling Capital Ventures LLC
CENTRAL INDEX KEY: 0001744971
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 221293562
BUSINESS ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 504-715-8335
MAIL ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sibling Capital Ventures II LLC
CENTRAL INDEX KEY: 0001744973
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 221293561
BUSINESS ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 504-715-8335
MAIL ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sibling Capital Ventures III LLC
CENTRAL INDEX KEY: 0001744974
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38558
FILM NUMBER: 221293560
BUSINESS ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
BUSINESS PHONE: 504-715-8335
MAIL ADDRESS:
STREET 1: 500 YALE AVE N
CITY: SEATTLE
STATE: WA
ZIP: 98109
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tricida, Inc.
CENTRAL INDEX KEY: 0001595585
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 463372526
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7000 SHORELINE COURT, SUITE 201
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 415-429-7800
MAIL ADDRESS:
STREET 1: 7000 SHORELINE COURT, SUITE 201
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2022-09-30
0
0001595585
Tricida, Inc.
TCDA
0001744981
Isern Brian M.
2033 6TH AVE., SUITE 330
SEATTLE
WA
98121
0
0
1
1
possible member of 10% group
0001593693
Sibling Capital Fund II-A L.P.
2033 6TH AVE., SUITE 330
SEATTLE
WA
98121
0
0
1
1
possible member of 10% group
0001629421
Sibling Capital Fund II-B L.P.
2033 6TH AVE., SUITE 330
SEATTLE
WA
98121
0
0
1
1
possible member of 10% group
0001680279
Sibling Capital Fund II-C L.P.
2033 6TH AVE., SUITE 330
SEATTLE
WA
98121
0
0
1
1
possible member of 10% group
0001744971
Sibling Capital Ventures LLC
2033 6TH AVE., SUITE 330
SEATTLE
WA
98121
0
0
1
1
possible member of 10% group
0001744973
Sibling Capital Ventures II LLC
2033 6TH AVE., SUITE 330
SEATTLE
WA
98121
0
0
1
1
possible member of 10% group
0001744974
Sibling Capital Ventures III LLC
2033 6TH AVE., SUITE 330
SEATTLE
WA
98121
0
0
1
1
possible member of 10% group
Common Stock
2022-09-30
4
S
0
14995
10.67
D
712760
I
By Sibling Capital Fund II-A L.P.
Common Stock
2022-09-30
4
S
0
51983
10.67
D
2549228
I
By Sibling Capital Fund II-B L.P.
Common Stock
2022-09-30
4
S
0
32990
10.67
D
1667962
I
By Sibling Capital Fund II-C L.P.
Common Stock
2022-10-03
4
S
0
10349
11.16
D
702411
I
By Sibling Capital Fund II-A L.P.
Common Stock
2022-10-03
4
S
0
35877
11.16
D
2513351
I
By Sibling Capital Fund II-B L.P.
Common Stock
2022-10-03
4
S
0
22768
11.16
D
1645194
I
By Sibling Capital Fund II-C L.P.
Common Stock
599379
I
By Sibling Capital Fund II-D L.P.
Common Stock
463158
I
By Sibling Insiders Fund II L.P.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.40 to $11.01, inclusive. Each Reporting Person undertakes to provide to Tricida, Inc., any security holder of Tricida, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.61 to $11.52, inclusive.
The shares are held directly by Sibling Capital Fund II-A L.P. ("Sibling A"). Sibling Capital Ventures LLC ("SCV") is the sole general partner of Sibling A. As sole manager of SCV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
The shares are held directly by Sibling Capital Fund II-B L.P. ("Sibling B"). Sibling Capital Ventures II LLC ("SCV II") is the sole general partner of Sibling B. As sole manager of SCV II, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
The shares are held directly by Sibling Capital Fund II-C L.P. ("Sibling C"). Sibling Capital Ventures III LLC ("SCV III") is the sole general partner of Sibling C. As sole manager of SCV III, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
The shares are held directly by Sibling Capital Fund II-D L.P. ("Sibling D"). Sibling Capital Ventures IV LLC ("SCV IV") is the sole general partner of Sibling D. As sole manager of SCV IV, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
The shares are held directly by Sibling Insiders Fund II L.P. ("Sibling Insiders Fund"). Sibling Insiders II LLC ("Sibling Insiders LLC") is the sole general partner of Sibling Insiders Fund. As sole manager of Sibling Insiders LLC, Brian M. Isern may be deemed to be an indirect beneficial owner of such shares.
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each Reporting Person disclaims beneficial ownership of any such securities, except to the extent of his/its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
/s/ Brian M. Isern
2022-10-04
Sibling Capital Fund II-A L.P. By: Sibling Capital Ventures LLC, its sole general partner By: /s/ Brian M. Isern
2022-10-04
Sibling Capital Fund II-B L.P. By: Sibling Capital Ventures II LLC, its sole general partner By: /s/ Brian M. Isern
2022-10-04
Sibling Capital Fund II-C L.P. By: Sibling Capital Ventures III LLC, its sole general partner By: /s/ Brian M. Isern
2022-10-04
Sibling Capital Ventures LLC By: /s/ Brian M. Isern
2022-10-04
Sibling Capital Ventures II LLC By: /s/ Brian M. Isern
2022-10-04
Sibling Capital Ventures III LLC By: /s/ Brian M. Isern
2022-10-04